Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| 21st Century Oncology LLC | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $19,750,000 |
| Iowa Hospice LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $1,088,244 |
| Sterigenics International LLC | Warburg Pincus | private equity (including portfolio companies) | Controlled Substances Act violation | 2015 | USAO | $450,000 |
| PharMerica Corporation | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2014 | USAO | $213,283 |
| Mercury Ambulance Service, Inc. d/b/a Rural/Metro | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2013 | USAO | $40,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,400,000 |
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
| Gentiva Health Services Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $12,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $2,700,000 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| Grede L.L.C. | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2018 | USAO | $200,000 |
| ACETO Corporation | New Mountain Capital | private equity (including portfolio companies) | Controlled Substances Act violation | 2018 | USAO | $120,000 |
| Livingston Regional Hospital, LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2018 | USAO | $784,000 |
| ManTech Advanced Systems International, Inc. | Carlyle Group | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $750,000 |
| Vaughan Regional Medical Center et al. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $1,450,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2020 | USAO | $825,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2021 | USAO | $650,000 |
| American Medical Response of Connecticut Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2022 | USAO | $601,759 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | Controlled Substances Act violation | 2022 | USAO | $158,760 |
| Massage Envy Franchising, LLC | Roark Capital | private equity (including portfolio companies) | Americans with Disabilities Act | 2023 | USAO | $10,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | False Claims Act and related | 2023 | USAO | $1,050,873 |
| Oregon Tool, Inc. | Platinum Equity | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2023 | USAO | $1,700,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2004 | TX-SEC | $12,500 |
| Blackbeard Operating, LLC | NGP Energy Capital | private equity (including portfolio companies) | environmental violation | 2018 | TX-RRC | $9,688 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Blackbrush O & G, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2014 | TX-RRC | $11,250 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | utility service violation | 2021 | TX-PUC | $50,000 |
| Sedgwick Claims Management Services Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2010 | TX-INS | $7,000 |
| Amtrust Insurance Company of Kansas, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2018 | TX-INS | $25,000 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | TX-INS | $7,500 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Athene Annuity and Life Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $400,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $19,000 |
| Amtrust Insurance Company of Kansas Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $17,500 |
| Global Medical Response dba American Medical Response | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $7,500 |
| Amtrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2022 | TX-INS | $6,500 |
| AmTrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $8,500 |
| AmTrust Insurance Company and Technology Insurance Company, Inc. | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $40,000 |
| AmTrust Insurance Company | Stone Point Capital | private equity (including portfolio companies) | insurance violation | 2023 | TX-INS | $8,000 |
| The Ultimate Software Group, Inc. | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2020 | TX-FIN | $191,250 |
| Lcy Elastomers LP | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2020 | TX-ENV | $24,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2019 | TX-ENV | $11,040 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2019 | TX-ENV | $5,520 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2018 | TX-ENV | $39,857 |
| Nouryon Functional Chemicals | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2018 | TX-ENV | $29,792 |
| Lcy Elastomers LP | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2018 | TX-ENV | $78,750 |
| Akzo Nobel Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2017 | TX-ENV | $29,631 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | TX-ENV | $12,000 |
| D.B. Western, Inc - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | TX-ENV | $9,600 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2016 | TX-ENV | $10,500 |
| Prince International, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2016 | TX-ENV | $5,699 |
| Masco Cabinetry LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2016 | TX-ENV | $23,871 |
| Lcy Elastomers LP | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2015 | TX-ENV | $25,200 |
| Bastrop Energy Partners, L.P. | Blackstone | private equity (including portfolio companies) | environmental violation | 2015 | TX-ENV | $5,852 |
| Akzo Nobel Chemicals Deer Park | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2015 | TX-ENV | $55,000 |
| NCI Group, Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2015 | TX-ENV | $12,120 |
| LCY Elastomers, L.P. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2015 | TX-ENV | $23,472 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | TX-ENV | $12,000 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2014 | TX-ENV | $18,601 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2014 | TX-ENV | $175,389 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2013 | TX-ENV | $12,600 |
| Akzo Nobel Chemicals Deer Park | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2013 | TX-ENV | $21,575 |
| Tekni-Plex, Inc. | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2013 | TX-ENV | $8,800 |
| NCI Group, Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2013 | TX-ENV | $10,291 |
| Geo Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2013 | TX-ENV | $8,580 |
| Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2013 | TX-ENV | $38,500 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | TX-ENV | $25,500 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | TX-ENV | $7,650 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | TX-ENV | $113,629 |
| Ascend Performance Materials Operations LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | TX-ENV | $10,000 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $9,052 |
| Ascend Performance Materials, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $22,175 |
| Ascend Performance Materials, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $26,560 |
| Ascend Performance Materials, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $65,564 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $5,730 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $7,740 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $15,960 |
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $72,908 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $79,600 |
| Akzo Nobel Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $27,100 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $19,655 |
| LCY Elastomers, L.P. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $19,300 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $9,544 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $46,350 |
| Fleetwood Travel Trailers of Texas, Inc. | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $10,250 |
| Armstrong Hardwood Flooring Company | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $46,075 |
| Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $28,000 |
| Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $9,600 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $90,216 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $10,000 |
| Sequa Corporation | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $46,580 |
| Tekni-Plex, Inc. | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $12,700 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2006 | TX-ENV | $72,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2006 | TX-ENV | $9,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | TX-ENV | $9,160 |
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $7,076 |
