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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$388,802,802,308
Number of Records: 7,734
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,650,890329
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Metropolitan Property and Casualty Insurance CompanyZurich Insuranceinsurance violation2021VT-FIN$13,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2021OR-FIN$15,000
Foremost Insurance Company Grand Rapids MichiganZurich Insuranceinsurance violation2021WA-INS$75,000
Farmers Insurance Company of Washington et al.Zurich Insuranceinsurance violation2021WA-INS$20,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2021WA-INS$5,000
Security National Insurance Co.Zurich Insuranceinsurance violation2021MO-INS$23,150
Zurich American Life Insurance Company of New YorkZurich Insuranceinsurance violation2020NY-DFS$25,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$6,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022NY-DFS$2,200,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$7,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$14,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$72,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$22,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$12,000
Security National Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$12,000
Farmers Insurance CompanyZurich Insuranceconsumer protection violation2011private lawsuit-federal$10,975,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2022CT-INS$20,000
Metropolitan Group Property & Casualty Insurance CompanyZurich Insuranceinsurance violation2022CT-INS$34,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022CT-INS$12,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$21,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$12,500
Security National Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$14,000
Mid-Century Insurance Company and Truck Insurance ExchangeZurich Insuranceinsurance violation2023VA-INS$36,497
Security National Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$6,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$17,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$27,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2024NY-DFS$150,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$18,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2024TX-INS$17,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$12,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.