Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
Swiss Life Holding AG et al. | Swiss Life Group | financial services | tax violations | 2021 | DOJ_TAX | $77,374,337 |
Credit Suisse | UBS | financial services | investor protection violation | 2021 | CFTC | $1,500,000 |
Ace American Insurance Co. and Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2021 | MD-INS | $7,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | financial services | insurance violation | 2021 | OR-FIN | $15,000 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2021 | SEC | $8,112,174 |
Federal Insurance Co. | Chubb Limited | financial services | insurance violation | 2021 | TX-INS | $19,000 |
Ace American Insurance Co. | Chubb Limited | financial services | insurance violation | 2021 | TX-INS | $5,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2021 | TX-INS | $5,000 |
Foremost Insurance Company Grand Rapids Michigan | Zurich Insurance | financial services | insurance violation | 2021 | WA-INS | $75,000 |
UBS AG | UBS | financial services | investor protection violation | 2021 | CFTC | $500,000 |
Credit Suisse Group AG | UBS | financial services | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance Company | Chubb Limited | financial services | insurance violation | 2021 | MN-FIN | $15,400 |
Credit Suisse Group AG | UBS | financial services | Foreign Corrupt Practices Act | 2021 | SEC | $99,000,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2021 | TX-INS | $19,500 |
Farmers Insurance Company of Washington et al. | Zurich Insurance | financial services | insurance violation | 2021 | WA-INS | $20,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2021 | WA-INS | $5,000 |
Combined Insurance Company of America | Chubb Limited | financial services | insurance violation | 2021 | WA-INS | $10,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2021 | WA-INS | $20,000 |
Credit Suisse Securities | UBS | financial services | investor protection violation | 2022 | FINRA | $9,000,000 |
Security National Insurance Co. | Zurich Insurance | financial services | insurance violation | 2021 | MO-INS | $23,150 |
Zurich American Life Insurance Company of New York | Zurich Insurance | financial services | insurance violation | 2020 | NY-DFS | $25,000 |
Corpus Christi Alumina LLC | Glencore | financial services | environmental violation | 2021 | TX-ENV | $32,400 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $19,500 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $6,000 |
Chubb Seguros Mexico, S.A. | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $100,000 |
Pacific Indemnity Company | Chubb Limited | financial services | insurance violation | 2021 | TX-INS | $45,000 |
Credit Suisse Energy LLC | UBS | financial services | utility service violation | 2017 | TX-PUC | $7,500 |
ACE American Insurance Co. | Chubb Limited | financial services | insurance violation | 2022 | ID-INS | $156,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | NY-DFS | $2,200,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $7,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $5,000 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $14,000 |
Ace American Insurance Co. | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $6,500 |
Glencore International A.G. and Glencore Ltd. | Glencore | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Glencore International A.G. | Glencore | financial services | price-fixing or anti-competitive practices | 2022 | CFTC | $1,186,000,000 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2022 | SEC | $25,000,000 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2022 | SEC | $925,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $10,600 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $20,500 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $72,000 |
Credit Suisse | UBS | financial services | investor protection violation | 2022 | CFTC | $75,000,000 |
UBS AG | UBS | financial services | investor protection violation | 2022 | CFTC | $75,000,000 |
UBS Securities LLC | UBS | financial services | investor protection violation | 2022 | FINRA | $2,500,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
UBS Securities LLC and UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Credit Suisse Securities (USA) LLC et al. | UBS | financial services | investor protection violation | 2022 | NJ-AG | $495,000,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $17,500 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $7,500 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $22,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $9,500 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $20,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $5,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $58,500 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $5,500 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $9,500 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $24,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $21,800 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $69,750 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $34,500 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $60,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $97,200 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $24,750 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $12,000 |
Security National Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $5,000 |
Ace Fire Underwriters Insurance Company | Chubb Limited | financial services | insurance violation | 2022 | TX-INS | $6,250 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | TX-INS | $12,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | UT-INS | $79,000 |
Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,989,000 |
Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,875,000 |
Credit Suisse GroupAG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Credit Suisse Securities (USA) LLC | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Glencore Ltd. | Glencore | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $9,850,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $17,900,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $141,075,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $14,000,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $32,000,000 |
UBS Group AG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
UBS Securities LLC | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
UBS | UBS | financial services | banking violation | 2023 | TX-AG | $850,000 |
Credit Suisse | UBS | financial services | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
UBS Securities LLC | UBS | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Farmers Insurance Company | Zurich Insurance | financial services | consumer protection violation | 2011 | private lawsuit-federal | $10,975,000 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | CT-INS | $72,500 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | financial services | insurance violation | 2022 | CT-INS | $20,000 |
Metropolitan Group Property & Casualty Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | CT-INS | $34,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2022 | CT-INS | $12,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $10,500 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2023 | TX-INS | $21,500 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2023 | TX-INS | $12,500 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $38,500 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $69,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $80,300 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $8,000 |
Security National Insurance Company | Zurich Insurance | financial services | insurance violation | 2023 | TX-INS | $14,000 |
Chubb Indemnity Insurance Company | Chubb Limited | financial services | insurance violation | 2023 | TX-INS | $8,000 |
Mid-Century Insurance Company and Truck Insurance Exchange | Zurich Insurance | financial services | insurance violation | 2023 | VA-INS | $36,497 |
Credit Suisse Group AG | UBS | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $550,000 |