Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company  | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| ZEP, INC. (fka ACUITY SPECIALTY PRODUCTS) | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $72,205 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $18,000 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $905,000 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $99,500 |
| ZEP MANUFACTURING COMPANY | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,819 |
| Zep Manufacturing Co. | New Mountain Capital | private equity (including portfolio companies) | railroad safety violation | 2006 | FRA | $5,000 |
| ZEP Manufacturing | New Mountain Capital | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-state | $1,485,000 |
| ZEP MANUFACTURING | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $905,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $768,647 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2013 | CA-DPR | $201,399 |
| ZEP INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $7,470 |
| ZEP INC. | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $37,300 |
| Yahoo! | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2005 | NY-AG | $175,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2003 | NY-AG | $75,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2020 | private lawsuit-federal | $117,500,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2018 | private lawsuit-federal | $300,000 |
| WORLD KITCHEN, LLC | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $42,000 |
| WORLD KITCHEN, LLC | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $38,000 |
| WORLD KITCHEN, LLC | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $7,000 |
| World Kitchen, Inc. | Cornell Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $6,900 |
| World Kitchen Inc. dba Corning Revere Factory Stores | Cornell Capital | private equity (including portfolio companies) | consumer protection violation | 2002 | CA-LACDA | $29,650 |
| WORLD KITCHEN INC (EKCO MFG. OF OHIO) | Cornell Capital | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $12,500 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | SEC | $1,171,028 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2019 | CA-INS | $8,080 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | MO-SEC | $6,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2015 | NY-DFS | $5,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2004 | TX-SEC | $12,500 |
| WKI Holding Co. - EKCO Housewares - Massillon Ohio Plant [World Kitchen Incorporated] | Cornell Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $13,511 |
| WHITLOCK PACKAGING CORPORATION | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $7,000 |
| WHITLOCK PACKAGING CORPORATION | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $53,800 |
| WHITLOCK PACKAGING CORPORATION | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $46,200 |
| WHITLOCK PACKAGING CORP | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,000 |
| WHITLOCK PACKAGING CORP | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $13,850 |
| WHEELED COACH INDUSTRIES, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,175 |
| WHEELED COACH INDUSTRIES, INC. | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2002 | EPA | $48,700 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2007 | CA-MHC | $7,500 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2009 | CA-MHC | $40,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2014 | CA-MHC | $10,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2015 | CA-MHC | $30,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2015 | CA-MHC | $80,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | consumer protection violation | 2005 | CA-MULTI | $389,748 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | environmental violation | 2011 | CA-DPR | $21,084 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | environmental violation | 2010 | CA-DPR | $50,000 |
| WEST MARINE PRODUCTS, INC. | L Catterton | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $17,751 |
| West Marine Products | L Catterton | private equity (including portfolio companies) | environmental violation | 2013 | CA-DPR | $19,409 |
| WEST MARINE INC. | L Catterton | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $17,675 |
| West Marine | L Catterton | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-state | $115,000 |
| West Marine | L Catterton | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $435,000 |
| West Marine | L Catterton | private equity (including portfolio companies) | environmental violation | 2017 | CA-SCAQMD | $180,000 |
| West Corporation | Apollo Global Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2014 | WHD | $7,080 |
| WALKER MANUFACTURING | Apollo Global Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $19,400 |
| VISTA STAFFING SOLUTIONS | KKR & Co. | private equity (including portfolio companies) | benefit plan administrator violation | 2013 | EBSA | $10,001 |
| Verifone, Inc. | Francisco Partners | private equity (including portfolio companies) | tax violations | 2012 | CT-AG | $6,205 |
| VERIFONE, INC. | Francisco Partners | private equity (including portfolio companies) | environmental violation | 2010 | FL-DEP | $8,000 |
| VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
| Vencor Inc. and Ventas Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $104,500,000 |
| Vaughan Regional Medical Center et al. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $1,450,000 |
| VANTEC HITACHI TRANSPORT SYSTEM (USA), INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $8,778 |
| VANTEC HITACHI TRANSPORT SYSTEM (USA), INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $10,877 |
| VANTAGE SPECIALTY CHEMICALS INC. | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $15,625 |
| VANTAGE SPECIALTIES, INC. | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $9,324 |
| VANTAGE SPECIALTIES INC | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $5,000 |
| VANDER-BEND PRECISION SHEETMETAL | Aterian Investment Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2002 | EBSA | $10,001 |
| VAN WATERS AND ROGERS | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2001 | EPA | $17,600 |
| VAN WATERS & ROGERS INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $13,050 |
| USALCO MENTOR PLANT, LLC | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $7,396 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,100,000 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $5,000,000 |
| Usalco | H.I.G. Capital | private equity (including portfolio companies) | railroad safety violation | 2020 | FRA | $8,292 |
| USALCO | H.I.G. Capital | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| UNIVAR, USA INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,650 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $34,600 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2013 | CA-DPR | $66,353 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | OR-ENV | $19,700 |
| UNIVAR USA, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2002 | OSHA | $5,800 |
| UNIVAR USA, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $9,000 |
| UNIVAR USA, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $16,930 |
| UNIVAR USA, INC. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2016 | EPA | $18,061 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $15,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $76,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $122,550 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $41,800 |
| UNIVAR USA, INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2003 | KY-ENV | $8,750 |
| UNIVAR USA, INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $12,480 |
| Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2014 | TN-ENV | $18,087 |
| Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | TN-ENV | $21,762 |
| Univar USA Inc. aka Van Waters & Rogers | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $10,040 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $13,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $5,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $7,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | trade violations | 2019 | DOJ_CIVIL | $62,500,000 |
