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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Community State Bank banking violation2003FED$5,250
Community First Bank & Trust banking violation2003FED$5,500
Citizens Bank and Trust Company banking violation2003FED$7,000
First Bank banking violation2003FED$17,150
Dexia, S.A. banking violation2002FED$50,000
McIlroy Bank and Trust banking violation2001FED$10,500
Sigue Corporation anti-money-laundering deficiencies2008DOJ_CRIMINAL$15,000,000
Adelphia Communications Corporation accounting fraud or deficiencies2005DOJ_CRIMINAL$715,000,000
Excel Home Care Inc. tax violations2009DOJ_TAX$473,510
American Power Conversion Corporation economic sanction violation2009OFAC$10,341
Barwil Agencies NA, Inc. economic sanction violation2009OFAC$84,000
Casa de Cambio Delgado, Inc. economic sanction violation2009OFAC$40,146
First Incentive Travel, Inc. economic sanction violation2009OFAC$8,250
Golden Escrow, Inc. economic sanction violation2009OFAC$11,000
Liberty International Holdings Inc. economic sanction violation2009OFAC$35,211
National Marine Consultants, Inc. economic sanction violation2009OFAC$42,075
Varel Holdings, Inc economic sanction violation2009OFAC$110,000
Vonberg Valve, Inc. economic sanction violation2009OFAC$11,049
Agoda Company, Pte Ltd. economic sanction violation2008OFAC$6,750
Center for Cross Cultural Study, Inc. economic sanction violation2008OFAC$15,000
Colonial Navigation Co., Inc economic sanction violation2008OFAC$6,000
Como Design, Inc. economic sanction violation2008OFAC$5,980
Concord Camera Corp. economic sanction violation2008OFAC$12,000
Confi-Dental Products, Co. economic sanction violation2008OFAC$5,500
Cotech, Inc. economic sanction violation2008OFAC$6,000
Diversified Business Communications economic sanction violation2007OFAC$5,500
Engineering Dynamics Inc. economic sanction violation2008OFAC$132,791
FRP Services & Co. (America), Inc. economic sanction violation2008OFAC$12,500
Gate Gourmet, Inc. economic sanction violation2008OFAC$581,901
Iridex Corporation economic sanction violation2008OFAC$7,500
Knight Industries and Associates, Inc. economic sanction violation2008OFAC$17,469
La Salle Bank Midwest, N.A. economic sanction violation2008OFAC$5,500
Magic USA Tours, Inc. economic sanction violation2008OFAC$5,250
Mahdavi's A&A Rug Company economic sanction violation2008OFAC$9,240
Premier Agency Inc. economic sanction violation2008OFAC$7,500
United Radio, Inc. d/b/a BlueStar economic sanction violation2008OFAC$67,574
ACME Furniture Industry, Inc. economic sanction violation2007OFAC$31,336
EPMedsystems, Inc. economic sanction violation2007OFAC$33,000
Fairfield Chemical Carriers Inc. economic sanction violation2007OFAC$37,500
LogicaCMG Inc. economic sanction violation2007OFAC$220,000
Parkdale Mills, Inc. economic sanction violation2007OFAC$8,250
Primavera Systems, Inc. economic sanction violation2007OFAC$13,430
PSL Energy Services economic sanction violation2007OFAC$164,006
SKE Midwestern, Inc. economic sanction violation2007OFAC$20,000
Suretrade, Inc. economic sanction violation2007OFAC$7,277
Vesper Corp. economic sanction violation2007OFAC$23,800
Zeromax LLC economic sanction violation2007OFAC$481,983
Augsburg College economic sanction violation2006OFAC$9,000
Downey Savings and Loan economic sanction violation2006OFAC$44,898
Exel Global Logistics, Inc. economic sanction violation2006OFAC$6,226
GasTech Engineering Corp. economic sanction violation2006OFAC$33,000
IXTLAN Corporation economic sanction violation2006OFAC$6,322
The Chinese American Bank economic sanction violation2006OFAC$7,370
The U.S./Cuba Labor Exchange economic sanction violation2006OFAC$13,950
Atlantic Bank economic sanction violation2005OFAC$5,500
Audiovox, Inc. economic sanction violation2005OFAC$5,038
Bank-Fund Staff Federal Credit Union economic sanction violation2005OFAC$14,000
Citizens Security Bank & Trust economic sanction violation2005OFAC$17,831
Endocardial Solutions, Inc economic sanction violation2005OFAC$6,000
Fugro Seafloor Surveys, Inc economic sanction violation2005OFAC$38,035
IndeCorp Corporation economic sanction violation2005OFAC$14,520
International Systems Management, Inc. economic sanction violation2005OFAC$15,227
J. D'Addario & Company, Inc. economic sanction violation2005OFAC$5,385
Lunar Corporation economic sanction violation2005OFAC$51,700
Martinair Holland N.V. dba Martinair USA economic sanction violation2005OFAC$6,300
Nozzle Manufacturing Company economic sanction violation2005OFAC$10,000
NYMagic, Inc. on behalf of Mutual Marine Office, Inc. economic sanction violation2005OFAC$42,196
Rieke Italia economic sanction violation2005OFAC$5,692
Sea Bridge Projects, Inc. economic sanction violation2005OFAC$6,050
SK Global America, Inc. economic sanction violation2005OFAC$22,000
Stolt-Nielsen Transportation Group economic sanction violation2005OFAC$16,500
The Four Oaks Foundation, Inc. economic sanction violation2005OFAC$7,500
Trine Labeling Systems Inc. economic sanction violation2005OFAC$16,498
United National Bank economic sanction violation2005OFAC$11,000
Air Jamaica Ltd. economic sanction violation2004OFAC$18,750
Alpha Pharmaceutical, Inc. economic sanction violation2004OFAC$198,711
Alto Products Corp. economic sanction violation2004OFAC$13,750
API International, Inc. economic sanction violation2004OFAC$10,000
AT&C Corporation economic sanction violation2004OFAC$66,250
Atlanta Army-Navy Supply Co. economic sanction violation2004OFAC$10,909
Banca Commerciale Italiana economic sanction violation2004OFAC$6,450
Banco de Chile economic sanction violation2004OFAC$5,500
Banco do Brasil economic sanction violation2004OFAC$10,162
Bank of Boston and Sure Trade economic sanction violation2004OFAC$58,944
BEF Corporation economic sanction violation2004OFAC$11,000
California Federal Bank economic sanction violation2004OFAC$5,500
Carlson Marketing Group, Inc. economic sanction violation2004OFAC$35,350
Central Carolina Bank economic sanction violation2004OFAC$8,465
Charles M. Schayer & Co. economic sanction violation2004OFAC$6,045
Cheap Tickets, Inc. economic sanction violation2004OFAC$27,500
China Shipping (North America) Holding Co., Ltd economic sanction violation2004OFAC$12,340
Christiania Bank economic sanction violation2004OFAC$5,900
Church Pension Fund economic sanction violation2004OFAC$74,294
Circle International, Inc economic sanction violation2004OFAC$22,285
Colt International, Inc economic sanction violation2004OFAC$20,000
Corporate One Federal Credit Union economic sanction violation2004OFAC$5,500
DnB Nor Bank economic sanction violation2004OFAC$7,855
Dolphin Lagoon, Inc. dba Dolphin Fantaseas, Inc. economic sanction violation2004OFAC$25,000
First National Bank economic sanction violation2004OFAC$19,200
Foothills Property Inc. economic sanction violation2004OFAC$8,250
Guaranty Bank economic sanction violation2004OFAC$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.