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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Reliance Electric, Inc.ABB Ltd.utilities and power generationwage and hour violation2012WHD$209,007
Regus ManagementInternational Workplace Groupbusiness serviceswage and hour violation2018private lawsuit-state$5,300,000
REDLAND QUARRIES NY INC.Holcim Groupbuilding materialsworkplace safety or health violation2021OSHA$40,959
Pentair, Inc.Pentairindustrial equipmentFamily and Medical Leave Act2006WHD$11,000
PENTAIR, INC.Pentairindustrial equipmentworkplace safety or health violation2015OSHA$14,400
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2005OSHA$8,085
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2017OSHA$5,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$6,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
PENTAIR WATER FILTRATION COMPANYPentairindustrial equipmentworkplace safety or health violation2019OSHA$22,163
PENTAIR RESIDENTIAL FILTRATION, LLCPentairindustrial equipmentworkplace safety or health violation2012OSHA$7,000
Pentair Pump Group, Inc.Pentairindustrial equipmentenvironmental violation2015LA-ENV$8,114
Pentair Pump Group IncPentairindustrial equipmentenvironmental violation2008LA-ENV$11,205
PENTAIR FLOW TECHNOLOGIES, LLC*Pentairindustrial equipmentworkplace safety or health violation2017OSHA$30,000
PENTAIR FLOW TECHNOLOGIES, LLCPentairindustrial equipmentworkplace safety or health violation2019OSHA$31,809
PENTAIR FILTRATION SOLUTIONS LLCPentairindustrial equipmentworkplace safety or health violation2017OSHA$5,250
PENTAIR AQUATIC ECO-SYSTEMS, INC.Pentairindustrial equipmentworkplace safety or health violation2019OSHA$5,683
PENTAIR AQUATIC ECO-SYSTEMS, INCPentairindustrial equipmentenvironmental violation2023EPA$206,600
PaineWebber IncorporatedUBSfinancial servicesinvestor protection violation2000SEC$26,200,000
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2013TX-INS$17,500
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2021TX-INS$45,000
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$15,000
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2020CT-INS$16,000
Otis Spunkmeyer, Inc.Aryztafood productswage and hour violation2007WHD$46,063
Otis Spunkmeyer, Inc.Aryztafood productslabor relations violation2000NLRB$6,500
OTIS SPUNKMEYER, INC.Aryztafood productsworkplace safety or health violation2007OSHA$8,370
OTIS SPUNKMEYER, INCAryztafood productsair pollution violation2011SC-ENV$8,000
OTIS SPUNKMEYER, INCAryztafood productsworkplace safety or health violation2003OSHA$6,210
OTIS SPUNKMEYER INCAryztafood productsworkplace safety or health violation2004OSHA$5,920
OTIS SPUNKMEYERAryztafood productsworkplace safety or health violation2009OSHA$5,400
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$72,500,000
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $29,000,000
NOVARTIS PRODUCTSNovartispharmaceuticalsenvironmental violation2000EPA$13,200
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$422,500,000
NOVARTIS PHARMACEUTICALS CORPORATIONNovartispharmaceuticalsbenefit plan administrator violation2006EBSA$10,001
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $83,129,754
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $88,258,694
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2010HI-AG$3,333,333
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2020CA-AG$11,800,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2020DOJ_CIVIL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$30,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$13,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$5,885
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2013ID-AG$750,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2012KY-AG$2,750,000
Novartis Pharmaceuticals Corp.Novartispharmaceuticalskickbacks and bribery2020MULTI-AG$103,000,000
Novartis PharmaceuticalsNovartispharmaceuticalskickbacks and bribery2015USAO$390,000,000
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
Novartis PharmaceuticalsNovartispharmaceuticalsoff-label or unapproved promotion of medical products2012TX-AG$6,638,250
Novartis PharmaceuticalsNovartispharmaceuticalsFalse Claims Act and related2019IL-AG$21,280,356
NOVARTIS NUTRITION CORPORATIONNestlefood productsenvironmental violation2000EPA$13,090
Novartis NutritionNestlefood productslabor relations violation2002NLRB$70,569
Novartis NutritionNestlefood productslabor relations violation2002NLRB$66,839
Novartis Hellas S.A.C.I. et al.NovartispharmaceuticalsForeign Corrupt Practices Act2020DOJ_CRIMINAL$233,000,000
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Novartis CorporationNovartispharmaceuticalsemployment discrimination2010private lawsuit-federal$175,000,000
NOVARTIS CONSUMER HEALTH, INC.Novartispharmaceuticalsenvironmental violation2000EPA$5,000
NOVARTIS CONSUMER HEALTH INC.Novartispharmaceuticalsworkplace safety or health violation2013OSHA$6,078
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2016SEC$25,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2020SEC$112,800,000
Novartis AGNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$126,850,000
NovartisNovartispharmaceuticalswage and hour violation2012private lawsuit-federal$99,000,000
NovartisNovartispharmaceuticalsFalse Claims Act and related2013LA-AG$7,000,000
Noble Americas CorporationVitolfinancial servicesrailroad safety violation2017FRA$6,500
Noble Americas Corp.Vitolfinancial servicesrailroad safety violation2012FRA$15,000
Noble Americas Corp.Vitolfinancial servicesinvestor protection violation2010CFTC$130,000
NESTLES PREPARED FOODSNestlefood productsworkplace safety or health violation2005OSHA$7,875
NESTLES PREPARED FOODSNestlefood productsworkplace safety or health violation2014OSHA$5,000
NESTLE, INC.Nestlefood productsenvironmental violation2006EPA$23,075
Nestle USA, Inc.Nestlefood productsFamily and Medical Leave Act2014WHD$7,712
Nestle USA, Inc.Nestlefood productswage and hour violation2009WHD$578,824
Nestle USA, Inc.Nestlefood productswage and hour violation2008WHD$1,752,293
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
Nestle USA, Inc.Nestlefood productsenvironmental violation2021IN-ENV$9,000
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2011OSHA$7,500
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2013OSHA$15,000
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2012OSHA$9,000
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2017OSHA$9,412
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2019OSHA$32,000
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2022OSHA$11,000
NESTLE USA, INC.Nestlefood productsair pollution violation2014EPA$69,399
NESTLE USA, INCNestlefood productsworkplace safety or health violation2022OSHA$11,600
Nestle USA Prepared Foods Division Inc.Nestlefood productsemployment discrimination2006OFCCP$120,000
NESTLE USA INC.Nestlefood productsworkplace safety or health violation2007OSHA$11,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2014NJ-ENV$14,450
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2008NJ-ENV$5,700
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2006NJ-ENV$6,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2006NJ-ENV$14,720
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$16,960
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$10,240
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$12,800
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$56,080
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$21,280
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$16,480
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$12,960
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2003NJ-ENV$47,840
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2002NJ-ENV$5,600
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2002NJ-ENV$12,800
Nestle USA IncNestlefood productslabor relations violation2003NLRB$9,800
NESTLE USA INCNestlefood productswage and hour violation2011KY-DWS$471,490
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.