Sandoz, Inc. | Sandoz Group | pharmaceuticals | HHS civil monetary penalties | 2011 | HHSOIG | $230,000 |
Accutest Laboratories of New England, Inc. | SGS S.A. | miscellaneous services | hazardous waste violation | 2015 | MA-AG | $100,000 |
Baldor Electric Company | ABB Ltd. | utilities and power generation | hazardous waste violation | 2015 | AR-ENV | $7,500 |
Baldor Electric Company | ABB Ltd. | utilities and power generation | hazardous waste violation | 2008 | AR-ENV | $5,625 |
Jennings Technology Company, LLC | ABB Ltd. | utilities and power generation | hazardous waste violation | 2011 | CA-DTSC | $347,000 |
Tyco Electronics Corp. | TE Connectivity | electrical and electronic equipment | hazardous waste violation | 2004 | CA-DTSC | $25,650 |
Tyco Electronics Corp. | TE Connectivity | electrical and electronic equipment | hazardous waste violation | 2004 | CA-DTSC | $28,258 |
STMicroelectronics, Inc. | STMicroelectronics | electrical and electronic equipment | hazardous waste violation | 2001 | CA-DTSC | $15,061 |
SGS NORTH AMERICA INC | SGS S.A. | miscellaneous services | hazardous waste violation | 2013 | NJ-ENV | $15,300 |
SGS NORTH AMERICA INC | SGS S.A. | miscellaneous services | hazardous waste violation | 2013 | NJ-ENV | $6,175 |
SGS NORTH AMERICA INC | SGS S.A. | miscellaneous services | hazardous waste violation | 2010 | NJ-ENV | $30,000 |
HOFFMAN LAROCHE INC | Roche | pharmaceuticals | hazardous waste violation | 2002 | NJ-ENV | $5,000 |
Genentech | Roche | pharmaceuticals | hazardous waste violation | 2023 | EPA | $158,208 |
Systech Environmental Corporation | Holcim Group | building materials | hazardous waste violation | 2024 | EPA | $98,513 |
Givaudan Flavors Corporation | Givaudan | miscellaneous manufacturing | hazardous waste violation | 2003 | EPA | $38,770 |
Roche Molecular Systems, Inc. | Roche | pharmaceuticals | hazardous waste violation | 2011 | EPA | $90,000 |
TE CONNECTIVITY, INC | TE Connectivity | electrical and electronic equipment | hazardous waste violation | 2011 | EPA | $65,000 |
HOMAC MANUFACTURING COMPANY | ABB Ltd. | utilities and power generation | hazardous waste violation | 2010 | EPA | $21,800 |
HOLCIM (US) INC. GEOCYCLE (US), LLC | Holcim Group | building materials | hazardous waste violation | 2016 | EPA | $75,000 |
HOLCIM (US) INC/GEOCYCLE LLC | Holcim Group | building materials | hazardous waste violation | 2021 | EPA | $9,100 |
A. FINKL & SONS COMPANY | Swiss Steel | metals | hazardous waste violation | 2011 | EPA | $104,159 |
Clariant Corporation | Clariant | chemicals | hazardous waste violation | 2015 | EPA | $168,817 |
Accutest Corp. aka Accutest Laboratories | SGS S.A. | miscellaneous services | fraud | 2015 | USAO | $3,000,000 |
Aggregate Industries Northeast Region Inc. | Holcim Group | building materials | fraud | 2007 | USAO | $50,000,000 |
Vitol Inc. | Vitol | financial services | fraud | 2020 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000 |
Credit Suisse Group AG | UBS | financial services | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
Transocean Inc. | Transocean | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $13,440,000 |
ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $19,000,000 |
Novartis AG | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2016 | SEC | $25,000,000 |
Transocean Inc. | Transocean | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | SEC | $7,265,080 |
GlobalSantaFe Corp. | Transocean | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | SEC | $5,858,165 |
ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2010 | SEC | $39,300,000 |
ABB Ltd | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2004 | SEC | $5,900,000 |
Credit Suisse (Hong Kong) Limited | UBS | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Credit Suisse Group AG | UBS | financial services | Foreign Corrupt Practices Act | 2018 | SEC | $29,700,000 |
Novartis Hellas S.A.C.I. et al. | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $233,000,000 |
Novartis AG | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | SEC | $112,800,000 |
Vitol Inc. | Vitol | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Credit Suisse Group AG | UBS | financial services | Foreign Corrupt Practices Act | 2021 | SEC | $99,000,000 |
Glencore International A.G. and Glencore Ltd. | Glencore | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $315,000,000 |
ABB Ltd | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2022 | SEC | $75,000,000 |
Gunvor S.A. | Gunvor Group | financial services | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $661,698,515 |
Nestle USA, Inc. | Nestle | food products | Family and Medical Leave Act | 2014 | WHD | $7,712 |
InterMune Inc. | Roche | pharmaceuticals | Family and Medical Leave Act | 2014 | WHD | $59,085 |
Pentair, Inc. | Pentair | industrial equipment | Family and Medical Leave Act | 2006 | WHD | $11,000 |
Nestle Snacks and Confections Division | Nestle | food products | Family and Medical Leave Act | 2017 | WHD | $8,400 |
Nestle Prepared Foods Company | Nestle | food products | Family and Medical Leave Act | 2016 | WHD | $17,000 |
Genentech Inc. | Roche | pharmaceuticals | False Claims Act and related | 2016 | DOJ_CIVIL | $33,500,000 |
ADC Telecommunications Inc. | TE Connectivity | electrical and electronic equipment | False Claims Act and related | 2012 | DOJ_CIVIL | $1,000,000 |
