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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: United Kingdom
Current Parent Penalty Total since 2000: $90,252,898,867
Number of Records: 3,079
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
BP$36,486,562,463409
NatWest Group PLC$14,370,701,61843
GlaxoSmithKline$9,572,803,40650
Barclays$7,522,677,86157
HSBC$7,447,807,16183
Standard Chartered$1,985,483,44316
Reckitt Benckiser$1,875,910,85224
AstraZeneca$1,539,362,45732
Indivior PLC$1,416,500,0006
Shell PLC$1,340,414,421452

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
RBS Securities, Inc.NatWest Group PLCfinancial servicestoxic securities abuses2016CT-AG$120,000,000
Royal Bank of ScotlandNatWest Group PLCfinancial servicestoxic securities abuses2017CA-AG$125,000,000
Royal Bank of ScotlandNatWest Group PLCfinancial servicestoxic securities abuses2018IL-AG$20,000,000
Royal Bank of ScotlandNatWest Group PLCfinancial servicestoxic securities abuses2018NY-AG$500,000,000
Willis Group Holdings Ltd.Willis Towers Watsonfinancial servicesconsumer protection violation2007FL-AG$2,600,000
Willis Group Holdings Ltd.Willis Towers Watsonfinancial servicesprice-fixing or anti-competitive practices2005NY-AG$50,000,000
NatWest Markets PlcNatWest Group PLCfinancial servicesinvestor protection violation2019CFTC$850,000
HSBC Bank USA, N.A.HSBCfinancial servicesinvestor protection violation2019CFTC$650,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018DOJ_CRIMINAL$12,896,011
HSBC Bank USA, N.A.HSBCfinancial serviceseconomic sanction violation2013OFAC$32,400
Barclays PLCBarclaysfinancial servicesForeign Corrupt Practices Act2019SEC$6,308,726
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019NY-MANDA$292,000,000
HSBC Holdings plcHSBCfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000
Barclays plcBarclaysfinancial serviceseconomic sanction violation2010NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000
Lloyds TSB Bank plcLloyds Banking Groupfinancial serviceseconomic sanction violation2009NY-MANDA$175,000,000
Watson Wyatt & CompanyWillis Towers Watsonfinancial servicesFalse Claims Act and related2005USAO$689,828
HSBC Private Bank (Suisse) SAHSBCfinancial servicestax violations2019USAO$192,350,000
Coutts & Co Ltd.NatWest Group PLCfinancial servicestax violations2019DOJ_TAX$27,900,000
HSBC Securities (USA) Inc.HSBCfinancial servicesinvestor protection violation2020SEC$725,000
Household Finance Corp. of California and Beneficial California, Inc.HSBCfinancial servicesmortgage abuses2002CA-DFPI$8,900,000
Valley Forge Life Insurance CompanyPrudential PLCfinancial servicesinsurance violation2001MA-INS$11,600
Banner Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2002MA-INS$10,900
Valley Forge Life Insurance CompanyPrudential PLCfinancial servicesinsurance violation2002MA-INS$24,500
Banner Life Insurance Co.Legal & General Group PLCfinancial servicesinsurance violation2011MD-INS$8,300
Elephant Insurance Co.Admiral Groupfinancial servicesinsurance violation2014MD-INS$5,000
Elephant Insurance Co.Admiral Groupfinancial servicesinsurance violation2014MD-INS$5,000
Elephant Insurance Co.Admiral Groupfinancial servicesinsurance violation2018MD-INS$75,000
Household Finance CorpoationHSBCfinancial servicesconsumer protection violation2008NE-DBF$55,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2012NY-DFS$340,000,000
Royal Bank of ScotlandNatWest Group PLCfinancial serviceseconomic sanction violation2013NY-DFS$50,000,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2014NY-DFS$300,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015NY-DFS$485,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015NY-DFS$150,000,000
William Penn Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2018NY-DFS$6,300,000
Barclays Bank PLCBarclaysfinancial servicesworkplace whistleblower retaliation2018NY-DFS$15,000,000
Standard Chartered BankStandard Charteredfinancial servicesprice-fixing or anti-competitive practices2019NY-DFS$40,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019NY-DFS$180,000,000
Elephant Insurance CompanyAdmiral Groupfinancial servicesinsurance violation2020TX-INS$80,000
BANNER LIFE INSURANCE COMPANYLegal & General Group PLCfinancial servicesinsurance violation2007VA-INS$5,000
ELEPHANT INSURANCE COMPANYAdmiral Groupfinancial servicesinsurance violation2012VA-INS$29,709
ELEPHANT INSURANCE COMPANYAdmiral Groupfinancial servicesinsurance violation2013VA-INS$6,154
ELEPHANT INSURANCE COMPANYAdmiral Groupfinancial servicesinsurance violation2018VA-INS$79,017
Elephant Insurance CompanyAdmiral Groupfinancial servicesinsurance violation2019VA-INS$47,619
