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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
CitigroupCitigroupmortgage abuses2015MA-AG$675,000
Countrywide Financial Corp.Bank of Americamortgage abuses2009CO-AG$6,000,000
Countrywide Financial Corp.Bank of Americamortgage abuses2009RI-AG$1,146,000
Countrywide Financial CorporationBank of Americamortgage abuses2010MULTI-AG$3,004,100,000
Countrywide Financial CorporationBank of Americamortgage abuses2009OR-AG$1,000,000
Countrywide Financial CorporationBank of Americamortgage abuses2009PA-AG$150,000,000
Countrywide Financial CorporationBank of Americamortgage abuses2009SD-AG$161,805
Countrywide Financial CorporationBank of Americamortgage abuses2009WI-AG$41,100,000
Countrywide Financial CorporationBank of Americamortgage abuses2009WV-AG$340,901
Countrywide Home LoansBank of Americamortgage abuses2008MULTI-AG$8,680,000,000
Countrywide Home LoansBank of Americamortgage abuses2009IN-AG$2,800,000
Countrywide Securities Corp.Bank of Americamortgage abuses2013MA-AG$17,300,000
Goldman Sachs & Co.Goldman Sachsmortgage abuses2009MA-AG$60,000,000
Household Finance Corp.HSBCmortgage abuses2002MULTI-AG$484,000,000
HSBCHSBCmortgage abuses2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000
HSBC SecuritiesHSBCmortgage abuses2018MA-AG$26,800,000
JP Morgan ChaseJPMorgan Chasemortgage abuses2015MA-AG$675,000
JPMorgan ChaseJPMorgan Chasemortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chase BankJPMorgan Chasemortgage abuses2015MD-AG$400,000
Nationstar Mortgage LLC dba Mr. CooperMr. Cooper Groupmortgage abuses2018MA-AG$500,000
Ocwen Financial Corp.Ocwen Financialmortgage abuses2014MA-AG$3,700,000
Ocwen Financial ServicesOcwen Financialmortgage abuses2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000
Ocwen Loan Servicing LLCOcwen Financialmortgage abuses2019MA-AG$2,000,000
PHH Mortgage Corp.Ocwen Financialmortgage abuses2018MULTI-AG$45,000,000
PHH Mortgage CorporationOcwen Financialmortgage abuses2013NJ-AG$6,250,000
SunTrust Mortgage Inc.Truist Financialmortgage abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
Wells FargoWells Fargomortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells FargoWells Fargomortgage abuses2010CA-AG$33,868,615
Wells FargoWells Fargomortgage abuses2012MD-AG$940,056
Wells Fargo BankWells Fargomortgage abuses2015MA-AG$675,000
Wells Fargo BankWells Fargomortgage abuses2015MD-AG$13,800,000
Countrywide Financial Corp.Bank of Americamortgage abuses2008HI-DCCA$84,548,000
Household Finance Corp. of California and Beneficial California, Inc.HSBCmortgage abuses2002CA-DFPI$8,900,000
SunTrust Mortgage, Inc.Truist Financialmortgage abuses2016CA-DFPI$50,000
Ocwen Loan Servicing, LLCOcwen Financialmortgage abuses2017CA-DFPI$225,000,000
PHH Mortgage Corp.Ocwen Financialmortgage abuses2012IL-BKG$150,000
Freedom Mortgage Corp.Freedom Mortgagemortgage abuses2016MA-BKG$2,000,000
Prospect Mortgage, LLCHomebridge Financial Servicesmortgage abuses2013NY-DFS$3,427,155
PHH Mortgage CorporationOcwen Financialmortgage abuses2016NY-DFS$28,000,000
James B. Nutter & CompanyJames B. Nutter & Companymortgage abuses2012MULTI-FIN$492,050
Prospect Mortgage LLCHomebridge Financial Servicesmortgage abuses2015MULTI-FIN$7,035,300
Seterus Inc.Mr. Cooper Groupmortgage abuses2019MULTI-FIN$350,000
Nationstar Mortgage, LLCMr. Cooper Groupmortgage abuses2020DOJ_UTP$40,000,000
U.S. Bank National AssociationU.S. Bancorpmortgage abuses2020DOJ_UTP$29,000,000
PNC Bank, NAPNC Financial Servicesmortgage abuses2020DOJ_UTP$5,000,000
Ocwen Financial CorporationOcwen Financialmortgage abuses2020FL-AG$11,600,000
First National Bank of PennsylvaniaF.N.B. Corporationmortgage abuses2024NC-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $13,500,000
THE GAS COMPANY LLCMacquariemotor vehicle safety violation2009FMCSA$28,440
THE GAS COMPANY LLCMacquariemotor vehicle safety violation2009FMCSA$28,440
The Gas Company LlcMacquariemotor vehicle safety violation2017FMCSA$12,650
Buckeye Pipe Line Co.IFM Investorsoil spill2010EPA$78,780
Buckeye Pipline Co.IFM Investorsoil spill2006PA-ENV$150,000
Buckeye Pipe Line Company, L.P. and West Shore Pipe Line ComanyIFM Investorsoil spill2021IL-ENV$8,700,000
BUCKEYE PIPE LINE COMPANY LP AND WEST SHORE PIPE LINE COMPANYIFM Investorsoil spill2018EPA$400,000
Cash America International Inc.FirstCashpayday lending violation2013CFPB$19,000,000
CashCall, Inc.CashCall Inc.payday lending violation2017AZ-DIFI$250,000
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2010CA-DFPI$118,400
Allied Cash Advance California, LLCCNG Financialpayday lending violation2011CA-DFPI$103,709
CashCall, Inc.CashCall Inc.payday lending violation2015CA-DFPI$1,000,000
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2015CA-DFPI$22,500
Cash America Advance, Inc.FirstCashpayday lending violation2019CA-DFPI$10,000
CashCall, Inc. and Western Sky Financial L.L.C.CashCall Inc.payday lending violation2014CT-BKG$400,000
CashCall, Inc., Western Sky Financial, LLC, WS Funding, LLCCashCall Inc.payday lending violation2016FL-OFR$500,000
CashCall, Inc. and Western Sky Financial, LLC et al.CashCall Inc.payday lending violation2014MD-FIN$100,018
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2010PHMSA$402,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$290,000
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2014PHMSA$271,300
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2011PHMSA$141,200
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$102,800
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2010PHMSA$100,000
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2015PHMSA$89,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$83,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2011PHMSA$81,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$78,900
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2011PHMSA$74,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$69,100
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$66,400
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2013PHMSA$47,800
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$36,200
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$22,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$17,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2012PHMSA$11,800
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2009PHMSA$7,500
Buckeye Partners LPIFM Investorspipeline safety violation2017PHMSA$50,400
Buckeye Partners LPIFM Investorspipeline safety violation2017PHMSA$193,000
Buckeye Partners, LPIFM Investorspipeline safety violation2017PHMSA$36,600
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2018PHMSA$36,600
Buckeye Partners, LPIFM Investorspipeline safety violation2020PHMSA$209,002
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2023PHMSA$441,151
RBS PLC and RBS Securities JapanNatWest Group PLCprice-fixing or anti-competitive practices2014DOJ_ANTITRUST$150,000,000
UBS Securities Japan Co. Ltd.UBSprice-fixing or anti-competitive practices2012DOJ_ANTITRUST$500,000,000
Wachovia Bank N.A.Wells Fargoprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$148,000,000
Morgan StanleyMorgan Stanleyprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$4,800,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
UBS AGUBSprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$160,000,000
Bank of AmericaBank of Americaprice-fixing or anti-competitive practices2010DOJ_ANTITRUST$137,300,000
BARCLAYS BANK PLCBarclaysprice-fixing or anti-competitive practices2015FED$342,000,000
CiticorpCitigroupprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$925,000,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
Barclays PLCBarclaysprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$710,000,000
Royal Bank of Scotland plcNatWest Group PLCprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$395,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.