Violation Tracker

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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
UBS	$31,069,299,125	179
Novartis	$2,449,415,337	36
Transocean	$1,659,498,859	11
Glencore	$1,223,027,448	11
Holcim Group	$1,094,803,406	890
Sandoz Group	$693,683,118	12
Julius Baer Group	$626,000,000	2
ABB Ltd.	$566,854,938	53
Roche	$432,796,105	26
Zurich Insurance	$385,111,584	186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company	Current Parent	Current Parent Industry	Primary Offense Type	Year	Agency	Penalty Amount
ABB Ltd.	ABB Ltd.	utilities and power generation	Foreign Corrupt Practices Act	2010	DOJ_CRIMINAL	$19,000,000
ABB Ltd.	ABB Ltd.	utilities and power generation	Foreign Corrupt Practices Act	2010	SEC	$39,300,000
ABB INC	ABB Ltd.	utilities and power generation	motor vehicle safety violation	2005	FMCSA	$6,680
ABB Middle East & Africa Participations AG	ABB Ltd.	utilities and power generation	price-fixing or anti-competitive practices	2001	DOJ_ANTITRUST	$53,000,000
ABB Ltd	ABB Ltd.	utilities and power generation	Foreign Corrupt Practices Act	2004	SEC	$5,900,000
Baldor Electric Co.	ABB Ltd.	utilities and power generation	employment discrimination	2012	OFCCP	$2,000,000
ABB, Inc.	ABB Ltd.	utilities and power generation	wage and hour violation	2016	WHD	$10,349
Reliance Electric, Inc.	ABB Ltd.	utilities and power generation	wage and hour violation	2012	WHD	$209,007
Baldor Electric Company, Inc.	ABB Ltd.	utilities and power generation	wage and hour violation	2006	WHD	$14,809
ABB Inc.	ABB Ltd.	utilities and power generation	labor relations violation	2006	NLRB	$20,000
ABB, Inc.	ABB Ltd.	utilities and power generation	labor relations violation	2004	NLRB	$6,626
Thomas & Betts Corporation	ABB Ltd.	utilities and power generation	labor relations violation	2003	NLRB	$17,140
ABB, Inc.	ABB Ltd.	utilities and power generation	energy conservation violation	2017	DOE	$37,040
Thomas & Betts	ABB Ltd.	utilities and power generation	employment discrimination	2003	private lawsuit-federal	$698,610
ABB Inc.	ABB Ltd.	utilities and power generation	benefit plan administrator violation	2019	private lawsuit-federal	$55,000,000
ABB Inc.	ABB Ltd.	utilities and power generation	telecommunications violation	2020	FCC	$15,000
Baldor Electric Company	ABB Ltd.	utilities and power generation	environmental violation	2015	AR-ENV	$7,500
Thomas & Betts	ABB Ltd.	utilities and power generation	environmental violation	2010	AR-ENV	$18,000
Baldor Electric Company	ABB Ltd.	utilities and power generation	environmental violation	2008	AR-ENV	$5,625
ABB, Inc.	ABB Ltd.	utilities and power generation	environmental violation	2010	AZ-DEQ	$30,000
Baldor Electric Co.	ABB Ltd.	utilities and power generation	environmental violation	2010	AZ-DEQ	$10,000
Thomas & Betts Corp.	ABB Ltd.	utilities and power generation	environmental violation	2016	CA-DTSC	$625,000
Jennings Technology Company, LLC	ABB Ltd.	utilities and power generation	environmental violation	2011	CA-DTSC	$347,000
ABB Ltd.	ABB Ltd.	utilities and power generation	Foreign Corrupt Practices Act	2022	DOJ_CRIMINAL	$315,000,000
ABB Ltd	ABB Ltd.	utilities and power generation	Foreign Corrupt Practices Act	2022	SEC	$75,000,000
ABB PAINT AUTOMATION GROUP	ABB Ltd.	utilities and power generation	workplace safety or health violation	2000	OSHA	$8,375
ABB INC	ABB Ltd.	utilities and power generation	workplace safety or health violation	2000	OSHA	$9,000
ABB POWER T & D COMPANY, INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2001	OSHA	$9,000
KUHLMAN ELECTRIC CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2000	OSHA	$6,375
ABB POWER T & D COMPANY, INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2001	OSHA	$25,000
