Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $30,000,000 |
| Indivior Inc. | Indivior PLC | pharmaceuticals | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
| Lincare Holdings, Inc. | Linde | industrial services | False Claims Act and related | 2023 | USAO | $29,000,000 |
| Rio Tinto PLC | Rio Tinto | mining and minerals | investor protection violation | 2023 | SEC | $28,000,000 |
| Coutts & Co Ltd. | NatWest Group PLC | financial services | tax violations | 2019 | DOJ_TAX | $27,900,000 |
| Atlantic Richfield Co. | BP | oil and gas | environmental violation | 2008 | private lawsuit-federal | $27,500,000 |
| HSBC Securities | HSBC | financial services | mortgage abuses | 2018 | MA-AG | $26,800,000 |
| Equilon Pipeline Company LLC | Shell PLC | oil and gas | environmental violation | 2002 | USAO | $25,000,000 |
| Shell Offshore Inc. | Shell PLC | oil and gas | federal leasing royalty violation | 2012 | ONRR | $25,000,000 |
| PricewaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2014 | NY-DFS | $25,000,000 |
| BP Exploration (Alaska) Inc (BPXA) | BP | oil and gas | environmental violation | 2011 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2003 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
| Balfour Beatty Construction | Balfour Beatty | construction and engineering | False Claims Act and related | 2005 | DOJ_CIVIL | $24,750,000 |
| AstraZeneca | AstraZeneca | pharmaceuticals | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $24,000,000 |
| Shell Offshore, Inc. | Shell PLC | oil and gas | federal leasing royalty violation | 2003 | ONRR | $21,839,472 |
| GlaxoSmithKline PLC | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $21,500,000 |
| Atlantic Richfield | BP | oil and gas | environmental violation | 2013 | EPA | $21,000,000 |
| HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| IFCO Systems | Triton Investments Advisers | financial services | work visa violations | 2008 | USAO | $20,700,000 |
| Kennecott Utah Copper Corporation | Rio Tinto | mining and minerals | environmental violation | 2007 | EPA | $20,000,000 |
| GlaxoSmithKline plc | GlaxoSmithKline | pharmaceuticals | kickbacks and bribery | 2016 | SEC | $20,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | financial services | toxic securities abuses | 2018 | IL-AG | $20,000,000 |
| Shell Oil Co. | Shell PLC | oil and gas | environmental violation | 2008 | CO-AG | $20,000,000 |
| Deloitte Touche Tohmatsu Certified Public Accountants LLP (Deloitte-China) | Deloitte | business services | accounting fraud or deficiencies | 2022 | SEC | $20,000,000 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $20,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
| Deloitte & Touche | Deloitte | business services | investor protection violation | 2012 | MI-AG | $19,900,000 |
| BP Products North America | BP | oil and gas | environmental violation | 2009 | private lawsuit-state | $19,500,000 |
| National Grid | National Grid | utilities and power generation | utility service violation | 2012 | MA-DPU | $18,725,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 |
| Compass Group USA, Inc. | Compass Group | restaurants and foodservice | False Claims Act and related | 2012 | NY-AG | $18,000,000 |
| RBS Financial Products, Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
| BP North America | BP | oil and gas | environmental violation | 2009 | EPA | $18,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $17,750,000 |
| Shell Oil Company | Shell PLC | oil and gas | environmental violation | 2012 | NH-AG | $17,500,000 |
| R.J. Reynolds Tobacco Co. | British American Tobacco | tobacco | tobacco litigation | 2004 | CA-AG | $17,250,000 |
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,200,000 |
| HSBC Bank | HSBC | financial services | wage and hour violation | 2013 | private lawsuit-federal | $15,625,000 |
| BP America Inc. | BP | oil and gas | price-fixing or anti-competitive practices | 2010 | private lawsuit-federal | $15,250,000 |
| Balli Aviation Ltd. and Balli Group PLC | Balli Group | financial services | export control violation | 2010 | BIS | $15,000,000 |
| ChoicePoint, Inc. | RELX Group | media | privacy violation | 2006 | FTC | $15,000,000 |
| Barclays Bank PLC | Barclays | financial services | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
| Ernst & Young, LLP | Ernst & Young | business services | tax violations | 2003 | IRS | $15,000,000 |
| HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2023 | SEC | $15,000,000 |
| R.J. Reynolds Tobacco Company | British American Tobacco | tobacco | tobacco litigation | 2002 | CA-AG | $14,800,000 |
| AstraZeneca | AstraZeneca | pharmaceuticals | False Claims Act and related | 2009 | KY-AG | $14,700,000 |
| Shell Oil | Shell PLC | oil and gas | environmental violation | 2005 | CA-OCDA | $14,500,000 |
| BP West Coast Products LLC, BP Products North America, Inc., and Atlantic Richfield Company | BP | oil and gas | environmental violation | 2016 | CA-AG | $14,000,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $14,000,000 |
| HSBC Bank USA N.A. | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $14,000,000 |