Eon Labs Inc. | Novartis | pharmaceuticals | False Claims Act and related | 2010 | DOJ_CIVIL | $3,500,000 |
ACE American Insurance Company ET AL. | Chubb Limited | financial services | False Claims Act and related | 2010 | NY-AG | $70,000,000 |
Aggregate Industries Northeast Region, Inc. | Holcim Group | building materials | False Claims Act and related | 2011 | MA-AG | $90,000 |
Aggregate Industries Northeast Region, Inc. | Holcim Group | building materials | False Claims Act and related | 2007 | MA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
Alcon | Alcon Inc. | medical equipment and supplies | False Claims Act and related | 2013 | LA-AG | $1,000,000 |
Genentech Inc. | Roche | pharmaceuticals | False Claims Act and related | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000 |
Novartis | Novartis | pharmaceuticals | False Claims Act and related | 2013 | LA-AG | $7,000,000 |
Novartis Pharmaceuticals Corp. | Novartis | pharmaceuticals | False Claims Act and related | 2013 | ID-AG | $750,000 |
Novartis Pharmaceuticals Corp. | Novartis | pharmaceuticals | False Claims Act and related | 2012 | KY-AG | $2,750,000 |
Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | False Claims Act and related | 2010 | HI-AG | $3,333,333 |
Sandoz | Sandoz Group | pharmaceuticals | False Claims Act and related | 2009 | KY-AG | $16,000,000 |
Sandoz | Sandoz Group | pharmaceuticals | False Claims Act and related | 2013 | LA-AG | $13,100,000 |
Sandoz Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2010 | ID-AG | $1,650,000 |
Sandoz, Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2011 | MS-AG | $30,110,618 |
Sika Corp. | Sika AG | chemicals | False Claims Act and related | 2009 | MA-AG | $200,000 |
Zurich American Insurance Company et al. | Zurich Insurance | financial services | False Claims Act and related | 2010 | NY-AG | $37,500,000 |
Novartis Pharmaceuticals | Novartis | pharmaceuticals | False Claims Act and related | 2019 | IL-AG | $21,280,356 |
Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | False Claims Act and related | 2020 | DOJ_CIVIL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000 |
Sandoz Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2021 | DOJ_CIVIL | $185,000,000 |
Roche Diagnostics Corp. | Roche | pharmaceuticals | False Claims Act and related | 2021 | private lawsuit-federal | $6,250,000 |
Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | False Claims Act and related | 2016 | private lawsuit-federal | $35,000,000 |
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc. | Alcon Inc. | medical equipment and supplies | export control violation | 2016 | BIS | $8,100,000 |
Lafarge North America Inc. | Holcim Group | building materials | environmental violation | 2010 | EPA | $175,000,000 |
Lindt & Sprungli | Lindt & Sprungli | food products | environmental violation | 2011 | EPA | $19,300 |
Chemoil Corporation | Glencore | financial services | environmental violation | 2016 | EPA | $27,000,000 |
Lafarge North America | Holcim Group | building materials | environmental violation | 2013 | NY-AG | $1,500,000 |
Lafarge North America, Inc. | Holcim Group | building materials | environmental violation | 2010 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,690,000 |
LONZA INC | Lonza | chemicals | environmental violation | 2010 | PA-ENV | $9,240 |
LONZA INC | Lonza | chemicals | environmental violation | 2002 | PA-ENV | $9,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2018 | PA-ENV | $5,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2017 | PA-ENV | $5,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2017 | PA-ENV | $5,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2017 | PA-ENV | $7,250 |
LONZA INC | Lonza | chemicals | environmental violation | 2005 | PA-ENV | $31,145 |
LONZA INC | Lonza | chemicals | environmental violation | 2003 | PA-ENV | $8,500 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2017 | PA-ENV | $44,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2015 | PA-ENV | $5,991 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2008 | PA-ENV | $612,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2008 | PA-ENV | $70,000 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2006 | PA-ENV | $41,500 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2004 | PA-ENV | $175,500 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2004 | PA-ENV | $55,263 |
HOLCIM (US) INC | Holcim Group | building materials | environmental violation | 2000 | PA-ENV | $14,198 |
BARRY CALLEBAUT USA LLC | Barry Callebaut | food products | environmental violation | 2014 | PA-ENV | $13,974 |
ABB, Inc. | ABB Ltd. | utilities and power generation | environmental violation | 2010 | AZ-DEQ | $30,000 |
Baldor Electric Co. | ABB Ltd. | utilities and power generation | environmental violation | 2010 | AZ-DEQ | $10,000 |
Thomas & Betts Corp. | ABB Ltd. | utilities and power generation | environmental violation | 2016 | CA-DTSC | $625,000 |
Aggregate Industries | Holcim Group | building materials | environmental violation | 2006 | CO-DPHE | $11,426 |
UBS AG | UBS | financial services | environmental violation | 2011 | CT-ENV | $80,000 |
Lafarge Corp. | Holcim Group | building materials | environmental violation | 2010 | IA-ENV | $135,031 |
Arch Chemicals Inc. | Arxada | chemicals | environmental violation | 2020 | LA-ENV | $5,000 |