Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
California Health and Wellness Plan | insurance violation | 2020 | CA-MHC | $5,000 | ||
Kaiser Foundation Health Plan, Inc. dba Kaiser Permanente | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Blue Cross of California dba Anthem Blue Cross | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Health Net Community Solutions, Inc. | Centene | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Blue Cross of California dba Anthem Blue Cross | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Better Mortgage Corporation | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Reali Loans, Inc. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Bacchus Capital, LP | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
SK Global Investment, Inc. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
US Direct Lender | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Mortgage Solutions FCS Inc | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
P-Square Investments LLC | consumer protection violation | 2020 | CT-BKG | $5,000 | ||
Stevison Capital Management Inc. | consumer protection violation | 2020 | FL-OFR | $5,000 | ||
DAAS LLC | consumer protection violation | 2020 | FL-OFR | $5,000 | ||
Power Supplies & Equipment Ltd. | investor protection violation | 2020 | GA-SEC | $5,000 | ||
FCFS KY, Inc. dba Mister Money dba First Cash Pawn | consumer protection violation | 2020 | KY-FIN | $5,000 | ||
Solium Financial Services, LLC | Morgan Stanley | financial services | investor protection violation | 2020 | ME-SEC | $5,000 |
ASI Capital, LLC et al. | investor protection violation | 2020 | MI-SEC | $5,000 | ||
Hiscox Insurance Company Inc. | insurance violation | 2020 | MN-FIN | $5,000 | ||
BKL Holdings, Inc. d/b/a License Coach | consumer protection violation | 2020 | MN-FIN | $5,000 | ||
Horace Mann Insurance Co. | Horace Mann Educators Corp. | financial services | insurance violation | 2020 | MN-FIN | $5,000 |
Progressive Casualty Insurance Company | Progressive | financial services | insurance violation | 2020 | MN-FIN | $5,000 |
Continental General Insurance Company | insurance violation | 2020 | MN-FIN | $5,000 | ||
The Source | investor protection violation | 2020 | NC-SEC | $5,000 | ||
White Birch Brewing LLC | investor protection violation | 2020 | NH-BSR | $5,000 | ||
Consumer Needs | consumer protection violation | 2020 | OR-FIN | $5,000 | ||
Qualified Insurance Services | insurance violation | 2020 | OR-FIN | $5,000 | ||
Fidelity Home Mortgage LLC | consumer protection violation | 2020 | OR-FIN | $5,000 | ||
Charter Oak Fire Insurance Company | insurance violation | 2020 | TX-INS | $5,000 | ||
Knight Insurance Agency Solutions, LLC | insurance violation | 2020 | TX-INS | $5,000 | ||
Vaught Insurance Services Inc | insurance violation | 2020 | TX-INS | $5,000 | ||
Challenger Wealth Management | investor protection violation | 2020 | TX-SEC | $5,000 | ||
U.S. Law Shield of Virginia, Inc. | insurance violation | 2020 | VA-INS | $5,000 | ||
SNC Capital Management Corporation d/b/a RCM Securities | investor protection violation | 2020 | VA-SEC | $5,000 | ||
Next Financial Group, Inc. | Atria Wealth Solutions | financial services | investor protection violation | 2020 | VA-SEC | $5,000 |
Unitedhealthcare Of Washington Inc | UnitedHealth Group | healthcare services | insurance violation | 2020 | WA-INS | $5,000 |
USI Insurance Services LLC | insurance violation | 2020 | WA-INS | $5,000 | ||
American Commerce Insurance Company | insurance violation | 2020 | WA-INS | $5,000 | ||
Northwest Podiatric Lab Inc | insurance violation | 2020 | WA-INS | $5,000 | ||
Federated Mutual Insurance Company | insurance violation | 2020 | WA-INS | $5,000 | ||
Brown and Riding Insurance Services Inc. | insurance violation | 2020 | AK-INS | $5,000 | ||
Rock'n M Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
Franchise Credit, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
The Home Lending Group, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
SCG Lending, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Arcstone Financial Inc. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
All County Capital Corp. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Ascendum Solutions LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
