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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000$41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
HOLCIM (US) INC/GEOCYCLE LLCHolcim Groupbuilding materialshazardous waste violation2021EPA$9,100
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$6,858
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$6,858
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$6,858
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$6,858
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$8,549
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$8,048
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$33,972
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$53,521
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$26,723
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$5,395
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$11,083
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$7,427
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$24,668
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$16,536
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$8,719
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$5,844
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$15,264
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2021MSHA$11,000
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2021MSHA$5,395
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2021MSHA$5,844
Holcim - MAR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2021MSHA$6,858
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020DOJ_ANTITRUST$195,000,000
Union Bancaire Privee, UBP SAUnion Bancaire Priveefinancial servicestax violations2020DOJ_TAX$14,000,000
ABB Inc.ABB Ltd.utilities and power generationtelecommunications violation2020FCC$15,000
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020VA-INS$27,560
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020VA-INS$91,872
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2020WA-INS$50,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2020WA-INS$750,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2020CA-AG$11,800,000
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2020CT-INS$16,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2020DOJ_CIVIL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000
Novartis Hellas S.A.C.I. et al.NovartispharmaceuticalsForeign Corrupt Practices Act2020DOJ_CRIMINAL$233,000,000
Novartis Pharmaceuticals Corp.Novartispharmaceuticalskickbacks and bribery2020MULTI-AG$103,000,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020NY-DFS$200,000
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2020SD-INS$25,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2020SEC$10,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2020SEC$112,800,000
Zurich American Insurance Co. of IllinoisZurich Insurancefinancial servicesinsurance violation2020TX-INS$10,800
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2020TX-INS$19,500
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2020WA-INS$5,000
Vitol Inc.Vitolfinancial servicesfraud2020CFTC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000
Vitol Inc.Vitolfinancial servicesForeign Corrupt Practices Act2020DOJ_CRIMINAL$135,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2020SEC$600,000
ACE AMERICAN INSURANCE COMPANY ET AL.Chubb Limitedfinancial servicesinsurance violation2020WA-INS$50,000
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2020CO-DPHE$66,500
Aggregate IndustriesHolcim Groupbuilding materialsair pollution violation2020CO-DPHE$12,425
NESTLE USA INCNestlefood productsair pollution violation2020IN-ENV$9,000
Arch Chemicals Inc.Arxadachemicalsenvironmental violation2020LA-ENV$5,000
Aryzta LLCAryztafood productsair pollution violation2020SC-ENV$14,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2020TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2020TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2020TX-INS$8,500
Nestle Purina Petcare Co.Nestlefood productsenvironmental violation2020VA-ENV$15,861
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$55,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$6,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$5,000
American Guarantee and Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020CT-INS$10,000
Zurich American Life Insurance Company of New YorkZurich Insurancefinancial servicesinsurance violation2020NY-DFS$25,000
Holcim (Us) Inc.Holcim Groupbuilding materialsenvironmental violation2020TX-ENV$5,941
Clariant Corp.Clariantchemicalsair pollution violation2020KY-LMAPCD$40,500
Clariant Corp.Clariantchemicalsair pollution violation2020KY-LMAPCD$45,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$85,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$17,900,000
UBS Securities LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingworkplace safety or health violation2020OSHA$9,446
KUEHNE+NAGEL, INCKuehne & Nagelfreight and logisticsworkplace safety or health violation2020OSHA$5,400
SWISSPORT CARGO SERVICES, INC. (CALIFORNIA)Swissport Internationalbusiness servicesworkplace safety or health violation2020OSHA$12,145
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2020OSHA$5,682
SULZER PUMPS US INCSulzerconstruction and engineeringworkplace safety or health violation2020OSHA$6,000
SWISSPORT CARGO SERVICES, L.P.Swissport Internationalbusiness servicesworkplace safety or health violation2020OSHA$5,899
AGGREGATE INDUSTRIESHolcim Groupbuilding materialsworkplace safety or health violation2020OSHA$8,000
LAFARGE HOLCIMHolcim Groupbuilding materialsworkplace safety or health violation2020OSHA$6,632
Gerber Products CompanyNestlefood productsenvironmental violation2020EPA$24,450
Clariant CorporationClariantchemicalsenvironmental violation2020EPA$6,177
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$6,778
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$6,778
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$6,257
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$7,500
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,112
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$30,993
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,775
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$14,500
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$12,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$7,500
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$12,000
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$6,500
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$13,926
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$12,855
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$19,178
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$5,776
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$10,953
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2020MSHA$16,343
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.