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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
ACE American Reinsurance CompanyChubb Limitedinsurance violation2006OR-FIN$8,300
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
Ace American Insurance Company et al.Chubb Limitedinsurance violation2008TX-INS$50,000
ACE AMERICAN INSURANCE COMPANY ET AL.Chubb Limitedinsurance violation2020WA-INS$50,000
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2021MN-FIN$15,400
ACE American Insurance CompanyChubb Limitedinsurance violation2007OR-FIN$15,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$14,875
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$37,500
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$147,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$48,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$40,000
Ace American Insurance CompanyChubb Limitedinsurance violation2012TX-INS$8,500
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$44,079
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$45,000
ACE American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$250,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$16,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$9,900
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$15,000
Ace American Insurance CompanyChubb Limitedinsurance violation2017TX-INS$5,255
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$22,000
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$9,000
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$18,000
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$5,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011WA-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2020WA-INS$750,000
Ace American Insurance CompanyChubb Limitedinsurance violation2021UT-INS$41,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$19,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$20,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$34,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$60,000
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$24,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023UT-INS$79,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023CT-INS$72,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$38,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$8,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$9,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$5,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$13,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$22,250
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2024TX-INS$17,000
Ace American Insurance CompanyChubb Limitedinsurance violation2024TX-INS$6,200
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$6,000
ACE American Insurance Co. et al.Chubb Limitedinsurance violation2013ME-INS$30,550
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021MD-INS$7,000
Ace American Insurance Co.Chubb Limitedinsurance violation2003FL-OFR$6,000
Ace American Insurance Co.Chubb Limitedinsurance violation2007FL-OFR$56,000
Ace American Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedinsurance violation2009UT-INS$141,500
Ace American Insurance Co.Chubb Limitedinsurance violation2020TX-INS$19,500
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
ACE American Insurance Co.Chubb Limitedinsurance violation2022ID-INS$156,000
Ace American Insurance Co.Chubb Limitedinsurance violation2022TX-INS$6,500
Ace American InsuranceChubb Limitedwage and hour violation2012MI-LEO$6,000
Ace America's Cash Express, Inc.ACE Cash Expresswage and hour violation2004WHD$26,295
Ace America's Cash ExpressACE Cash Expresswage and hour violation2004CA-LCO$75,000
Accident Fund National Insurance CompanyAF Groupinsurance violation2018TX-INS$19,100
Accident Fund National Insurance CompanyAF Groupinsurance violation2019TX-INS$5,000
Accident Fund National Insurance Co.AF Groupinsurance violation2018MO-INS$5,000
Accident Fund National Insurance Co.AF Groupinsurance violation2021TX-INS$7,500
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2012AZ-DIFI$5,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018MO-INS$5,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2014TX-INS$19,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2017TX-INS$20,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018TX-INS$13,500
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018TX-INS$19,800
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2023TX-INS$11,000
Accident Fund Insurance Co. of AmericaAF Groupinsurance violation2011TX-INS$8,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2014TX-INS$28,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2018TX-INS$75,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2018TX-INS$6,400
Accident Fund General Insurance CompanyAF Groupinsurance violation2022TX-INS$12,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2023TX-INS$12,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2023TX-INS$8,000
Accident Fund General Insurance Co.AF Groupinsurance violation2018MO-INS$5,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$6,500
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$5,000
Acadia Insurance Company et al.W.R. Berkleyinsurance violation2019VA-INS$9,341
ACADIA INSURANCE COMPANY ET ALW.R. Berkleyinsurance violation2018VA-INS$91,793
Acadia Insurance CompanyW.R. Berkleyinsurance violation2022VT-FIN$100,000
Acadia Insurance CompanyW.R. Berkleyinsurance violation2024TX-INS$5,000
Acadia Insurance Co.W.R. Berkleyinsurance violation2021TX-INS$8,250
Academy Mortgage CorporationAcademy Mortgage Corp.labor relations violation2018NLRB$6,061
Academy Mortgage CorporationAcademy Mortgage Corp.False Claims Act and related2022DOJ_CIVIL$38,500,000
Academy Mortgage Corp.Academy Mortgage Corp.consumer protection violation2017AK-DBS$6,500
Academy Mortgage Corp.Academy Mortgage Corp.consumer protection violation2011ID-FIN$155,000
Academy Mortgage Corp.Academy Mortgage Corp.consumer protection violation2014WA-FIN$17,760
Academy Mortgage Corp.Academy Mortgage Corp.consumer protection violation2021PA-BKG$232,200
ABN AMRO Mortgage GroupABN AMROmortgage abuses2006HUD$41,000,000
ABN AMRO IncorporatedABN AMROinvestor protection violation2001SEC$200,000
ABN AMRO IncorporatedABN AMROinvestor protection violation2005FINRA$220,000
ABN AMRO Clearing Chicago LLCABN AMROinvestor protection violation2013CFTC$1,000,000
ABN AMRO Clearing Chicago LLCABN AMROinvestor protection violation2018CFTC$160,000
ABN AMRO Clearing Chicago LLCABN AMROinvestor protection violation2020SEC$586,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.