| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $8,947 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $5,111 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $8,947 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $8,947 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $8,947 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $5,997 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $19,914 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $8,947 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $8,947 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $6,497 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $32,181 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $58,000 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $7,214 |
| Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2018 | MSHA | $6,052 |
| Zurich Life Insurance Company Ltd | Zurich Insurance | financial services | tax violations | 2019 | DOJ_TAX | $5,115,000 |
| ABB Inc. | ABB Ltd. | utilities and power generation | benefit plan administrator violation | 2019 | private lawsuit-federal | $55,000,000 |
| Metropolitan Property & Casualty Co. | Zurich Insurance | financial services | consumer protection violation | 2019 | MS-AG | $3,167,173 |
| Adecco USA, Inc. | Adecco | business services | employment discrimination | 2019 | EEOC | $49,500 |
| Vitol Inc. | Vitol | financial services | energy market violation | 2019 | FERC | $2,742,881 |
| Novartis Pharmaceuticals | Novartis | pharmaceuticals | False Claims Act and related | 2019 | IL-AG | $21,280,356 |
| TE Connectivity Networks, Inc. | TE Connectivity | electrical and electronic equipment | wage and hour violation | 2019 | private lawsuit-federal | $4,960,000 |
| Ghirardelli and Russell Stover | Lindt & Sprungli | food products | consumer protection violation | 2019 | CA-MULTI | $750,000 |
| Adecco USA Inc. | Adecco | business services | work visa violations | 2019 | DOJ_RIGHTS | $67,778 |
| ACE Limited | Chubb Limited | financial services | economic sanction violation | 2019 | OFAC | $66,212 |
| Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2019 | CT-INS | $64,000 |
| Bankers Standard Insurance Co. et al. | Chubb Limited | financial services | insurance violation | 2019 | DE-INS | $16,000 |
| Foremost Property and Casualty Insurance Co. et al. | Zurich Insurance | financial services | insurance violation | 2019 | DE-INS | $11,000 |
| Mid-Century Insurance Company | Zurich Insurance | financial services | insurance violation | 2019 | NY-DFS | $50,000 |
| Metropolitan Property and Casualty Company | Zurich Insurance | financial services | insurance violation | 2019 | RI-FIN | $5,000 |
| American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2019 | TX-INS | $45,000 |
| Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2019 | TX-INS | $8,000 |
| Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2019 | TX-INS | $9,900 |
| Chubb Indemnity Insurance Company | Chubb Limited | financial services | insurance violation | 2019 | TX-INS | $9,500 |
| American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2019 | TX-INS | $17,000 |
| Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2019 | TX-INS | $18,000 |
| Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2019 | TX-INS | $5,000 |
| Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2019 | TX-INS | $15,000 |
| UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2019 | VA-SEC | $288,970 |
| Illinois Union Ins Co | Chubb Limited | financial services | insurance violation | 2019 | WA-INS | $102,000 |
| Bankers Standard Insurance Company et al. | Chubb Limited | financial services | insurance violation | 2019 | WA-INS | $25,000 |
| Holcim, Inc. | Holcim Group | building materials | air pollution violation | 2019 | AL-ENV | $90,000 |
| Arch Chemicals, Inc. | Arxada | chemicals | air pollution violation | 2019 | CA-ARB | $6,580 |
| Holcim (US) Inc. | Holcim Group | building materials | air pollution violation | 2019 | CO-DPHE | $31,500 |
| Holcim (US) Inc. | Holcim Group | building materials | air pollution violation | 2019 | CO-DPHE | $35,000 |
| SIKA CORP | Sika AG | chemicals | water pollution violation | 2019 | NJ-ENV | $11,162 |
| GIVAUDAN FLAVORS CORP | Givaudan | miscellaneous manufacturing | air pollution violation | 2019 | NJ-ENV | $5,400 |
| ARYZTA | Aryzta | food products | air pollution violation | 2019 | NJ-ENV | $7,680 |
| Holcim (Texas) Limited Partnership | Holcim Group | building materials | environmental violation | 2019 | TX-ENV | $5,871 |
| Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2019 | FINRA | $6,500,000 |
| UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2019 | FINRA | $2,000,000 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $5,000 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,500 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $5,000 |
| CLARIANT CORPORATION | Clariant | chemicals | railroad safety violation | 2019 | FRA | $5,000 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $10,500 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,250 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,250 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $7,250 |
| SGS North America, Inc., Petroleum Service Corp. | SGS S.A. | miscellaneous services | railroad safety violation | 2019 | FRA | $5,000 |
| SGS NORTH AMERICA, INC. | SGS S.A. | miscellaneous services | workplace safety or health violation | 2019 | OSHA | $50,000 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $12,725 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $12,725 |
| ADECCO USA, INC. | Adecco | business services | workplace safety or health violation | 2019 | OSHA | $8,700 |
| NESTLE USA, INC. | Nestle | food products | workplace safety or health violation | 2019 | OSHA | $32,000 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $34,099 |
| ABB INC. | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2019 | OSHA | $21,356 |
| CLARIANT PLASTICS & COATINGS USA INC. | Clariant | chemicals | workplace safety or health violation | 2019 | OSHA | $9,282 |
| PENTAIR WATER FILTRATION COMPANY | Pentair | industrial equipment | workplace safety or health violation | 2019 | OSHA | $22,163 |
| HOLCIM INC. | Holcim Group | building materials | workplace safety or health violation | 2019 | OSHA | $31,880 |
| PENTAIR AQUATIC ECO-SYSTEMS, INC. | Pentair | industrial equipment | workplace safety or health violation | 2019 | OSHA | $5,683 |
| SGS NORTH AMERICA, INC. | SGS S.A. | miscellaneous services | workplace safety or health violation | 2019 | OSHA | $11,566 |
| ARYZTA LLC | Aryzta | food products | workplace safety or health violation | 2019 | OSHA | $7,711 |
| BARRY CALLEBAUT USA, LLC. | Barry Callebaut | food products | workplace safety or health violation | 2019 | OSHA | $8,502 |
| PENTAIR FLOW TECHNOLOGIES, LLC | Pentair | industrial equipment | workplace safety or health violation | 2019 | OSHA | $31,809 |
| FIRESTONE BUILDING PRODUCTS | Holcim Group | building materials | workplace safety or health violation | 2019 | OSHA | $6,073 |
| Holcim (US) Incorporated | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
| Holcim (US) Incorporated | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $10,746 |
| Aggregate Industries SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $8,468 |
| Holcim (US) Inc | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
| Holcim - MAMR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,341 |
| Holcim - MAMR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,341 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,239 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $20,416 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,676 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $18,846 |
| Holcim - MWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
| Holcim SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
| Holcim SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $7,214 |
| Holcim SWR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $15,206 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $5,504 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $6,148 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $11,661 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $9,173 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $10,764 |
| Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2019 | MSHA | $26,411 |
