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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: United Kingdom
Current Parent Penalty Total since 2000: $90,252,898,867
Number of Records: 3,079
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
BP$36,486,562,463409
NatWest Group PLC$14,370,701,61843
GlaxoSmithKline$9,572,803,40650
Barclays$7,522,677,86157
HSBC$7,447,807,16183
Standard Chartered$1,985,483,44316
Reckitt Benckiser$1,875,910,85224
AstraZeneca$1,539,362,45732
Indivior PLC$1,416,500,0006
Shell PLC$1,340,414,421452

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
PGP INTERNATIONAL, INCAssociated British Foodsfood productsworkplace safety or health violation2005OSHA$32,420
UNILEVER HOME & PERSONAL CARE - USAUnileverfood productsworkplace safety or health violation2001OSHA$10,000
UNILEVER DBA GOOD HUMOR-BRYERS ICE CREAMUnileverfood productsworkplace safety or health violation2004OSHA$26,500
UNILEVERUnileverfood productsworkplace safety or health violation2006OSHA$5,400
UNILEVERUnileverfood productsworkplace safety or health violation2010OSHA$7,870
PGP INTERNATIONAL, INCAssociated British Foodsfood productsworkplace safety or health violation2007OSHA$18,150
DREYER'S GRAND ICE CREAMFronerifood productsworkplace safety or health violation2010OSHA$18,300
DREYERS GRAND ICE CREAM DIV OF NESTLE USAFronerifood productsworkplace safety or health violation2009OSHA$22,500
UNILEVER SUPPLY CHAIN INC.Unileverfood productsworkplace safety or health violation2009OSHA$5,000
GOOD HUMOR-BREYERS ICE CREAMUnileverfood productsworkplace safety or health violation2011OSHA$16,063
PGP INTERNATIONAL, INC.Associated British Foodsfood productsworkplace safety or health violation2014OSHA$8,280
CONOPCO INC TA UNILEVER MANUFACTURING (US) INCUnileverfood productsworkplace safety or health violation2014OSHA$6,212
UNILEVER MANUFACTURING (USA), INC.Unileverfood productsworkplace safety or health violation2012OSHA$6,000
NESTLE DREYER'S ICE CREAMFronerifood productsworkplace safety or health violation2015OSHA$18,150
PGP INTERNATIONAL INC.Associated British Foodsfood productsworkplace safety or health violation2016OSHA$9,450
UNILEVER ICE CREAMUnileverfood productsworkplace safety or health violation2016OSHA$26,652
NESTLE DREYER'S ICE CREAM COMPANYFronerifood productsworkplace safety or health violation2017OSHA$18,200
UNILEVER MANUFACTURINGUnileverfood productsworkplace safety or health violation2018OSHA$9,423
UNILEVER ILLINOIS MANUFACTURING, LLCUnileverfood productsworkplace safety or health violation2019OSHA$13,260
DREYER'S GRAND ICE CREAM, INC.Fronerifood productsworkplace safety or health violation2023OSHA$5,060
DREYER'S GRAND ICE CREAM, INC.Fronerifood productsworkplace safety or health violation2023OSHA$16,885
Ben & Jerry's Homemade, Inc.Unileverfood productsair pollution violation2021EPA$15,000
CONOPCO, INC. d/b/a UNILEVER ICE CREAMUnileverfood productsenvironmental violation2008EPA$19,028
UNILEVERUnileverfood productsenvironmental violation2013EPA$20,533
UNILEVER MANUFACTURING (US), INCUnileverfood productsair pollution violation2022EPA$20,088
ALBERTO CULVER USA INC.Unileverfood productshazardous waste violation2000EPA$110,397
NESTLE DREYERS ICE CREAM COMPANYFronerifood productsair pollution violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $301,066
FLEISCHMANN'S YEASTAssociated British Foodsfood productsenvironmental violation2000EPA$5,000
RBS PLC and RBS Securities JapanNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2014DOJ_ANTITRUST$150,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2016OCC$35,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2013OCC$249,000,000
HSBC Bank USA, N.A.HSBCfinancial servicesbanking violation2012OCC$500,000,000
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016FED$131,000,000
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015FED$274,000,000
BARCLAYS BANK PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015FED$342,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013FED$50,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012FED$165,000,000
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012FED$100,000,000
HSBC Bank USA NAHSBCfinancial servicesmortgage abuses2016DOJ$470,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$710,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$395,000,000
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesprice-fixing or anti-competitive practices2014DOJ_CRIMINAL$86,000,000
HSBC Holdings plc HSBC Bank USA N.A.HSBCfinancial servicesanti-money-laundering deficiencies2012DOJ_CRIMINAL$1,256,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012DOJ_CRIMINAL$227,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2012DOJ_CRIMINAL$160,000,000
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2010DOJ_CRIMINAL$298,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016SEC$35,000,000
HSBC Private Bank (Suisse)HSBCfinancial servicesinvestor protection violation2014SEC$12,500,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2014SEC$15,000,000
RBS Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2013SEC$153,700,000
HSBC North America Holdings Inc.HSBCfinancial servicestoxic securities abuses2014FHFA$550,000,000
RBS Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2014FHFA$99,500,000
Barclays Bank PLCBarclaysfinancial servicestoxic securities abuses2014FHFA$280,000,000
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2015NCUA$325,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicestoxic securities abuses2015NCUA$129,600,000
HSBCHSBCfinancial servicestoxic securities abuses2012NCUA$5,250,000
BarclaysBarclaysfinancial servicesprice-fixing or anti-competitive practices2015CFTC$400,000,000
BarclaysBarclaysfinancial servicesprice-fixing or anti-competitive practices2015CFTC$115,000,000
HSBC BankHSBCfinancial servicesprice-fixing or anti-competitive practices2014CFTC$275,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2014CFTC$290,000,000
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesprice-fixing or anti-competitive practices2014CFTC$105,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2013CFTC$325,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2012CFTC$200,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2017FERC$105,000,000
HSBCHSBCfinancial servicesmortgage abuses2014USAO$10,000,000
Coutts & Co LtdNatWest Group PLCfinancial servicestax violations2015DOJ_TAX$78,484,000
Standard Chartered Bank (Switzerland) SA, en liquidationStandard Charteredfinancial servicestax violations2015DOJ_TAX$6,337,000
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2016OFAC$2,485,890
Royal Bank of Scotland PLCNatWest Group PLCfinancial serviceseconomic sanction violation2013OFAC$33,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000
HSBC HoldingsHSBCfinancial serviceseconomic sanction violation2012OFAC$375,000,000
Balli Aviation Ltd. and Balli Group PLCBalli Groupfinancial servicesexport control violation2010BIS$15,000,000
HSBC Finance CorporationHSBCfinancial servicesconsumer protection violation2016DOJ_RIGHTS$434,500
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016CFTC$800,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2016CFTC$560,000
Republic New York Securities CorporationHSBCfinancial servicesinvestor protection violation2001CFTC$5,000,000
Lloyds TSB Bank PLCLloyds Banking Groupfinancial serviceseconomic sanction violation2009DOJ_CRIMINAL$175,000,000
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2004OFAC$14,970
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004OFAC$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004OFAC$8,375
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2003OFAC$10,107
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003OFAC$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003OFAC$11,000
HSBC Bank USA, N.A.HSBCfinancial servicesinvestor protection violation2007SEC$10,500,000
Barclays Bank PLCBarclaysfinancial servicesinsider trading2007SEC$10,943,561
Janus Capital Management LLCJanus Hendersonfinancial servicesinvestor protection violation2004SEC$100,000,000
Barclays Bank PLCBarclaysfinancial servicesdata submission deficiencies2016CFTC$500,000
Balli Aviation Ltd.Balli Groupfinancial servicesexport control violation2010DOJ_NATSEC$2,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2017OCC$32,500,000
Barclays Capital Inc.Barclaysfinancial serviceswage and hour violation2009WHD$9,707
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2009WHD$22,377
HSBCHSBCfinancial serviceswage and hour violation2007WHD$16,545
HSBC North America IncHSBCfinancial serviceswage and hour violation2006WHD$5,357
HSBC North America Inc.HSBCfinancial serviceswage and hour violation2006WHD$11,489
HSBC North America Inc.HSBCfinancial serviceswage and hour violation2006WHD$12,685
HSBC North America Inc.HSBCfinancial serviceswage and hour violation2006WHD$8,273
HSBC BankHSBCfinancial serviceswage and hour violation2006WHD$7,599
IFCO Systems of North America Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$82,085
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$1,712,712
IFCO Systems of North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$84,459
IFCO Systems North America, Inc.Triton Investments Advisersfinancial serviceswage and hour violation2006WHD$294,023
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.