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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Tyco Electronics Corp.TE Connectivityelectrical and electronic equipmenthazardous waste violation2004CA-DTSC$25,650
Tyco Electronics Corp.TE Connectivityelectrical and electronic equipmenthazardous waste violation2004CA-DTSC$28,258
STMicroelectronics, Inc.STMicroelectronicselectrical and electronic equipmenthazardous waste violation2001CA-DTSC$15,061
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2013NJ-ENV$15,300
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2013NJ-ENV$6,175
SGS NORTH AMERICA INCSGS S.A.miscellaneous serviceshazardous waste violation2010NJ-ENV$30,000
HOFFMAN LAROCHE INCRochepharmaceuticalshazardous waste violation2002NJ-ENV$5,000
GenentechRochepharmaceuticalshazardous waste violation2023EPA$158,208
Systech Environmental CorporationHolcim Groupbuilding materialshazardous waste violation2024EPA$98,513
Givaudan Flavors CorporationGivaudanmiscellaneous manufacturinghazardous waste violation2003EPA$38,770
Roche Molecular Systems, Inc.Rochepharmaceuticalshazardous waste violation2011EPA$90,000
TE CONNECTIVITY, INCTE Connectivityelectrical and electronic equipmenthazardous waste violation2011EPA$65,000
HOMAC MANUFACTURING COMPANYABB Ltd.utilities and power generationhazardous waste violation2010EPA$21,800
HOLCIM (US) INC. GEOCYCLE (US), LLCHolcim Groupbuilding materialshazardous waste violation2016EPA$75,000
HOLCIM (US) INC/GEOCYCLE LLCHolcim Groupbuilding materialshazardous waste violation2021EPA$9,100
A. FINKL & SONS COMPANYSwiss Steelmetalshazardous waste violation2011EPA$104,159
Clariant CorporationClariantchemicalshazardous waste violation2015EPA$168,817
Accutest Corp. aka Accutest LaboratoriesSGS S.A.miscellaneous servicesfraud2015USAO$3,000,000
Aggregate Industries Northeast Region Inc.Holcim Groupbuilding materialsfraud2007USAO$50,000,000
Vitol Inc.Vitolfinancial servicesfraud2020CFTC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000
Credit Suisse Group AGUBSfinancial servicesfraud2021DOJ_CRIMINAL$175,500,000
Transocean Inc.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010DOJ_CRIMINAL$13,440,000
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2010DOJ_CRIMINAL$19,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2016SEC$25,000,000
Transocean Inc.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010SEC$7,265,080
GlobalSantaFe Corp.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010SEC$5,858,165
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2010SEC$39,300,000
ABB LtdABB Ltd.utilities and power generationForeign Corrupt Practices Act2004SEC$5,900,000
Credit Suisse (Hong Kong) LimitedUBSfinancial servicesForeign Corrupt Practices Act2018DOJ_CRIMINAL$47,029,916
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2018SEC$29,700,000
Novartis Hellas S.A.C.I. et al.NovartispharmaceuticalsForeign Corrupt Practices Act2020DOJ_CRIMINAL$233,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2020SEC$112,800,000
Vitol Inc.Vitolfinancial servicesForeign Corrupt Practices Act2020DOJ_CRIMINAL$135,000,000
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2021SEC$99,000,000
Glencore International A.G. and Glencore Ltd.Glencorefinancial servicesForeign Corrupt Practices Act2022DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2022DOJ_CRIMINAL$315,000,000
ABB LtdABB Ltd.utilities and power generationForeign Corrupt Practices Act2022SEC$75,000,000
Nestle USA, Inc.Nestlefood productsFamily and Medical Leave Act2014WHD$7,712
InterMune Inc.RochepharmaceuticalsFamily and Medical Leave Act2014WHD$59,085
Pentair, Inc.Pentairindustrial equipmentFamily and Medical Leave Act2006WHD$11,000
Nestle Snacks and Confections DivisionNestlefood productsFamily and Medical Leave Act2017WHD$8,400
Nestle Prepared Foods CompanyNestlefood productsFamily and Medical Leave Act2016WHD$17,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016DOJ_CIVIL$33,500,000
ADC Telecommunications Inc.TE Connectivityelectrical and electronic equipmentFalse Claims Act and related2012DOJ_CIVIL$1,000,000
Eon Labs Inc.NovartispharmaceuticalsFalse Claims Act and related2010DOJ_CIVIL$3,500,000
ACE American Insurance Company ET AL.Chubb Limitedfinancial servicesFalse Claims Act and related2010NY-AG$70,000,000
