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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $395,312,528,119
Number of Records: 8,003
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,320,969,499333
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,618,169,231268
Citigroup$27,081,211,792183
Deutsche Bank$20,015,467,563100
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,924,502,443207
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
American Home Assurance CompanyAmerican International Groupinsurance violation2016TX-INS$9,000
American Home Assurance Co. et al.American International Groupinsurance violation2015MO-INS$1,250,000
American Home Assurance Co.American International Groupinsurance violation2007FL-OFR$25,500
American Home Assurance Co.American International Groupinsurance violation2010ME-INS$11,111
American Home Assurance Co.American International Groupinsurance violation2012TX-INS$20,784
AMERICAN HOME ASSURANCE CO.American International Groupinsurance violation2012VA-INS$15,000
American Heritage Life Insurance Co.Allstateconsumer protection violation2007TX-AG$1,700,000
American Heritage Life Insurance Co.Allstateinsurance violation2000FL-OFR$12,750
American Heritage Life Insurance Co.Allstateinsurance violation2011FL-OFR$28,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2002VA-INS$15,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2006VA-INS$18,000
AMERICAN HEALTH AND LIFE INSURANCE COMPANYOneMain Holdingsinsurance violation2021MO-INS$7,500
American Health and Life Insurance Co.OneMain Holdingsinsurance violation2019LA-INS$11,000
AMERICAN HEALTH & LIFE INSURANCE COOneMain Holdingsinsurance violation2005VA-INS$7,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$11,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$6,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2011VA-INS$5,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2020CT-INS$10,000
American Guarantee and Liability Insurance Co.Zurich Insuranceinsurance violation2002FL-OFR$10,850
American Guarantee & Liability Insurance Company et al.Zurich Insuranceinsurance violation2013WA-INS$50,000
American Guarantee & Liability Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$30,000
American General Life Insurance Company of DelawareAmerican International Groupinsurance violation2012WI-INS$40,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2020MA-AG$363,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2020RI-FIN$25,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2014SD-INS$15,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2020WA-INS$10,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2020CT-INS$10,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2021DE-INS$106,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2021MD-INS$32,250
American General Life Insurance CompanyAmerican International Groupinsurance violation2021WA-INS$10,000
American General Life Insurance Co.American International Groupinsurance violation2019DE-INS$85,000
American General Life Insurance Co.American International Groupinsurance violation2008FL-OFR$260,000
American General Life Insurance Co.American International Groupinsurance violation2018FL-OFR$210,000
American General Life Insurance Co.American International Groupinsurance violation2016KS-INS$15,000
American General Life Insurance Co.American International Groupinsurance violation2015MN-FIN$10,000
American General Life Insurance Co.American International Groupinsurance violation2022MO-INS$117,300
American General Life InsuranceAmerican International Groupdiscriminatory practices (non-employment)2000private lawsuit-federal$214,000,000
American General Life and Accident Insurance Co.American International Groupinsurance violation2006FL-OFR$1,568,324
American General Life and Accident Insurance Co.American International Groupinsurance violation2000KS-INS$23,400
American General Life and Accident Insurance Co.American International Groupinsurance violation2011MD-INS$7,000
AMERICAN GENERAL LIFEAmerican International Groupinsurance violation2001VA-INS$14,000
American General Financial Services, Inc.OneMain Holdingsconsumer protection violation2008NE-DBF$30,000
American General Financial Services Inc.OneMain Holdingsinsurance violation2004NJ-DBI$1,200,000
American General Financial Services Inc.OneMain Holdingsprivacy violation2010OR-FIN$75,000
American General Financial ServicesOneMain Holdingsconsumer protection violation2009WA-FIN$74,984
American General Finance Management CorporationOneMain Holdingswage and hour violation2011private lawsuit-federal$1,700,000
American GeneralAmerican International Groupinsurance violation2000MULTI-FIN$7,500,000
American Fire and Casualty Company and Ohio Security Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$148,910
American Fire and Casualty CoLiberty Mutual Insuranceinsurance violation2016TX-INS$20,000
American Fire & Casualty CompanyLiberty Mutual Insuranceinsurance violation2021MO-INS$64,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2011WA-INS$20,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2013WA-INS$10,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2015WA-INS$10,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2016WA-INS$15,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2018WA-INS$10,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2022WA-INS$25,000
AMERICAN FAMILY MUTUAL INSURANCE COMPANY S.I.American Family Insuranceinsurance violation2022WA-INS$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2009ND-INS$5,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2016NE-DOI$15,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2003OR-FIN$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2008OR-FIN$6,500
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2018UT-INS$39,400
American Family Mutual Insurance Co. and American Standard Insurance Co. of WisconsinAmerican Family Insuranceinsurance violation2015MO-INS$472,089
American Family Mutual Insurance Co. and American Family Insurance Co.American Family Insuranceinsurance violation2020MN-FIN$35,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2006CO-INS$6,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016KS-INS$20,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$10,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2011MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2013MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2014MN-FIN$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016MO-INS$7,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2022MULTI-FIN$1,950,000
American Family Life Insurance Company of ColumbusAflacinsurance violation2018MULTI-FIN$2,500,000
American Family Life Insurance Company of ColumbusAflacinsurance violation2017MULTI-FIN$350,000
American Family Life Assurance Company of New York (AFLAC)Aflacinsurance violation2018NY-DFS$1,138,368
American Family Life Assurance Company of ColumbusAflacinsurance violation2012MD-INS$200,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2011ME-INS$20,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2006MN-FIN$15,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2013VA-INS$10,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2012MULTI-FIN$1,600,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2020CT-INS$8,500
American Family Life Assurance Company of ColumbusAflacinsurance violation2022MN-FIN$25,000
American Family Life Assurance CompanyAflacinsurance violation2019SD-INS$100,000
American Family Life Assurance Co., known as AflacAflacFamily and Medical Leave Act2012WHD$16,882
AMERICAN FAMILY LIFE ASSURANCEAflacinsurance violation2003VA-INS$7,500
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2018NE-DOI$15,000
AMERICAN FAMILY INSURANCE COMPANYAmerican Family Insuranceinsurance violation2021WA-INS$50,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2022WA-INS$25,000
AMERICAN FAMILY INSURANCEAmerican Family Insuranceworkplace safety or health violation2012OSHA$12,500
American Family Home Insurance CompanyMunich Reinsurance violation2015NY-DFS$25,000
American Family Home Insurance Co.Munich Reinsurance violation2011SC-INS$9,800
American Family Connect Property and Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2020AZ-DIFI$50,000
American Family Connect Property And Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2016WA-INS$10,000
American Family Connect Property And Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2019WA-INS$7,500
AMERICAN FAMILY CONNECT PROPERTY AND CASUALTY INSURANCE COMPANYAmerican Family Insuranceinsurance violation2022WA-INS$40,000
American Family Connect Insurance CompanyAmerican Family Insuranceinsurance violation2021NY-DFS$23,000
American Family Connect Insurance CompanyAmerican Family Insuranceinsurance violation2022NY-DFS$50,000
American Family Assurance Company of ColumbusAflacinsurance violation2014ID-INS$30,000
American Express Travel Related Services Company, Inc.American Expresseconomic sanction violation2013OFAC$5,226,120
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.