THOMAS & BETTS	ABB Ltd.	utilities and power generation	workplace safety or health violation	2002	OSHA	$6,000
KUHLMAN ELECTRIC CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$17,075
ABB, INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$7,800
KUHLMAN ELECTRIC CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$5,000
THOMAS & BETTS INC	ABB Ltd.	utilities and power generation	workplace safety or health violation	2005	OSHA	$7,650
THOMAS & BETTS CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2006	OSHA	$6,750
ABB KUHLMAN ELECTRIC CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2011	OSHA	$10,000
THOMAS & BETTS CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2009	OSHA	$13,000
THOMAS & BETTS CORP. DBA JENNINGS TECHNOLOGY INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2013	OSHA	$7,730
THOMAS & BETTS CORPORATION	ABB Ltd.	utilities and power generation	workplace safety or health violation	2012	OSHA	$12,780
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2015	OSHA	$5,600
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2015	OSHA	$5,000
ABB, INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2015	OSHA	$5,390
ABB INCORPORATED	ABB Ltd.	utilities and power generation	workplace safety or health violation	2016	OSHA	$15,000
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2018	OSHA	$12,472
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2018	OSHA	$187,000
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2019	OSHA	$12,725
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2019	OSHA	$12,725
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2019	OSHA	$34,099
ABB INC.	ABB Ltd.	utilities and power generation	workplace safety or health violation	2019	OSHA	$21,356
Thomas & Betts Caribe, Inc.	ABB Ltd.	utilities and power generation	environmental violation	2008	EPA	$17,710
ABB, INC	ABB Ltd.	utilities and power generation	environmental violation	2011	EPA	$74,140
HOMAC MANUFACTURING COMPANY	ABB Ltd.	utilities and power generation	environmental violation	2010	EPA	$21,800
Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	off-label or unapproved promotion of medical products	2010	FDA	$422,500,000
Novartis AG	Novartis	pharmaceuticals	Foreign Corrupt Practices Act	2016	SEC	$25,000,000
Novartis Pharmaceuticals	Novartis	pharmaceuticals	kickbacks and bribery	2015	USAO	$390,000,000
Genentech Inc.	Roche	pharmaceuticals	False Claims Act and related	2016	DOJ_CIVIL	$33,500,000
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	off-label or unapproved promotion of medical products	2010	FDA	$72,500,000
Eon Labs Inc.	Novartis	pharmaceuticals	False Claims Act and related	2010	DOJ_CIVIL	$3,500,000
Sandoz, Inc.	Sandoz Group	pharmaceuticals	HHS civil monetary penalties	2015	HHSOIG	$12,640,000
Sandoz, Inc.	Sandoz Group	pharmaceuticals	HHS civil monetary penalties	2011	HHSOIG	$230,000
Chiron Corporation Ltd	Novartis	pharmaceuticals	economic sanction violation	2004	OFAC	$168,500
Novartis Pharmaceuticals	Novartis	pharmaceuticals	employment discrimination	2013	OFCCP	$51,594
NOVARTIS PHARMACEUTICALS CORPORATION	Novartis	pharmaceuticals	benefit plan administrator violation	2006	EBSA	$10,001
InterMune Inc.	Roche	pharmaceuticals	Family and Medical Leave Act	2014	WHD	$59,085
InterMune Inc.	Roche	pharmaceuticals	off-label or unapproved promotion of medical products	2006	FDA	$36,900,000
Intermune, Inc.	Roche	pharmaceuticals	Medicare Coverage Gap Discount Program violation	2013	CMS	$5,641
Intermune, Inc.	Roche	pharmaceuticals	Medicare Coverage Gap Discount Program violation	2013	CMS	$16,215
Novartis	Novartis	pharmaceuticals	wage and hour violation	2012	private lawsuit-federal	$99,000,000
