Norddeutsche Landesbank Girozentrale | Norddeutsche Landesbank | employment discrimination | 2008 | private lawsuit-federal | $2,618,600 |
Nomura Securities International, Inc. | Nomura | investor protection violation | 2022 | SEC | $50,000,000 |
Nomura Securities International Inc. | Nomura | investor protection violation | 2019 | SEC | $26,400,000 |
Nomura Securities International Inc. | Nomura | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
Nomura Securities International Inc. | Nomura | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Nomura Securities International | Nomura | fraud | 2023 | USAO | $35,000,000 |
Nomura Securities | Nomura | investor protection violation | 2022 | CFTC | $50,000,000 |
Nomura Asset Acceptance Corporation and Nomura Home Equity Loan, Inc. | Nomura | toxic securities abuses | 2016 | NCUA | $3,000,000 |
Noble Americas Corporation | Vitol | railroad safety violation | 2017 | FRA | $6,500 |
Noble Americas Corp. | Vitol | railroad safety violation | 2012 | FRA | $15,000 |
Noble Americas Corp. | Vitol | investor protection violation | 2010 | CFTC | $130,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $1,405,349 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2012 | AL-SEC | $60,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | MA-SEC | $150,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2010 | MT-FIN | $5,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | TX-SEC | $600,000 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2015 | VA-SEC | $18,000 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2017 | VA-SEC | $60,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | VA-SEC | $5,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2011 | FINRA | $2,050,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2009 | FINRA | $1,000,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2014 | NH-BSR | $140,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2019 | NH-BSR | $325,000 |
New York Stock Exchange, Inc. | IntercontinentalExchange Group | investor protection violation | 2005 | SEC | $20,000,000 |
New York Stock Exchange | IntercontinentalExchange Group | investor protection violation | 2014 | SEC | $4,500,000 |
New York Stock Exchange | IntercontinentalExchange Group | investor protection violation | 2012 | SEC | $5,000,000 |
New York Stock Exchange | IntercontinentalExchange Group | investor protection violation | 2018 | SEC | $14,000,000 |
New York Life Investment Management LLC | New York Life Insurance | investor protection violation | 2009 | SEC | $6,100,784 |
New York Life Insurance Company and New York Life Insurance and Annuity Corporation | New York Life Insurance | insurance violation | 2021 | MT-FIN | $10,000 |
New York Life Insurance Company | New York Life Insurance | benefit plan administrator violation | 2017 | private lawsuit-federal | $3,000,000 |
New York Life Insurance Company | New York Life Insurance | insurance violation | 2013 | MULTI-AG | $15,000,000 |
New York Life Insurance Company | New York Life Insurance | wage and hour violation | 2017 | MI-LEO | $8,000 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | insurance violation | 2024 | WA-INS | $46,328 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | workplace safety or health violation | 2023 | OSHA | $6,697 |
New York Life Insurance Co. et al. | New York Life Insurance | insurance violation | 2016 | MN-FIN | $800,000 |
New York Life Insurance Co. | New York Life Insurance | insurance violation | 2009 | CA-INS | $175,000 |
New York Life Insurance Co. | New York Life Insurance | insurance violation | 2011 | FL-OFR | $18,000 |
NEW YORK LIFE INSURANCE CO | New York Life Insurance | insurance violation | 2002 | VA-INS | $13,500 |
New York Life Insurance and Annuity Corp. | New York Life Insurance | insurance violation | 2018 | DE-INS | $5,000 |
New York Life Insurance & Annuity Corporation | New York Life Insurance | consumer protection violation | 2021 | NY-DFS | $10,929,000 |
New York Life Insurance | New York Life Insurance | benefit plan administrator violation | 2008 | private lawsuit-federal | $14,000,000 |
New York Life | New York Life Insurance | wage and hour violation | 2016 | private lawsuit-federal | $94,818 |
NEW YORK COMMUNITY BANK | New York Community Bancorp | banking violation | 2004 | FDIC | $8,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2002 | MA-INS | $639,576 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $100,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2012 | OR-FIN | $30,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2013 | SD-INS | $5,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2014 | SD-INS | $5,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2009 | TX-INS | $7,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2010 | TX-INS | $175,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2010 | TX-INS | $40,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2011 | TX-INS | $5,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2012 | TX-INS | $16,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2012 | TX-INS | $18,096 |
New Hampshire Insurance Company | American International Group | insurance violation | 2012 | TX-INS | $16,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2014 | TX-INS | $29,981 |
New Hampshire Insurance Company | American International Group | insurance violation | 2014 | TX-INS | $89,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | TX-INS | $19,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | TX-INS | $34,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | TX-INS | $7,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | TX-INS | $8,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2016 | TX-INS | $12,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2016 | TX-INS | $6,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2017 | TX-INS | $5,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2017 | TX-INS | $38,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2019 | TX-INS | $7,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2019 | TX-INS | $30,000 |
NEW HAMPSHIRE INSURANCE COMPANY | American International Group | insurance violation | 2020 | WA-INS | $15,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2021 | TX-INS | $5,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $6,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $30,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $16,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $8,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $17,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $12,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $27,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $40,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $5,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $10,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $9,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $17,000 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2012 | CA-INS | $142,500 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2002 | FL-OFR | $5,400 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2000 | KS-INS | $10,375 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2018 | MO-INS | $11,000 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2020 | TX-INS | $7,000 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2020 | TX-INS | $16,500 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2020 | TX-INS | $9,500 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2020 | TX-INS | $5,500 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2021 | TX-INS | $6,200 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2021 | TX-INS | $7,500 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2021 | TX-INS | $15,000 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2021 | TX-INS | $6,000 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2022 | AK-INS | $7,500 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2023 | TX-INS | $5,500 |
New England Securities Corp. | MetLife | investor protection violation | 2006 | SEC | $2,614,865 |
New England Securities | MetLife | investor protection violation | 2009 | FINRA | $500,000 |
New England Securities | MetLife | investor protection violation | 2004 | FINRA | $200,000 |
New England Life Insurance Company | Brighthouse Financial | insurance violation | 2005 | MA-INS | $13,000 |
New England Life Insurance Co. | Brighthouse Financial | insurance violation | 2006 | CO-INS | $32,000 |