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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: United Kingdom
Current Parent Penalty Total since 2000$90,252,898,867
Number of Records: 3,079
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
BP$36,486,562,463409
NatWest Group PLC$14,370,701,61843
GlaxoSmithKline$9,572,803,40650
Barclays$7,522,677,86157
HSBC$7,447,807,16183
Standard Chartered$1,985,483,44316
Reckitt Benckiser$1,875,910,85224
AstraZeneca$1,539,362,45732
Indivior PLC$1,416,500,0006
Shell PLC$1,340,414,421452

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
HSBC Finance Corporation et al.HSBCfinancial servicesdiscriminatory practices (non-employment)2010private lawsuit-federal$6,050,000
HSBCHSBCfinancial servicesFalse Claims Act and related2020CA-AG$7,000,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersfinancial servicesair pollution violation2008FL-DEP$15,000
RBS Financial Products, Inc.NatWest Group PLCfinancial servicestoxic securities abuses2020MD-AG$18,000,000
Towers PerrinWillis Towers Watsonfinancial servicesbenefit plan administrator violation2011private lawsuit-federal$9,200,000
RBS Securities, Inc.NatWest Group PLCfinancial servicesinvestor protection violation2016FINRA$2,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016FINRA$1,300,000
Barclays Capital, Inc.Barclaysfinancial servicesinvestor protection violation2015FINRA$13,750,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2014FINRA$5,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2014FINRA$1,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2013FINRA$3,750,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2011FINRA$3,000,000
HSBC Securities (USA) Inc.HSBCfinancial servicesinvestor protection violation2010FINRA$375,000
HSBC Securities (USA)HSBCfinancial servicesinvestor protection violation2010FINRA$1,500,000
HSBC BrokerageHSBCfinancial servicesinvestor protection violation2007FINRA$250,000
HSBC SECURITIES USA INCHSBCfinancial servicesinsurance violation2021WA-INS$10,000
HSBCHSBCfinancial servicesemployment discrimination2020NY-NYCCHR$30,000
NatWest Markets PlcNatWest Group PLCfinancial servicesfraud2021DOJ_CRIMINAL$35,000,000
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2021NM-AG$4,642,857
NatWest Markets Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2021NM-AG$4,642,857
William Penn Life Insurance Company of New YorkLegal & General Group PLCfinancial servicesinsurance violation2020NY-DFS$110,000
Banner Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2022NY-DFS$3,500,000
Janus Henderson Investors US LLCJanus Hendersonfinancial servicesinvestor protection violation2022SEC$150,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2022CFTC$75,000,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2022SEC$361,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2022SEC$125,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$7,100,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$19,975,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$120,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$384,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$30,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$12,500,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$29,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Barclays Capital Inc.Barclaysfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$87,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$94,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2021private lawsuit-federal$5,700,000
BarclaysPLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
HSBCHSBCfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$11,000,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$4,750,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$11,100,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$18,500,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$100,000,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$42,000,000
HSBC Bank USA N.A.HSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
HSBC Holdings PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$35,000,000
HSBC Holdings PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$45,000,000
HSBC Holdings PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$285,000,000
HSBC HoldingsPLCHSBCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
HSBC Securities (USA) Inc.HSBCfinancial servicesprice-fixing or anti-competitive practices2021private lawsuit-federal$30,000,000
HSBC Securities (USA) Inc.HSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
National Westminster Bank plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$3,500,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$13,000,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$255,000,000
Royal Bank of Scotland GroupPLCNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Royal Bank of Scotland PLCNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Royal Bank of Scotland PLCNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
Standard Chartered BankStandard Charteredfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$17,200,000
Standard Chartered BankStandard Charteredfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Standard Chartered BankStandard Charteredfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$1,720,000
Willis Group Holdings Ltd.Willis Towers Watsonfinancial servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
HSBC Bank USA, N.A.HSBCfinancial servicesinvestor protection violation2023CFTC$45,000,000
HSBC Bank PLCHSBCfinancial servicesinvestor protection violation2023CFTC$30,000,000
HSBC Securities (USA) Inc.HSBCfinancial servicesinvestor protection violation2023SEC$15,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$17,750,000
HSBC Bank U.S.A. N.A.HSBCfinancial servicesconsumer protection violation2016private lawsuit-state$32,000,000
HSBC Bank USA N.A.HSBCfinancial servicesconsumer protection violation2012private lawsuit-federal$23,500,000
HSBC Bank USA, N.A.HSBCfinancial servicesconsumer protection violation2014private lawsuit-federal$16,000,000
HSBC Mortgage Services Inc.HSBCfinancial servicesconsumer protection violation2015private lawsuit-federal$900,000
RBS Financial Products Inc.NatWest Group PLCfinancial servicesconsumer protection violation2013private lawsuit-federal$1,750,000
RBS Securities Inc.NatWest Group PLCfinancial servicesconsumer protection violation2015private lawsuit-federal$10,571,428
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesconsumer protection violation2014private lawsuit-federal$275,000,000
Royal Bank of Scotland PLCNatWest Group PLCfinancial servicesconsumer protection violation2019private lawsuit-federal$55,000,000
NatWest Markets PLCNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$21,000,000
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$25,250,000
IFCO SYSTEMS NORTH AMERICATriton Investments Advisersfinancial servicesworkplace safety or health violation2004OSHA$5,250
IFCO SYSTEMS N.A., INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2006OSHA$20,000
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersfinancial servicesworkplace safety or health violation2008OSHA$5,400
IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2006OSHA$5,226
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2007OSHA$9,210
IFCO SYSTEMSTriton Investments Advisersfinancial servicesworkplace safety or health violation2006OSHA$9,450
IFCO SYSTEMSTriton Investments Advisersfinancial servicesworkplace safety or health violation2007OSHA$5,550
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2007OSHA$27,690
IFCO SYSTEMSTriton Investments Advisersfinancial servicesworkplace safety or health violation2008OSHA$18,500
IFCO SYSTEMSTriton Investments Advisersfinancial servicesworkplace safety or health violation2008OSHA$7,500
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersfinancial servicesworkplace safety or health violation2010OSHA$11,200
IFCO SYSTEMS N.A., INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2009OSHA$11,100
IFCO SYSTEMSTriton Investments Advisersfinancial servicesworkplace safety or health violation2010OSHA$8,000
IFCO SYSTEMS N.A., INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2010OSHA$7,000
IFCO SYSTEMS NA INC DBA PALLET COMPANIES INCTriton Investments Advisersfinancial servicesworkplace safety or health violation2010OSHA$44,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2011OSHA$5,950
IFCO SYSTEMS NORTH AMERICA INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2011OSHA$73,950
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersfinancial servicesworkplace safety or health violation2011OSHA$8,000
IFCO SYSTEMSTriton Investments Advisersfinancial servicesworkplace safety or health violation2011OSHA$5,000
IFCO SYSTEMS, NORTH AMERICATriton Investments Advisersfinancial servicesworkplace safety or health violation2012OSHA$6,720
IFCO SYSTEMS US, LLC SITE146Triton Investments Advisersfinancial servicesworkplace safety or health violation2013OSHA$23,099
IFCO SYSTEMS N.A. INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2013OSHA$5,082
IFCO SYSTEMS N.A., INC.Triton Investments Advisersfinancial servicesworkplace safety or health violation2014OSHA$13,500
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711Triton Investments Advisersfinancial servicesworkplace safety or health violation2014OSHA$7,040
IFCO SYSTEMS US, LLCTriton Investments Advisersfinancial servicesworkplace safety or health violation2014OSHA$13,073
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.