Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
| Corepower Yoga LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,650,000 |
| CorePower Yoga, LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $1,492,500 |
| TPG Capital | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2001 | SEC | $50,000 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Cushman & Wakefield of Washington, DC, Inc | TPG Capital | private equity (including portfolio companies) | False Claims Act and related | 2005 | DC-AG | $4,800,000 |
| TPG Capital, L.P. | TPG Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| CUSHMAN & WAKEFIELD OF CALIFORNIA, INC. | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $5,150 |
| CUSHMAN & WAKEFIELD, INC. | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $5,000 |
| CUSHMAN & WAKEFIELD U.S., INC. | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $13,500 |
| EXACTECH, INC | TPG Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $20,741 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2020 | MI-LEO | $6,600 |
| Centria Healthcare Llc | Thomas H. Lee Partners | private equity (including portfolio companies) | wage and hour violation | 2013 | MI-LEO | $31,416 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $9,800 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $7,700 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $9,000 |
| MATERIAL HANDLING SYSTEMS, INC./MHS TECHNICAL SERVICES, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $225,000 |
| MATERIAL HANDLING SYSTEMS, INC./MHS TECHNICAL SERVICES, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $10,000 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $11,520 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,956 |
| MATERIAL HANDLING SYSTEMS, INC. | Thomas H. Lee Partners | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $10,796 |
| NextGen Healthcare, Inc. | Thoma Bravo | private equity (including portfolio companies) | False Claims Act and related | 2023 | DOJ_CIVIL | $31,000,000 |
| THE PORTER AND CHESTER INSTITUTE, INC. | Thoma Bravo | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $24,000 |
| THE PORTER AND CHESTER INSTITUTE, INC. | Thoma Bravo | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $6,500 |
| Corporate Express Inc. | Sycamore Partners Management | private equity (including portfolio companies) | motor vehicle safety violation | 2012 | FMCSA | $5,880 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $850,000 |
| Corporate Express Office Products | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $5,020,000 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Staples Contract and Commercial, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2015 | WHD | $275,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $18,000 |
| Corporate Express | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $7,000 |
| STAPLES THE OFFICE SUPERSTORE EAST INC | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2015 | KY-DWS | $76,699 |
| Talbots | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-state | $2,950,000 |
| Ann Taylor | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $3,500,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $5,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $790,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-state | $38,000,000 |
| AnnTaylor Stores | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $6,500,000 |
| ORS NASCO | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $20,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $8,000 |
| Office Superstore East LLC fka Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2019 | MA-AG | $165,000 |
| Hot Topic Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Lane Bryant Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2012 | CA-MULTI | $968,157 |
| Hot Topic, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2016 | CA-ARB | $5,600 |
| Staples Incorporated | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2015 | CA-ARB | $47,000 |
| Essendant Co. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2020 | CA-DPR | $6,216 |
| Staples Inc. | Sycamore Partners Management | private equity (including portfolio companies) | pesticide violation | 2016 | CA-DPR | $89,552 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2013 | CA-SCAQMD | $7,500 |
| Lane Bryant, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2022 | MA-AG | $50,821 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | air pollution violation | 2022 | CA-SCAQMD | $15,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $3,950,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $2,000,000 |
| UNITED STATIONERS SUPPLY CO INC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $5,350 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $16,685 |
| STAPLES/CONTRACT & COMMERCIAL | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $5,600 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $14,500 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,250 |
| STAPLES NORTHEAST DISTRIBUTION CENTER | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $29,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $8,075 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $15,000 |
| STAPLES PRINT SOLUTIONS WAREHOUSE | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $9,000 |
| STAPLES CONTRACT & COMMERCIAL, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $17,800 |
| HOT TOPIC, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $22,392 |
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $7,700 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $70,000 |
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $6,600 |
| STAPLES THE OFFICE SUPERSTORE, LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $10,163 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $7,853 |
| HOT TOPIC, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $38,803 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,270 |
| ESSENDANT CO. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,700 |
| STE MICHELLE WINE ESTATES LTD | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,300 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,102 |
| STAPLES CONTRACT & COMMERCIAL, LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,200 |
| BELK, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $31,941 |
| HOT TOPIC INCORPORATED | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,600 |
| STAPLES THE OFFICE SUPERSTORE, LLC DBA STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $13,653 |
| ANN TAYLOR | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,190 |
| STAPLES CONTRACT & COMMERCIAL LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $31,080 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $19,590 |
| STAPLES, INC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $46,500 |
| Klockner Pentaplast of America, Inc. | Strategic Value Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | WHD | $12,325 |
| KLOCKNER PENTAPLAST OF AMERICA INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,800 |
| KLOCKNER PENTAPLAST OF AMERICA | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,000 |
| KLOCKNER PENTAPLAST OF AMERICA, INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $5,000 |
| KLOCKNER PENTAPLAST OF AMERICA INC | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $17,325 |
| KLOCKNER PENTAPLAST OF AMERICA, INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,150 |
| KLOCKNER PENTAPLAST OF AMERICA INC | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $12,725 |
| KLOCKNER PENTAPLAST OF AMERICA, INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $17,225 |
| AmTrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2019 | MN-FIN | $7,000 |
| Amtrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2015 | MO-INS | $72,425 |
| Amtrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2018 | TX-INS | $25,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $19,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $17,500 |
| AmTrust Insurance Company of Kansas | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | MO-INS | $26,850 |
| Amtrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2022 | TX-INS | $6,500 |