Aggregate Industries Northeast Region, Inc.Holcim Groupbuilding materialsFalse Claims Act and related2011MA-AG$90,000
Aggregate Industries Northeast Region, Inc.Holcim Groupbuilding materialsFalse Claims Act and related2007MA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
AlconAlcon Inc.medical equipment and suppliesFalse Claims Act and related2013LA-AG$1,000,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000
NovartisNovartispharmaceuticalsFalse Claims Act and related2013LA-AG$7,000,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2013ID-AG$750,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2012KY-AG$2,750,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2010HI-AG$3,333,333
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2009KY-AG$16,000,000
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2013LA-AG$13,100,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2010ID-AG$1,650,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2011MS-AG$30,110,618
Sika Corp.Sika AGchemicalsFalse Claims Act and related2009MA-AG$200,000
Zurich American Insurance Company et al.Zurich Insurancefinancial servicesFalse Claims Act and related2010NY-AG$37,500,000
Novartis PharmaceuticalsNovartispharmaceuticalsFalse Claims Act and related2019IL-AG$21,280,356
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2020DOJ_CIVIL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2021DOJ_CIVIL$185,000,000
Roche Diagnostics Corp.RochepharmaceuticalsFalse Claims Act and related2021private lawsuit-federal$6,250,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc.Alcon Inc.medical equipment and suppliesexport control violation2016BIS$8,100,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2010EPA$175,000,000
Lindt & SprungliLindt & Sprunglifood productsenvironmental violation2011EPA$19,300
Chemoil CorporationGlencorefinancial servicesenvironmental violation2016EPA$27,000,000
Lafarge North AmericaHolcim Groupbuilding materialsenvironmental violation2013NY-AG$1,500,000
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,690,000
LONZA INCLonzachemicalsenvironmental violation2010PA-ENV$9,240
LONZA INCLonzachemicalsenvironmental violation2002PA-ENV$9,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2018PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$7,250
LONZA INCLonzachemicalsenvironmental violation2005PA-ENV$31,145
LONZA INCLonzachemicalsenvironmental violation2003PA-ENV$8,500
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$44,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2015PA-ENV$5,991
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2008PA-ENV$612,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2008PA-ENV$70,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2006PA-ENV$41,500
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004PA-ENV$175,500
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004PA-ENV$55,263
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2000PA-ENV$14,198
BARRY CALLEBAUT USA LLCBarry Callebautfood productsenvironmental violation2014PA-ENV$13,974
ABB, Inc.ABB Ltd.utilities and power generationenvironmental violation2010AZ-DEQ$30,000
Baldor Electric Co.ABB Ltd.utilities and power generationenvironmental violation2010AZ-DEQ$10,000
Thomas & Betts Corp.ABB Ltd.utilities and power generationenvironmental violation2016CA-DTSC$625,000
Aggregate IndustriesHolcim Groupbuilding materialsenvironmental violation2006CO-DPHE$11,426
UBS AGUBSfinancial servicesenvironmental violation2011CT-ENV$80,000
Lafarge Corp.Holcim Groupbuilding materialsenvironmental violation2010IA-ENV$135,031
Arch Chemicals Inc.Arxadachemicalsenvironmental violation2020LA-ENV$5,000
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2016LA-ENV$6,000
Pentair Pump Group, Inc.Pentairindustrial equipmentenvironmental violation2015LA-ENV$8,114
Pentair Pump Group IncPentairindustrial equipmentenvironmental violation2008LA-ENV$11,205
Arch Chemicals IncArxadachemicalsenvironmental violation2006LA-ENV$6,109
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2016MA-ENV$6,616
HOLCIM US INCHolcim Groupbuilding materialsenvironmental violation2008MA-ENV$28,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.