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Violation Tracker Summary for Offense Group
Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $41,332,842,096 | 155 |
| UBS | $27,709,494,893 | 134 |
| JPMorgan Chase | $27,007,359,167 | 119 |
| Citigroup | $19,742,743,935 | 103 |
| Deutsche Bank | $15,634,467,278 | 66 |
| Goldman Sachs | $13,126,412,841 | 57 |
| NatWest Group PLC | $12,235,546,857 | 25 |
| Wells Fargo | $10,735,220,989 | 127 |
| Morgan Stanley | $9,877,862,956 | 163 |
| BNP Paribas | $9,164,773,000 | 10 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
| FIRST MARINER BANK | | | banking violation | 2009 | FDIC | $50,000 |
| SLOVAK SAVINGS BANK | | | banking violation | 2009 | FDIC | $5,000 |
| ALPINE BANK | | | banking violation | 2009 | FDIC | $12,925 |
| FIRST BANK & TRUST | | | banking violation | 2009 | FDIC | $90,000 |
| ORIENTAL BANK AND TRUST | | | banking violation | 2009 | FDIC | $10,000 |
| BANK OF LUXEMBURG | | | banking violation | 2009 | FDIC | $11,600 |
| BEDFORD LOAN & DEPOSIT BANK | | | banking violation | 2009 | FDIC | $5,000 |
| MUTUAL BANK | | | banking violation | 2009 | FDIC | $6,500 |
| TEMECULA VALLEY BANK | | | banking violation | 2009 | FDIC | $24,600 |
| CROSS KEYS BANK | | | banking violation | 2009 | FDIC | $17,335 |
| SPENCER SAVINGS BANK | | | banking violation | 2009 | FDIC | $5,500 |
| STERLING SAVINGS BANK | | | banking violation | 2009 | FDIC | $125,000 |
| TAMPA STATE BANK, THE | | | banking violation | 2009 | FDIC | $6,150 |
| SUN SECURITY BANK | | | banking violation | 2009 | FDIC | $15,900 |
| SUN SECURITY BANK | | | banking violation | 2009 | FDIC | $5,500 |
| VALLEY BANK AND TRUST CO. | | | banking violation | 2009 | FDIC | $9,200 |
| MIFFLIN COUNTY SAVINGS BANK | | | banking violation | 2009 | FDIC | $8,295 |
| KENNEBUNK SAVINGS BANK | | | banking violation | 2009 | FDIC | $21,525 |
| PEOPLES STATE BANK | | | banking violation | 2008 | FDIC | $8,265 |
| MUTUAL BANK | | | banking violation | 2008 | FDIC | $26,250 |
| MID-WISCONSIN BANK | | | banking violation | 2008 | FDIC | $6,250 |
| RANDALL STATE BANK | | | banking violation | 2008 | FDIC | $14,500 |
| SEATTLE SAVINGS BANK | | | banking violation | 2008 | FDIC | $8,500 |
| FARMERS STATE BANK OF ALTO PASS, ILL | | | banking violation | 2008 | FDIC | $6,100 |
| UNITED BANK | | | banking violation | 2008 | FDIC | $6,850 |
| CITIZENS BANK | | | banking violation | 2008 | FDIC | $6,000 |
| FRONTIER BANK | | | banking violation | 2008 | FDIC | $48,895 |
| FARMERS BANK, THE | | | banking violation | 2008 | FDIC | $8,450 |
| VALLEY BANK | | | banking violation | 2008 | FDIC | $12,000 |
| CENTURY BANK | | | banking violation | 2008 | FDIC | $10,255 |
| COMMUNITY BANK | | | banking violation | 2008 | FDIC | $13,310 |
| ANDERSON BROTHERS BANK | | | banking violation | 2008 | FDIC | $11,200 |
| FIRST BANK OF DELAWARE | | | banking violation | 2008 | FDIC | $304,000 |
| CENTURY BANK OF GEORGIA | | | banking violation | 2008 | FDIC | $5,500 |
| CITIZENS UNION BANK OF SHELBYVILLE | | | banking violation | 2008 | FDIC | $8,650 |
| BANK OF COMMERCE, THE | | | banking violation | 2008 | FDIC | $5,900 |
| SECURITY STATE BANK, THE | | | banking violation | 2008 | FDIC | $6,000 |
| PACIFIC CONTINENTAL BANK | | | banking violation | 2008 | FDIC | $8,400 |
| TRICENTURY BANK | | | banking violation | 2008 | FDIC | $5,000 |
| SAVINGS BANK OF MENDOCINO COUNTY | | | banking violation | 2008 | FDIC | $45,375 |
| BRIDGEWATER BANK | | | banking violation | 2008 | FDIC | $8,085 |
| SECURITY STATE BANK | | | banking violation | 2008 | FDIC | $8,000 |
| WESTERN STATE BANK, THE | | | banking violation | 2008 | FDIC | $5,150 |
| HEIGHTS BANK, THE | | | banking violation | 2008 | FDIC | $9,000 |
| PREMIER BANK | | | banking violation | 2008 | FDIC | $14,800 |
| SANDERSON STATE BANK | | | banking violation | 2008 | FDIC | $14,300 |
| JACKSON COUNTY BANK | | | banking violation | 2008 | FDIC | $7,000 |
| DARBY BANK AND TRUST COMPANY | | | banking violation | 2008 | FDIC | $9,500 |
| BANK OF GUAM | | | banking violation | 2008 | FDIC | $7,780 |
| FORTRESS BANK | | | banking violation | 2008 | FDIC | $9,300 |
| WAUWATOSA SAVINGS BANK | | | banking violation | 2008 | FDIC | $6,475 |
| BENNINGTON STATE BANK, THE | | | banking violation | 2008 | FDIC | $29,800 |
| BANK OF MAUSTON | | | banking violation | 2008 | FDIC | $5,250 |
| SUN SECURITY BANK | | | banking violation | 2008 | FDIC | $14,700 |
| NORTHWEST SAVINGS BANK | | | banking violation | 2008 | FDIC | $7,405 |
| FIRST BANK FINANCIAL CENTRE | | | banking violation | 2007 | FDIC | $25,690 |
| CARROLLTON BANK | | | banking violation | 2007 | FDIC | $21,250 |
| SECURITY FIRST BANK | | | banking violation | 2007 | FDIC | $10,000 |
| BLOOMFIELD STATE BANK | | | banking violation | 2007 | FDIC | $6,650 |
| BRIMFIELD BANK | | | banking violation | 2007 | FDIC | $10,000 |
| PANHANDLE STATE BANK | | | banking violation | 2007 | FDIC | $36,970 |
| WESTERN STATE BANK | | | banking violation | 2007 | FDIC | $9,005 |
| WESTERN STATE BANK | | | banking violation | 2007 | FDIC | $5,000 |
| CITIZENS STATE BANK | | | banking violation | 2007 | FDIC | $17,000 |
| CITIZENS STATE BANK | | | banking violation | 2007 | FDIC | $15,000 |
| NORTH FORK BANK | | | banking violation | 2007 | FDIC | $125,000 |
| DORAL BANK | | | banking violation | 2007 | FDIC | $125,000 |
| GULF COAST BANK | | | banking violation | 2007 | FDIC | $6,500 |
| BANGOR SAVINGS BANK | | | banking violation | 2007 | FDIC | $22,715 |
| BANK OF ANGUILLA | | | banking violation | 2007 | FDIC | $5,900 |
| HIGH DESERT STATE BANK | | | banking violation | 2007 | FDIC | $9,900 |
| FIRST BANK | | | banking violation | 2007 | FDIC | $30,100 |
| FIRST STATE BANK AND TRUST COMPANY, INC. | | | banking violation | 2007 | FDIC | $9,020 |
| RIVER CITY BANK, INC. | | | banking violation | 2007 | FDIC | $39,515 |
| BANK FORWARD (F/K/A SECURITY STATE BANK OF NORTH DAKOTA) | | | banking violation | 2007 | FDIC | $10,400 |
| DMB COMMUNITY BANK | | | banking violation | 2007 | FDIC | $5,100 |
| STATE BANK & TRUST | | | banking violation | 2007 | FDIC | $12,050 |
| CHOICE FINANCIAL GROUP | | | banking violation | 2007 | FDIC | $10,430 |
| NORTHWEST GEORGIA BANK | | | banking violation | 2007 | FDIC | $15,600 |
| THE CONVERSE COUNTY BANK | | | banking violation | 2007 | FDIC | $7,385 |
| ADVANTAGE COMMUNITY BANK | | | banking violation | 2007 | FDIC | $5,150 |
| COMMUNITY TRUST & BANKING COMPANY | | | banking violation | 2007 | FDIC | $9,275 |
| DORAL BANK | | | banking violation | 2007 | FDIC | $12,000 |
| PLANTERS BANK & TRUST COMPANY | | | banking violation | 2007 | FDIC | $39,400 |
| JEFFERSON BANK OF MISSOURI | | | banking violation | 2007 | FDIC | $5,800 |
| COMMUNITY BANK & TRUST | | | banking violation | 2007 | FDIC | $8,550 |
| CHELSEA SAVINGS BANK | | | banking violation | 2007 | FDIC | $5,500 |
| SYRINGA BANK | | | banking violation | 2007 | FDIC | $24,480 |
| UNION CREDIT BANK | | | banking violation | 2006 | FDIC | $70,000 |
| AMERICAN BANK CENTER FIRST; BANK CENTER FIRST | | | banking violation | 2006 | FDIC | $7,050 |
| BANK OF LEE'S SUMMIT | | | banking violation | 2006 | FDIC | $6,000 |
| PREMIERBANK | | | banking violation | 2006 | FDIC | $14,455 |
| FIRST UNITED BANK | | | banking violation | 2006 | FDIC | $5,500 |
| CITIZENS BANK AND TRUST COMPANY | | | banking violation | 2006 | FDIC | $10,800 |
| MIDWEST COMMUNITY BANK | | | banking violation | 2006 | FDIC | $6,335 |
| THE HOME BANK | | | banking violation | 2006 | FDIC | $13,300 |
| WESTSOUND BANK | | | banking violation | 2006 | FDIC | $6,000 |
| BANK OF WISCONSIN DELLS | | | banking violation | 2006 | FDIC | $7,900 |
| FARMERS & MERCHANTS BANK OF KENDALL | | | banking violation | 2006 | FDIC | $5,555 |
| WEST BANK | | | banking violation | 2006 | FDIC | $5,440 |
| LABE BANK | | | banking violation | 2006 | FDIC | $5,000 |