HSBC Securities USA IncHSBCfinancial servicesinsurance violation2011WA-INS$7,000
Banner Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2019WA-INS$10,000
Life Insurance Company of Georgia and Southland Life Insurance CompanyPrudential PLCfinancial servicesinsurance violation2002MULTI-FIN$4,000,000
HSBC Finance Corporation et al.HSBCfinancial servicesdiscriminatory practices (non-employment)2010private lawsuit-federal$6,050,000
HSBCHSBCfinancial servicesFalse Claims Act and related2020CA-AG$7,000,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersfinancial servicesair pollution violation2008FL-DEP$15,000
RBS Financial Products, Inc.NatWest Group PLCfinancial servicestoxic securities abuses2020MD-AG$18,000,000
Towers PerrinWillis Towers Watsonfinancial servicesbenefit plan administrator violation2011private lawsuit-federal$9,200,000
RBS Securities, Inc.NatWest Group PLCfinancial servicesinvestor protection violation2016FINRA$2,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2016FINRA$1,300,000
Barclays Capital, Inc.Barclaysfinancial servicesinvestor protection violation2015FINRA$13,750,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2014FINRA$5,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2014FINRA$1,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2013FINRA$3,750,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2011FINRA$3,000,000
HSBC Securities (USA) Inc.HSBCfinancial servicesinvestor protection violation2010FINRA$375,000
HSBC Securities (USA)HSBCfinancial servicesinvestor protection violation2010FINRA$1,500,000
HSBC BrokerageHSBCfinancial servicesinvestor protection violation2007FINRA$250,000
HSBC SECURITIES USA INCHSBCfinancial servicesinsurance violation2021WA-INS$10,000
HSBCHSBCfinancial servicesemployment discrimination2020NY-NYCCHR$30,000
NatWest Markets PlcNatWest Group PLCfinancial servicesfraud2021DOJ_CRIMINAL$35,000,000
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2021NM-AG$4,642,857
NatWest Markets Securities Inc.NatWest Group PLCfinancial servicestoxic securities abuses2021NM-AG$4,642,857
William Penn Life Insurance Company of New YorkLegal & General Group PLCfinancial servicesinsurance violation2020NY-DFS$110,000
Banner Life Insurance CompanyLegal & General Group PLCfinancial servicesinsurance violation2022NY-DFS$3,500,000
Janus Henderson Investors US LLCJanus Hendersonfinancial servicesinvestor protection violation2022SEC$150,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2022CFTC$75,000,000
Barclays Bank PLCBarclaysfinancial servicesinvestor protection violation2022SEC$361,000,000
Barclays Capital Inc.Barclaysfinancial servicesinvestor protection violation2022SEC$125,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$7,100,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$19,975,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$120,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$384,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$30,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$12,500,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$29,000,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Barclays Capital Inc.Barclaysfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$87,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$94,000,000
Barclays PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2021private lawsuit-federal$5,700,000
BarclaysPLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
HSBCHSBCfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$11,000,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$4,750,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$11,100,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$18,500,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$100,000,000
HSBC Bank PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$42,000,000
HSBC Bank USA N.A.HSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
HSBC Holdings PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$35,000,000
HSBC Holdings PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$45,000,000
HSBC Holdings PLCHSBCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$285,000,000
HSBC HoldingsPLCHSBCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
HSBC Securities (USA) Inc.HSBCfinancial servicesprice-fixing or anti-competitive practices2021private lawsuit-federal$30,000,000
HSBC Securities (USA) Inc.HSBCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
National Westminster Bank plcNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$3,500,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$13,000,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$255,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.