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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016WV-AG$325,000
Foremost Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003WI-INS$8,500
Universal Underwriters Service Corp.Zurich Insurancefinancial servicesinsurance violation2008WI-INS$10,000
Transocean Sedco ForexTransoceanoilfield services and supplieswage and hour violation2002WHD$131,614
AdeccoUSAAdeccobusiness serviceswage and hour violation2016WHD$5,276
ABB, Inc.ABB Ltd.utilities and power generationwage and hour violation2016WHD$10,349
Aryzta Holdings IV LLCAryztafood productswage and hour violation2015WHD$165,921
Lafarge North America, IncHolcim Groupbuilding materialswage and hour violation2015WHD$404,500
Aryzta LLCAryztafood productswage and hour violation2014WHD$226,527
Nestle USA, Inc.Nestlefood productsFamily and Medical Leave Act2014WHD$7,712
InterMune Inc.RochepharmaceuticalsFamily and Medical Leave Act2014WHD$59,085
Chemoil CorporationGlencorefinancial serviceswage and hour violation2013WHD$16,594
UBS, Inc.UBSfinancial serviceswage and hour violation2013WHD$90,902
Schindler Elevator CorportationSchindlermiscellaneous manufacturingwage and hour violation2013WHD$34,081
Reliance Electric, Inc.ABB Ltd.utilities and power generationwage and hour violation2012WHD$209,007
Alcon Research, Ltd.Alcon Inc.medical equipment and supplieswage and hour violation2011WHD$199,443
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$565,065
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$209,170
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2009WHD$14,970
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2009WHD$14,855
Nestle USA, Inc.Nestlefood productswage and hour violation2009WHD$578,824
Nestle ProfessionalNestlefood productswage and hour violation2008WHD$261,191
SGSSGS S.A.miscellaneous serviceswage and hour violation2008WHD$23,101
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$35,968
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$107,077
Nestle USANestlefood productswage and hour violation2008WHD$461,158
Nestle USANestlefood productswage and hour violation2008WHD$2,750,840
Nestle USANestlefood productswage and hour violation2008WHD$126,299
Nestle USA, Inc.Nestlefood productswage and hour violation2008WHD$1,752,293
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$57,828
Sulzer Enpro Inc.Sulzerconstruction and engineeringwage and hour violation2007WHD$6,789
UBS Financial Services, Inc.UBSfinancial serviceswage and hour violation2007WHD$27,152
Otis Spunkmeyer, Inc.Aryztafood productswage and hour violation2007WHD$46,063
Adecco, USAAdeccobusiness serviceswage and hour violation2006WHD$33,450
Pentair, Inc.Pentairindustrial equipmentFamily and Medical Leave Act2006WHD$11,000
Aggregate Industries - WRC, IncHolcim Groupbuilding materialswage and hour violation2006WHD$550,000
Aggregate Industries, IncHolcim Groupbuilding materialswage and hour violation2006WHD$29,791
Aggregate Industries, IncHolcim Groupbuilding materialswage and hour violation2006WHD$49,667
Aggregate IndustriesHolcim Groupbuilding materialswage and hour violation2006WHD$7,671
Baldor Electric Company, Inc.ABB Ltd.utilities and power generationwage and hour violation2006WHD$14,809
Lafarge Building MaterialsHolcim Groupbuilding materialswage and hour violation2005WHD$158,120
NBTY, Inc.Nestlefood productswage and hour violation2004WHD$122,381
Farmer's InsuranceZurich Insurancefinancial serviceswage and hour violation2011WHD$1,520,705
Nestle Snacks and Confections DivisionNestlefood productsFamily and Medical Leave Act2017WHD$8,400
UBS Financial Services Inc.UBSfinancial serviceswage and hour violation2018WHD$6,246
SGS North America, Inc.SGS S.A.miscellaneous serviceswage and hour violation2018WHD$16,981
Nestle Prepared Foods CompanyNestlefood productsFamily and Medical Leave Act2016WHD$17,000
Chubb Group Of CompaniesChubb Limitedfinancial servicesinsurance violation2011WA-INS$534,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2011WA-INS$50,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2012WA-INS$10,000
American Guarantee & Liability Insurance Company et al.Zurich Insurancefinancial servicesinsurance violation2013WA-INS$50,000
