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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $385,467,775,190
Number of Records: 7,525
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,248,751,230324
JPMorgan Chase$39,322,669,157272
UBS$31,059,299,125178
Wells Fargo$27,517,928,133261
Citigroup$26,945,611,792181
Deutsche Bank$20,006,467,56398
Goldman Sachs$17,729,327,552109
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,542,431,900198
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
Empire Fire and Marine Insurance Co. et al.Zurich Insuranceinsurance violation2015MD-INS$8,000
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2013ME-INS$35,350
Metropolitan Property and Casualty Insurance Co. et al.Zurich Insuranceinsurance violation2001MN-FIN$10,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2002MN-FIN$7,500
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$20,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$10,000
Foremost Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$5,000
Universal Underwriter Insurance Co.Zurich Insuranceinsurance violation2004MN-FIN$200,000
Foremost Insurance Co. at al.Zurich Insuranceinsurance violation2004MN-FIN$75,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2005MN-FIN$5,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2008MN-FIN$70,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2012MN-FIN$10,000
Bristol West Casualty Insurance Co.Zurich Insuranceinsurance violation2017MN-FIN$20,000
Universal Underwriters Insurance Co.Zurich Insuranceinsurance violation2007MO-INS$6,530
Security National Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$87,000
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2016MO-INS$250,000
Universal Underwriters Insurance CompanyZurich Insuranceinsurance violation2007NH-INS$28,125
21st Century National Insurance CompanyZurich Insuranceinsurance violation2010NJ-DBI$10,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2013NY-DFS$4,560,000
21st Century Centennial Insurance CompanyZurich Insuranceinsurance violation2014NY-DFS$9,000
21st Century Centennial Insurance CompanyZurich Insuranceinsurance violation2015NY-DFS$36,500
21st Century National Insurance CompanyZurich Insuranceinsurance violation2015NY-DFS$25,000
Metropolitan Group Property and Casualty Insurance CompanyZurich Insuranceinsurance violation2015NY-DFS$30,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2019NY-DFS$50,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2005OR-FIN$11,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$20,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2007OR-FIN$20,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$10,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2009OR-FIN$10,000
Bristol West Insurance CompanyZurich Insuranceinsurance violation2004PA-INS$10,000
Foremost Insurance Company of Grand Rapids, MichiganZurich Insuranceinsurance violation2005PA-INS$5,000
Empire Fire & Marine Insurance CompanyZurich Insuranceinsurance violation2006PA-INS$20,000
Metropolitan Property and Casualty CompanyZurich Insuranceinsurance violation2019RI-FIN$5,000
Bristol West Insurance CompanyZurich Insuranceinsurance violation2011SC-INS$7,500
Foremost Insurance Group et al.Zurich Insuranceinsurance violation2015SD-INS$750,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015SD-INS$100,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2016SD-INS$15,000
Mid-Century Insurance Co. of TexasZurich Insuranceinsurance violation2000TX-INS$11,000,000
Farmers Insurance GroupZurich Insuranceinsurance violation2002TX-INS$15,000,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2009TX-INS$15,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$32,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$45,000
American Guarantee & Liability Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$30,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2011TX-INS$9,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2011TX-INS$10,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2012TX-INS$27,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2012TX-INS$35,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2013TX-INS$14,360
American Zurich Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$16,514
Zurich American Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$47,735
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$11,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$15,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$5,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$9,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$90,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$15,200
American Zurich Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$7,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$6,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2016TX-INS$5,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2016TX-INS$13,571
Zurich American Insurance CompanyZurich Insuranceinsurance violation2016TX-INS$35,012
American Zurich Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$6,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$8,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$9,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$32,400
American Zurich Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$53,750
Zurich American Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$42,000
Security National Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$40,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$18,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2019TX-INS$45,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2019TX-INS$17,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2019TX-INS$15,000
AMERICAN ZURICH INSURANCE COZurich Insuranceinsurance violation2004VA-INS$5,000
BRISTOL WEST INSURANCE COMPANYZurich Insuranceinsurance violation2006VA-INS$20,000
Universal Underwriters Life Insurance CompanyZurich Insuranceinsurance violation2006VA-INS$24,000
Metropolitan Property and CasualtyZurich Insuranceinsurance violation2007VA-INS$5,000
FOREMOST INSURANCE CO.Zurich Insuranceinsurance violation2010VA-INS$6,000
EMPIRE FIRE & MARINE INSURANCE COZurich Insuranceinsurance violation2011VA-INS$25,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2011VA-INS$5,000
BRISTOL WEST INSURANCE CO.Zurich Insuranceinsurance violation2011VA-INS$75,400
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$27,560
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$91,872
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2012WA-INS$10,000
American Guarantee & Liability Insurance Company et al.Zurich Insuranceinsurance violation2013WA-INS$50,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2015WA-INS$100,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2015WA-INS$300,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2016WA-INS$20,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2017WA-INS$10,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2020WA-INS$50,000
Foremost Insurance Co.Zurich Insuranceinsurance violation2003WI-INS$8,500
Universal Underwriters Service Corp.Zurich Insuranceinsurance violation2008WI-INS$10,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2020NY-DFS$200,000
Zurich American Insurance Co. of IllinoisZurich Insuranceinsurance violation2020TX-INS$10,800
Security National Insurance Co.Zurich Insuranceinsurance violation2020WA-INS$5,000
ZURICH AMERICAN INS COZurich Insurancewage and hour violation2018IL-DOL$13,865
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2020CT-INS$10,000
Farmers InsuranceZurich Insuranceinsurance violation2021OK-AG$25,000,000
Metropolitan Property and Casualty Insurance CompanyZurich Insuranceinsurance violation2021VT-FIN$13,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2021OR-FIN$15,000
Foremost Insurance Company Grand Rapids MichiganZurich Insuranceinsurance violation2021WA-INS$75,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.