Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Zurich Financial ServicesZurich Insurancefinancial servicesaccounting fraud or deficiencies2008SEC$25,000,000
Zurich Capital Markets Inc.Zurich Insurancefinancial servicesinvestor protection violation2007SEC$16,800,000
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$565,065
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$209,170
Farmer's InsuranceZurich Insurancefinancial serviceswage and hour violation2011WHD$1,520,705
Coast National InsuranceZurich Insurancefinancial serviceswage and hour violation2002private lawsuit-state$18,000,000
Farmers Group, Inc.Zurich Insurancefinancial servicesbenefit plan administrator violation2012private lawsuit-federal$6,850,000
Zurich Life Insurance Company LtdZurich Insurancefinancial servicestax violations2019DOJ_TAX$5,115,000
Farmers Insurance GroupZurich Insurancefinancial servicesdiscriminatory practices (non-employment)2001OH-AG$4,300,000
Farmers Insurance GroupZurich Insurancefinancial servicesconsumer protection violation2003TX-AG$2,400,000
Metropolitan Property & CasualtyZurich Insurancefinancial servicesconsumer protection violation2010MA-AG$20,000
Metropolitan Property & Casualty Co.Zurich Insurancefinancial servicesconsumer protection violation2019MS-AG$3,167,173
Metropolitan Property & Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2010MA-AG$3,500,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2013MA-AG$50,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2012MA-AG$395,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2000MA-AG$1,840,000
Universal Underwriters Life Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2008TX-AG$2,400,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006MULTI-AG$171,700,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006OH-AG$7,000,000
Zurich American Insurance Company et al.Zurich Insurancefinancial servicesFalse Claims Act and related2010NY-AG$37,500,000
Coast National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2009AZ-DIFI$38,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$58,000
Foremost Property & Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$21,000
Coast National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2005CA-INS$120,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2006CA-INS$15,000
21st Century Insurance Co. and 21st Century Casualty Co.Zurich Insurancefinancial servicesinsurance violation2007CA-INS$50,000
Coast National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2009CA-INS$150,000
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$255,500
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$66,000
Bristol West Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$161,500
Zurich Insurance GroupZurich Insurancefinancial servicesinsurance violation2010CT-INS$235,000
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2019CT-INS$64,000
21st Century Centennial Insurance Co.Zurich Insurancefinancial servicesinsurance violation2016DE-INS$27,500
Foremost Property and Casualty Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2019DE-INS$11,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$44,500
American Guarantee and Liability Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$10,850
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$31,500
Bristol West Insurance Co.Zurich Insurancefinancial servicesinsurance violation2004FL-OFR$26,500
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008FL-OFR$8,000
Bristol West Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008ID-INS$5,330
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015ID-INS$5,000
Universal Underwriters Insurance CompanyZurich Insurancefinancial servicesinsurance violation2006IN-INS$948,240
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2012IN-INS$5,000
Metropolitan Property and Casualty Co.Zurich Insurancefinancial servicesinsurance violation2006KS-INS$5,000
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2013KS-INS$50,000
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2016KS-INS$20,000
Zurich DirectZurich Insurancefinancial servicesinsurance violation2002MA-INS$6,000
Zurich Life Insurance Company of AmericaZurich Insurancefinancial servicesinsurance violation2002MA-INS$12,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2003MA-INS$40,000
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2011MD-INS$30,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011MD-INS$125,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2014MD-INS$10,000
Empire Fire and Marine Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2015MD-INS$8,000
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2013ME-INS$35,350
Metropolitan Property and Casualty Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2001MN-FIN$10,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002MN-FIN$7,500
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003MN-FIN$20,000
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003MN-FIN$10,000
Foremost Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003MN-FIN$5,000
Universal Underwriter Insurance Co.Zurich Insurancefinancial servicesinsurance violation2004MN-FIN$200,000
Foremost Insurance Co. at al.Zurich Insurancefinancial servicesinsurance violation2004MN-FIN$75,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2005MN-FIN$5,000
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008MN-FIN$70,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2012MN-FIN$10,000
Bristol West Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2017MN-FIN$20,000
Universal Underwriters Insurance Co.Zurich Insurancefinancial servicesinsurance violation2007MO-INS$6,530
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$87,000
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2016MO-INS$250,000
Universal Underwriters Insurance CompanyZurich Insurancefinancial servicesinsurance violation2007NH-INS$28,125
21st Century National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010NJ-DBI$10,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2013NY-DFS$4,560,000
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014NY-DFS$9,000
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$36,500
21st Century National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$25,000
Metropolitan Group Property and Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$30,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019NY-DFS$50,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2005OR-FIN$11,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2007OR-FIN$20,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2007OR-FIN$20,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2007OR-FIN$10,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2009OR-FIN$10,000
Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2004PA-INS$10,000
Foremost Insurance Company of Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2005PA-INS$5,000
Empire Fire & Marine Insurance CompanyZurich Insurancefinancial servicesinsurance violation2006PA-INS$20,000
Metropolitan Property and Casualty CompanyZurich Insurancefinancial servicesinsurance violation2019RI-FIN$5,000
Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2011SC-INS$7,500
Foremost Insurance Group et al.Zurich Insurancefinancial servicesinsurance violation2015SD-INS$750,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015SD-INS$100,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016SD-INS$15,000
Mid-Century Insurance Co. of TexasZurich Insurancefinancial servicesinsurance violation2000TX-INS$11,000,000
Farmers Insurance GroupZurich Insurancefinancial servicesinsurance violation2002TX-INS$15,000,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2009TX-INS$15,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$32,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$45,000
American Guarantee & Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$30,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2011TX-INS$9,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2011TX-INS$10,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2012TX-INS$27,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.