Combined Insurance Company Of AmericaChubb Limitedfinancial servicesinsurance violation2014WA-INS$5,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$100,000
Bankers Standard Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015WA-INS$25,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$300,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016WA-INS$20,000
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017WA-INS$30,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2017WA-INS$10,000
Illinois Union Ins CoChubb Limitedfinancial servicesinsurance violation2019WA-INS$102,000
Bankers Standard Insurance Company et al.Chubb Limitedfinancial servicesinsurance violation2019WA-INS$25,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2020WA-INS$50,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2020WA-INS$750,000
Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2003WA-INS$500,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2020WA-INS$5,000
ACE AMERICAN INSURANCE COMPANY ET AL.Chubb Limitedfinancial servicesinsurance violation2020WA-INS$50,000
Foremost Insurance Company Grand Rapids MichiganZurich Insurancefinancial servicesinsurance violation2021WA-INS$75,000
Farmers Insurance Company of Washington et al.Zurich Insurancefinancial servicesinsurance violation2021WA-INS$20,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2021WA-INS$5,000
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2021WA-INS$10,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021WA-INS$20,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2014VT-FIN$325,000
Metropolitan Property and Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2021VT-FIN$13,000
UBS FINANCIAL SERVICES, INC.UBSfinancial servicesinvestor protection violation2007VA-SEC$100,000
UBS FINANCIAL SERVICES, INC.UBSfinancial servicesinvestor protection violation2010VA-SEC$625,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2019VA-SEC$288,970
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2002VA-INS$27,000
AMERICAN ZURICH INSURANCE COZurich Insurancefinancial servicesinsurance violation2004VA-INS$5,000
FEDERAL INSURANCE CO., ET AL.Chubb Limitedfinancial servicesinsurance violation2004VA-INS$65,000
BRISTOL WEST INSURANCE COMPANYZurich Insurancefinancial servicesinsurance violation2006VA-INS$20,000
Universal Underwriters Life Insurance CompanyZurich Insurancefinancial servicesinsurance violation2006VA-INS$24,000
Metropolitan Property and CasualtyZurich Insurancefinancial servicesinsurance violation2007VA-INS$5,000
CHUBB INDEMNITY INSURANCE, ET AL.Chubb Limitedfinancial servicesinsurance violation2007VA-INS$5,000
FOREMOST INSURANCE CO.Zurich Insurancefinancial servicesinsurance violation2010VA-INS$6,000
EMPIRE FIRE & MARINE INSURANCE COZurich Insurancefinancial servicesinsurance violation2011VA-INS$25,000
American Guarantee and Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2011VA-INS$5,000
BRISTOL WEST INSURANCE CO.Zurich Insurancefinancial servicesinsurance violation2011VA-INS$75,400
FEDERAL INSURANCE CO.,Chubb Limitedfinancial servicesinsurance violation2015VA-INS$132,761
FEDERAL INSURANCE COMPANYChubb Limitedfinancial servicesinsurance violation2017VA-INS$6,261
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020VA-INS$27,560
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020VA-INS$91,872
Mid-Century Insurance Company and Truck Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2023VA-INS$36,497
Nestle Purina Petcare Co.Nestlefood productsenvironmental violation2020VA-ENV$15,861
Credit Suisse Securities (USA) LLCUBSfinancial servicestoxic securities abuses2016VA-AG$1,200,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2016VA-AG$850,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2009UT-INS$141,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2021UT-INS$41,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023UT-INS$79,000
Novartis PharmaceuticalsNovartispharmaceuticalskickbacks and bribery2015USAO$390,000,000
Accutest Corp. aka Accutest LaboratoriesSGS S.A.miscellaneous servicesfraud2015USAO$3,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.