| LexisNexis Risk & Information Analytics Group, Inc. | RELX Group | media | Fair Credit Reporting Act violation | 2014 | private lawsuit-federal | $13,500,000 |
| Atlantic Richfield Company | BP | oil and gas | environmental violation | 2013 | private lawsuit-federal | $13,500,000 |
| BP Products North America | BP | oil and gas | workplace safety or health violation | 2012 | OSHA | $13,027,000 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $13,000,000 |
| Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,000,000 |
| Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2017 | SEC | $12,710,040 |
| HSBC Private Bank (Suisse) | HSBC | financial services | investor protection violation | 2014 | SEC | $12,500,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
| Conopco Inc. | Unilever | food products | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $12,437,500 |
| Noble Drilling (U.S.) LLC | Noble Corp. | oilfield services and supplies | environmental violation | 2014 | DOJ | $12,200,000 |
| KeySpan Corporation | National Grid | utilities and power generation | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $12,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $11,800,000 |
| Deloitte Consulting LLP | Deloitte | business services | False Claims Act and related | 2016 | DOJ_CIVIL | $11,380,000 |
| Equilon Enterprises | Shell PLC | oil and gas | wage and hour violation | 2012 | private lawsuit-federal | $11,170,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,100,000 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $11,000,000 |
| HSBC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $11,000,000 |
| Barclays Bank PLC | Barclays | financial services | insider trading | 2007 | SEC | $10,943,561 |
| Equilon Enterprises, LLC dba Shell Oil | Shell PLC | oil and gas | environmental violation | 2005 | CA-MULTI | $10,750,000 |
| BP America Inc. | BP | oil and gas | energy market violation | 2023 | FERC | $10,750,000 |
| HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2007 | SEC | $10,500,000 |
| Unilever United States Inc. | Unilever | food products | product safety violation | 2014 | private lawsuit-federal | $10,250,000 |
| HSBC | HSBC | financial services | mortgage abuses | 2014 | USAO | $10,000,000 |
| Terminix International Company LP | Rentokil Initial PLC | miscellaneous services | environmental violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
| De Beers Centenary AG | Anglo American PLC | mining and minerals | price-fixing or anti-competitive practices | 2004 | DOJ_ANTITRUST | $10,000,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $10,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | NY-AG | $10,000,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2005 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2012 | LA-AG | $10,000,000 |
| RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2016 | VA-AG | $10,000,000 |
| SmithKline Beecham Corp. | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $10,000,000 |
| Deloitte Financial Advisory Services | Deloitte | business services | anti-money-laundering deficiencies | 2013 | NY-DFS | $10,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2021 | SEC | $10,000,000 |
| TravelCenters of America LLC | BP | oil and gas | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $10,000,000 |
| AMOCO OIL COMPANY, ET. AL. | BP | oil and gas | environmental violation | 2001 | EPA | $10,000,000 |
| BP EXPLORATION & OIL COMPANY - (NC) (8 Facilities) | BP | oil and gas | environmental violation | 2001 | EPA | $10,000,000 |
| BP PRODUCTS NORTH AMERICA | BP | oil and gas | environmental violation | 2022 | EPA | $10,000,000 |
| BP AMOCO | BP | oil and gas | environmental violation | 2001 | EPA | $10,000,000 |
| Shell Chemicals Appalachia, LLC | Shell PLC | oil and gas | environmental violation | 2023 | PA-ENV | $9,935,023 |
| Shell Chemicals Appalachia, LLC | Shell PLC | oil and gas | environmental violation | 2023 | PA-ENV | $9,935,023 |
| LexisNexis Coplogic Solutions Inc. | RELX Group | media | False Claims Act and related | 2020 | FL-AG | $9,880,000 |
| Coats Holdings Ltd. | Coats Group PLC | miscellaneous manufacturing | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $9,850,000 |
| Shell Chemical L.P. and Shell Chemical Yabucoa | Shell PLC | oil and gas | environmental violation | 2010 | EPA | $9,500,000 |
| Roxanne Laboratories and Boehringer Ingelheim | Hikma Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2008 | AL-AG | $9,500,000 |
| Ernst & Young | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $9,300,000 |
| Terminix International Company LP | Rentokil Initial PLC | miscellaneous services | environmental violation | 2017 | EPA | $9,200,000 |
| Globe Metallurgical, Inc. | Ferroglobe | metals | environmental violation | 2023 | EPA | $9,100,000 |
| Rowan Companies, Inc. | Valaris | oilfield services and supplies | environmental violation | 2007 | EPA | $9,000,000 |
| Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2016 | VA-AG | $9,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2009 | SEC | $8,500,000 |
| Niagara Mohawk Power Corp. | National Grid | utilities and power generation | environmental violation | 2005 | NY-AG | $8,500,000 |