MAC Funding Corp. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
BOK Financial Securities, Inc. | BOK Financial | financial services | insurance violation | 2020 | CA-INS | $5,000 |
RootMD, Inc. | consumer protection violation | 2020 | CA-LACA | $5,000 | ||
Timemark, Inc. | consumer protection violation | 2020 | CFPB | $5,000 | ||
Oregon Coast Scenic Railroad | environmental violation | 2020 | EPA | $5,000 | ||
Reali Loans, Inc. | consumer protection violation | 2020 | FL-OFR | $5,000 | ||
Arends & Sons Construction | workplace safety or health violation | 2020 | IA-AG | $5,000 | ||
eHealthInsurance Services, Inc. | insurance violation | 2020 | IA-INS | $5,000 | ||
Faith Realty & Auction Services | consumer protection violation | 2020 | IL-BKG | $5,000 | ||
Henry Construction LLC | consumer protection violation | 2020 | KS-AG | $5,000 | ||
H. A. Richard & Sons, Inc. | wage and hour violation | 2020 | MA-AG | $5,000 | ||
Southend Liquors/ NeN Liquors LLC | wage and hour violation | 2020 | MA-AG | $5,000 | ||
CA Certificate Service LLC | consumer protection violation | 2020 | MI-AG | $5,000 | ||
Students Loan Services, LLC | consumer protection violation | 2020 | ND-AG | $5,000 | ||
Kovack Securities Inc. | insurance violation | 2020 | NY-DFS | $5,000 | ||
Randomwalk Innovations, LLC | investor protection violation | 2020 | SC-SEC | $5,000 | ||
Aetna Network Services LLC | CVS Health | retailing | insurance violation | 2020 | SD-INS | $5,000 |
EBSO, Inc. | insurance violation | 2020 | SD-INS | $5,000 | ||
UnitedHealthcare Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2020 | UT-INS | $5,000 |
UnitedHealthcare Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2020 | UT-INS | $5,000 |
Fidelity Title Services, LLC | insurance violation | 2020 | UT-INS | $5,000 | ||
Reliance Title & Settlement, LLC | insurance violation | 2020 | VA-INS | $5,000 | ||
Crestbrook Insurance Co. | Nationwide | financial services | insurance violation | 2020 | WA-INS | $5,000 |
Cincinnati Insurance Co. | Cincinnati Financial | financial services | insurance violation | 2020 | WA-INS | $5,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | financial services | insurance violation | 2020 | WA-INS | $5,000 |
Security National Insurance Co. | Zurich Insurance | financial services | insurance violation | 2020 | WA-INS | $5,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2020 | WA-INS | $5,000 |
Groninger & Co Inc Superior Underwriters | insurance violation | 2020 | AK-INS | $5,000 | ||
Griffin Underwriting Services | insurance violation | 2020 | AK-INS | $5,000 | ||
Jones Potato Chip Co. | agribusiness violation | 2020 | AMS | $5,000 | ||
Sync Funding LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Bright Light Capital Advisor, Inc. | investor protection violation | 2020 | CA-DFPI | $5,000 | ||
Benzer Franchising, LLC | investor protection violation | 2020 | CA-DFPI | $5,000 | ||
Lendtuit, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
Sportball Systems USA, LLC | investor protection violation | 2020 | CA-DFPI | $5,000 | ||
California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Vision Service Plan | insurance violation | 2020 | CA-MHC | $5,000 | ||
Blue Cross of California | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Health Net of California, Inc. | Centene | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Blue Cross of California Partnership Plan, Inc. | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Blue Cross of California Partnership Plan, Inc. | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Health Net of California, Inc. | Centene | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Health Net of California, Inc. | Centene | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Kaiser Foundation Health Plan, Inc. | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Kaiser Foundation Health Plan, Inc. | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Kern Health Systems | insurance violation | 2020 | CA-MHC | $5,000 | ||
Kaiser Foundation Health Plan, Inc. | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Kaiser Foundation Health Plan, Inc. | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
Kaiser Foundation Health Plan, Inc. | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |