HSBC Finance Corporation et al. | HSBC | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
HSBC | HSBC | financial services | False Claims Act and related | 2020 | CA-AG | $7,000,000 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | financial services | air pollution violation | 2008 | FL-DEP | $15,000 |
RBS Financial Products, Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
Towers Perrin | Willis Towers Watson | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $9,200,000 |
RBS Securities, Inc. | NatWest Group PLC | financial services | investor protection violation | 2016 | FINRA | $2,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | FINRA | $1,300,000 |
Barclays Capital, Inc. | Barclays | financial services | investor protection violation | 2015 | FINRA | $13,750,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2014 | FINRA | $5,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2014 | FINRA | $1,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2013 | FINRA | $3,750,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2011 | FINRA | $3,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2010 | FINRA | $375,000 |
HSBC Securities (USA) | HSBC | financial services | investor protection violation | 2010 | FINRA | $1,500,000 |
HSBC Brokerage | HSBC | financial services | investor protection violation | 2007 | FINRA | $250,000 |
HSBC SECURITIES USA INC | HSBC | financial services | insurance violation | 2021 | WA-INS | $10,000 |
HSBC | HSBC | financial services | employment discrimination | 2020 | NY-NYCCHR | $30,000 |
NatWest Markets Plc | NatWest Group PLC | financial services | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
NatWest Markets Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
William Penn Life Insurance Company of New York | Legal & General Group PLC | financial services | insurance violation | 2020 | NY-DFS | $110,000 |
Banner Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2022 | NY-DFS | $3,500,000 |
Janus Henderson Investors US LLC | Janus Henderson | financial services | investor protection violation | 2022 | SEC | $150,000 |
Barclays Bank PLC | Barclays | financial services | investor protection violation | 2022 | CFTC | $75,000,000 |
Barclays Bank PLC | Barclays | financial services | investor protection violation | 2022 | SEC | $361,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,100,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $120,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $384,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $29,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Barclays Capital Inc. | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $87,000,000 |
Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $94,000,000 |
Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $5,700,000 |
BarclaysPLC | Barclays | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
HSBC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $11,000,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,100,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $100,000,000 |
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $42,000,000 |
HSBC Bank USA N.A. | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $14,000,000 |
HSBC Holdings PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $35,000,000 |
HSBC Holdings PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $45,000,000 |
HSBC Holdings PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $285,000,000 |
HSBC HoldingsPLC | HSBC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $30,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
National Westminster Bank plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $3,500,000 |
Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,000,000 |
Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $255,000,000 |
Royal Bank of Scotland GroupPLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,200,000 |
Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,720,000 |
Willis Group Holdings Ltd. | Willis Towers Watson | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2023 | CFTC | $45,000,000 |
HSBC Bank PLC | HSBC | financial services | investor protection violation | 2023 | CFTC | $30,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2023 | SEC | $15,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $17,750,000 |
HSBC Bank U.S.A. N.A. | HSBC | financial services | consumer protection violation | 2016 | private lawsuit-state | $32,000,000 |
HSBC Bank USA N.A. | HSBC | financial services | consumer protection violation | 2012 | private lawsuit-federal | $23,500,000 |
HSBC Bank USA, N.A. | HSBC | financial services | consumer protection violation | 2014 | private lawsuit-federal | $16,000,000 |
HSBC Mortgage Services Inc. | HSBC | financial services | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
RBS Financial Products Inc. | NatWest Group PLC | financial services | consumer protection violation | 2013 | private lawsuit-federal | $1,750,000 |
RBS Securities Inc. | NatWest Group PLC | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Royal Bank of Scotland Group | NatWest Group PLC | financial services | consumer protection violation | 2014 | private lawsuit-federal | $275,000,000 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
NatWest Markets PLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $21,000,000 |
Lloyds Banking Group plc | Lloyds Banking Group | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
IFCO SYSTEMS NORTH AMERICA | Triton Investments Advisers | financial services | workplace safety or health violation | 2004 | OSHA | $5,250 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2006 | OSHA | $20,000 |
IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | financial services | workplace safety or health violation | 2008 | OSHA | $5,400 |
IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2006 | OSHA | $5,226 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2007 | OSHA | $9,210 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | workplace safety or health violation | 2006 | OSHA | $9,450 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | workplace safety or health violation | 2007 | OSHA | $5,550 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2007 | OSHA | $27,690 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | workplace safety or health violation | 2008 | OSHA | $18,500 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | workplace safety or health violation | 2008 | OSHA | $7,500 |
IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | financial services | workplace safety or health violation | 2010 | OSHA | $11,200 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2009 | OSHA | $11,100 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | workplace safety or health violation | 2010 | OSHA | $8,000 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2010 | OSHA | $7,000 |
IFCO SYSTEMS NA INC DBA PALLET COMPANIES INC | Triton Investments Advisers | financial services | workplace safety or health violation | 2010 | OSHA | $44,000 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2011 | OSHA | $5,950 |
IFCO SYSTEMS NORTH AMERICA INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2011 | OSHA | $73,950 |
IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | financial services | workplace safety or health violation | 2011 | OSHA | $8,000 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | workplace safety or health violation | 2011 | OSHA | $5,000 |
IFCO SYSTEMS, NORTH AMERICA | Triton Investments Advisers | financial services | workplace safety or health violation | 2012 | OSHA | $6,720 |
IFCO SYSTEMS US, LLC SITE146 | Triton Investments Advisers | financial services | workplace safety or health violation | 2013 | OSHA | $23,099 |
IFCO SYSTEMS N.A. INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2013 | OSHA | $5,082 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | financial services | workplace safety or health violation | 2014 | OSHA | $13,500 |
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711 | Triton Investments Advisers | financial services | workplace safety or health violation | 2014 | OSHA | $7,040 |
IFCO SYSTEMS US, LLC | Triton Investments Advisers | financial services | workplace safety or health violation | 2014 | OSHA | $13,073 |