Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Cactus Transport Holdings, Inc. | wage and hour violation | 2020 | WHD | $7,482 | ||
| L & B Brands. Inc. | wage and hour violation | 2020 | WHD | $8,292 | ||
| Quality Aircraft Accessories Inc. | wage and hour violation | 2020 | WHD | $10,372 | ||
| Bi State Authority Lawrenceville Vincennes Mu | wage and hour violation | 2020 | WHD | $6,074 | ||
| Shah and Associates Inc. | wage and hour violation | 2020 | WHD | $25,428 | ||
| Hired Guns Framing, Inc. | wage and hour violation | 2020 | WHD | $43,909 | ||
| A-1 Enterprises, Inc | wage and hour violation | 2020 | WHD | $11,338 | ||
| Training Technologies and Support, Inc. | wage and hour violation | 2020 | WHD | $14,798 | ||
| USC Jenna, LLC | Family and Medical Leave Act | 2020 | WHD | $7,587 | ||
| Fashion Nimo, Inc. | wage and hour violation | 2020 | WHD | $5,074 | ||
| H.D.S. Mechanical, LLC | wage and hour violation | 2020 | WHD | $11,793 | ||
| Flippo Construction Company, Inc. | wage and hour violation | 2020 | WHD | $7,390 | ||
| Computer Kings, Inc. | wage and hour violation | 2020 | WHD | $16,509 | ||
| Federal Signal Corporation | Federal Signal | miscellaneous manufacturing | Family and Medical Leave Act | 2020 | WHD | $20,770 |
| The Pep Boys, Many, Moe @ Jack | Icahn Enterprises | diversified | Family and Medical Leave Act | 2020 | WHD | $10,094 |
| Farmer Boy Ag, Inc | wage and hour violation | 2020 | WHD | $7,240 | ||
| Podiatry Services of SC, LLC. | wage and hour violation | 2020 | WHD | $15,098 | ||
| Sajiun Electric Inc. | wage and hour violation | 2020 | WHD | $82,875 | ||
| Sajiun Electric Inc | wage and hour violation | 2020 | WHD | $33,659 | ||
| 616 Farm to Table | wage and hour violation | 2020 | WHD | $22,168 | ||
| Allied Frozen Storage Inc. | wage and hour violation | 2020 | WHD | $5,948 | ||
| J.D. Corp of Virginia Inc. | wage and hour violation | 2020 | WHD | $11,356 | ||
| Lewis General Tires Inc. | wage and hour violation | 2020 | WHD | $19,177 | ||
| Skander Tire Service, Inc. | wage and hour violation | 2020 | WHD | $5,309 | ||
| Blue Skye Construction LLC | wage and hour violation | 2020 | WHD | $15,074 | ||
| Ice Cool, Inc. | wage and hour violation | 2020 | WHD | $16,578 | ||
| MEP Partners LLC | wage and hour violation | 2020 | WHD | $26,399 | ||
| Spinato Management Corporation | wage and hour violation | 2020 | WHD | $6,953 | ||
| Tim Jurisin Plumbing Inc. | wage and hour violation | 2020 | WHD | $51,765 | ||
| Plate Restaurant | wage and hour violation | 2020 | WHD | $42,534 | ||
| Resurrection Carpentry LLC and The Drywall King LLC | wage and hour violation | 2020 | WHD | $101,711 | ||
| ODP Systems and Timber Tech Framing | wage and hour violation | 2020 | WHD | $123,832 | ||
| E.C. Construction Inc. | wage and hour violation | 2020 | WHD | $101,588 | ||
| Krishna Grocery | wage and hour violation | 2020 | WHD | $54,935 | ||
| Homesteader LLC | wage and hour violation | 2020 | WHD | $134,799 | ||
| Coastal Collision & Glass Inc. | wage and hour violation | 2020 | WHD | $21,874 | ||
| Yard Solutions | wage and hour violation | 2020 | WHD | $18,469 | ||
| Strehlow Bees Inc. | wage and hour violation | 2020 | WHD | $404,827 | ||
| General Motors Co. | General Motors | motor vehicles | Family and Medical Leave Act | 2020 | WHD | $12,265 |
| Timberline South LLC | wage and hour violation | 2020 | WHD | $878,874 | ||
| Food Management Partners dba Hometown Buffet | wage and hour violation | 2020 | WHD | $1,300,000 | ||
| Creative Hairdressers Inc. | wage and hour violation | 2020 | WHD | $1,149,965 | ||
| Southwest Windows & Doors LLC | wage and hour violation | 2020 | WHD | $577,997 | ||
| Hot Taco LLC | wage and hour violation | 2020 | WHD | $120,949 | ||
| Lucas Builders Inc. | wage and hour violation | 2020 | WHD | $43,663 | ||
| Butler Trailer Manufacturing Co. | wage and hour violation | 2020 | WHD | $120,567 | ||
| La Abuela LLC et al. | wage and hour violation | 2020 | WHD | $410,010 | ||
| Ryuko International LLC and Izakaya WA-River Oaks | wage and hour violation | 2020 | WHD | $150,371 | ||
| Terry's Landscape LLC | wage and hour violation | 2020 | WHD | $32,036 | ||
| SBHLP Inc. | wage and hour violation | 2020 | WHD | $463,679 | ||
| Outdoors Unlimited Inc. | wage and hour violation | 2020 | WHD | $52,000 | ||
| Cano Roofing Inc. | wage and hour violation | 2020 | WHD | $53,732 | ||
| Versa Integrity Group Inc. | wage and hour violation | 2020 | WHD | $495,901 | ||
| D & V Painting Services | wage and hour violation | 2020 | WHD | $67,363 | ||
| Alt and Witzig Engineering, Inc. | nuclear safety violation | 2020 | NRC | $8,500 | ||