Genentech	Roche	pharmaceuticals	wage and hour violation	2012	private lawsuit-state	$2,100,000
Genentech	Roche	pharmaceuticals	wage and hour violation	2011	private lawsuit-state	$2,600,000
Roche Diagnostics Corporation	Roche	pharmaceuticals	employment discrimination	2018	OFCCP	$261,782
Novartis Corporation and Alcon Laboratories	Novartis	pharmaceuticals	employment discrimination	2016	private lawsuit-federal	$8,000,000
Novartis Corporation	Novartis	pharmaceuticals	employment discrimination	2010	private lawsuit-federal	$175,000,000
Hoffmann-La Roche, Inc.	Roche	pharmaceuticals	employment discrimination	2012	private lawsuit-federal	$545,833
CIBA Vision	Novartis	pharmaceuticals	price-fixing or anti-competitive practices	2000	MULTI-AG	$5,000,000
Genentech Inc.	Roche	pharmaceuticals	False Claims Act and related	2016	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000
Genentech Inc.	Roche	pharmaceuticals	off-label or unapproved promotion of medical products	2000	MULTI-AG	$19,000,000
Geneva Pharmaceuticals	Novartis	pharmaceuticals	price-fixing or anti-competitive practices	2005	MULTI-AG	$15,350,000
Hoffman-LaRoche	Roche	pharmaceuticals	price-fixing or anti-competitive practices	2000	MULTI-AG	$142,494,000
Hoffman-LaRoche	Roche	pharmaceuticals	price-fixing or anti-competitive practices	2000	CA-AG	$47,498,000
Hoffman-LaRoche	Roche	pharmaceuticals	price-fixing or anti-competitive practices	2002	MA-AG	$111,167
InterMune Inc.	Roche	pharmaceuticals	off-label or unapproved promotion of medical products	2006	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,700,000
Novartis	Novartis	pharmaceuticals	False Claims Act and related	2013	LA-AG	$7,000,000
Novartis Pharmaceuticals Corp.	Novartis	pharmaceuticals	False Claims Act and related	2013	ID-AG	$750,000
Novartis Pharmaceuticals Corp.	Novartis	pharmaceuticals	False Claims Act and related	2012	KY-AG	$2,750,000
Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	kickbacks and bribery	2015	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $83,129,754
Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	off-label or unapproved promotion of medical products	2010	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $88,258,694
Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	False Claims Act and related	2010	HI-AG	$3,333,333
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	off-label or unapproved promotion of medical products	2010	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $29,000,000
Novartis Pharmaceuticals	Novartis	pharmaceuticals	off-label or unapproved promotion of medical products	2012	TX-AG	$6,638,250
Sandoz	Sandoz Group	pharmaceuticals	False Claims Act and related	2009	KY-AG	$16,000,000
Sandoz	Sandoz Group	pharmaceuticals	False Claims Act and related	2013	LA-AG	$13,100,000
Sandoz Inc.	Sandoz Group	pharmaceuticals	False Claims Act and related	2010	ID-AG	$1,650,000
Sandoz, Inc.	Sandoz Group	pharmaceuticals	False Claims Act and related	2011	MS-AG	$30,110,618
Novartis Pharmaceuticals	Novartis	pharmaceuticals	False Claims Act and related	2019	IL-AG	$21,280,356
Sandoz Inc.	Sandoz Group	pharmaceuticals	price-fixing or anti-competitive practices	2020	DOJ_ANTITRUST	$195,000,000
Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	kickbacks and bribery	2020	CA-AG	$11,800,000
Novartis Pharmaceuticals Corporation	Novartis	pharmaceuticals	False Claims Act and related	2020	DOJ_CIVIL	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000
Novartis Hellas S.A.C.I. et al.	Novartis	pharmaceuticals	Foreign Corrupt Practices Act	2020	DOJ_CRIMINAL	$233,000,000
Novartis Pharmaceuticals Corp.	Novartis	pharmaceuticals	kickbacks and bribery	2020	MULTI-AG	$103,000,000