| Lantheus Medical Imaging | nuclear safety violation | 2020 | NRC | $7,500 | ||
| AmeriPride Services LLC | employment discrimination | 2020 | OFCCP | $84,000 | ||
| Analysis Group, Inc. | employment discrimination | 2020 | OFCCP | $25,363 | ||
| Cisco Systems, Inc. | Cisco Systems | electrical and electronic equipment | employment discrimination | 2020 | OFCCP | $2,000,000 |
| Oldcastle BuildingEnvelope, Inc. | CRH PLC | building materials | employment discrimination | 2020 | OFCCP | $251,717 |
| Valero Refining-New Orleans, LLC and Valero Services, Inc. | Valero Energy | oil and gas | employment discrimination | 2020 | OFCCP | $362,500 |
| BIOMIN America, Inc. | economic sanction violation | 2020 | OFAC | $257,862 | ||
| Buckeye Partners, LP | IFM Investors | financial services | pipeline safety violation | 2020 | PHMSA | $209,002 |
| Gulfstream Management & Operating Services LLC | pipeline safety violation | 2020 | PHMSA | $209,002 | ||
| Ahmed & Associates CPA P.C. | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| Argo Group International Holdings, Ltd. | investor protection violation | 2020 | SEC | $900,000 | ||
| TSP Capital Management Group, LLC | investor protection violation | 2020 | SEC | $60,000 | ||
| Eni S.p.A. | ENI | oil and gas | Foreign Corrupt Practices Act | 2020 | SEC | $24,500,000 |
| U.S. Bancorp Investments, Inc. | U.S. Bancorp | financial services | investor protection violation | 2020 | SEC | $15,992,441 |
| Oxbow Advisors, LLC | investor protection violation | 2020 | SEC | $321,958 | ||
| BitClave PTE Ltd | investor protection violation | 2020 | SEC | $29,744,197 | ||
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| Morningstar Credit Ratings, LLC | Morningstar Inc. | miscellaneous services | investor protection violation | 2020 | SEC | $3,500,000 |
| 1Globe Capital, LLC | investor protection violation | 2020 | SEC | $200,000 | ||
| Morgan Stanley Smith Barney LLC | Morgan Stanley | financial services | investor protection violation | 2020 | SEC | $5,000,000 |
| Bloomberg Tradebook LLC | Bloomberg | information technology | investor protection violation | 2020 | SEC | $5,000,000 |
| American Bondholders Foundation, LLC | investor protection violation | 2020 | SEC | $65,000 | ||
| Everest Capital LLC | investor protection violation | 2020 | SEC | $3,208,226 | ||
| Monsoon Capital, LLC | investor protection violation | 2020 | SEC | $100,000 | ||
| Semper Capital Management, L.P. | investor protection violation | 2020 | SEC | $503,228 | ||
| RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2020 | SEC | $3,889,007 |
| Biltmore International Corporation | investor protection violation | 2020 | SEC | $125,000 | ||
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| Eagle Strategies LLC | investor protection violation | 2020 | SEC | $101,090 | ||
| Merrill Lynch, Pierce and Fenner & Smith, Incorporated | Bank of America | financial services | investor protection violation | 2020 | SEC | $325,376 |
| Old Ironsides Energy, LLC | investor protection violation | 2020 | SEC | $1,000,000 | ||
| Cozad Asset Management, Inc. | investor protection violation | 2020 | SEC | $416,870 | ||
| Boenning & Scattergood, Inc. | investor protection violation | 2020 | SEC | $205,567 | ||
| Schulman Lobel Zand Katzen Williams & Blackman and LLP | investor protection violation | 2020 | SEC | $98,510 | ||
| Cantor Fitzgerald & Co. | Cantor Fitzgerald | financial services | investor protection violation | 2020 | SEC | $3,200,000 |
| HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2020 | SEC | $725,000 |
| Naya Ventures, LLC | investor protection violation | 2020 | SEC | $40,000 | ||
| BMA Securities, LLC | investor protection violation | 2020 | SEC | $333,537 | ||
| Stiefel Laboratories Inc. | investor protection violation | 2020 | SEC | $26,510,000 | ||
| Navellier & Associates, Inc. | investor protection violation | 2020 | SEC | $37,478,190 | ||
| Berkshire Capital Management Company, Inc. and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) | investor protection violation | 2020 | SEC | $3,500,000 | ||
| International Investment Group, LLC | investor protection violation | 2020 | SEC | $35,000,000 | ||
| The Lighthouse Events, LLC | investor protection violation | 2020 | SEC | $3,381,686 | ||
| Rock and Roll Cycles, LLC and Cycle For Life, Inc. | investor protection violation | 2020 | SEC | $236,314 | ||
| Hologram USA Networks Inc. | investor protection violation | 2020 | SEC | $22,419 | ||
| Strategic Capital Partners Muster Limited and Strategic Wealth Investments, Inc. | investor protection violation | 2020 | SEC | $1,031,270 |
