Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Hexion Inc. (fka Momentive Specialty Chemicals) | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2016 | EPA | $97,650 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2017 | EPA | $36,214 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2020 | EPA | $22,662 |
| BLUE BIRD BODY COMPANY | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2002 | EPA | $16,672 |
| Hexion, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $194,908 |
| COLE HAAN INC. | Apax Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| COLE HAAN LLC | Apax Partners | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,250 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,500 |
| Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $13,500 |
| Kindred Healthcare Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $125,000,000 |
| Lifepoint Hospitals, Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2013 | DOJ_CIVIL | $2,522,502 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2012 | DOJ_CIVIL | $25,000,000 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2009 | CPSC | $45,000 |
| UNIVAR USA INC | Apollo Global Management | private equity (including portfolio companies) | motor vehicle safety violation | 2005 | FMCSA | $5,460 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $12,900,000 |
| Vencor Inc. and Ventas Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $104,500,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2000 | SEC | $3,500,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $5,000 |
| Palestine Regional Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2016 | HHSOIG | $45,000 |
| Intrado Communications | Apollo Global Management | private equity (including portfolio companies) | telecommunications violation | 2015 | FCC | $1,400,000 |
| West Corporation | Apollo Global Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2014 | WHD | $7,080 |
| ADT LLC d/b/a ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $11,428 |
| KINDRED TRANSITIONAL CARE AND REHABILITATION | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $11,838 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $5,500 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $6,297 |
| Phoenix Services LLC | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $20,000 |
| Kindred Healthcare (Albuquerque) Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $28,700 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $42,429 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $10,784 |
| Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $26,500 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,484 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $35,846 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $125,000 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $15,060 |
| Tenneco Automotive, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $14,233 |
| Alcoa-Cleveland Works | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $38,000 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $69,800 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $70,000 |
| Tenneco Automotive | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $79,437 |
| Federal Mogul Powertrain Systems | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $15,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $34,600 |
| Kindred Hospital of Philadelphia | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $10,428 |
| ADT/TYCO Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $31,000 |
| ALCOA Aluminum | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $40,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $253,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $188,396 |
| Burrows Paper Corp | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $40,000 |
| TRW, Inc. TRW Valve Division | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $28,137 |
| ALCOA | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $8,340 |
| Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $19,920 |
| BURROWS PAPER CORP. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $10,791 |
| Federal Mogul Wiper Products | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $22,000 |
| Southwestern Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2002 | HHSOIG | $30,000 |
| Basic Chemical Solutions | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $10,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $7,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,000 |
| Southern Tennessee Medical Center LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | USAO | $2,481,856 |
| Iowa Hospice LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $1,088,244 |
| Gentiva Health Services Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $12,500,000 |
| PALESTINE HEALTHCARE CENTER | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $5,850 |
| KINDRED HOSPITAL - LOUISVILLE | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $6,175 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $6,500 |
| KINDRED NURSING AND HEALTHCARE - BAYBERRY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $7,800 |
| KINDRED NURSING AND TRANSITIONAL CARE-PACIFIC COAS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| KINDRED NURSING & REHABILITATION-HARBORLIGHTS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $8,190 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $9,360 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $13,252 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,058 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,585 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $17,843 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $25,620 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $33,215 |
| KINDRED TRANSITIONAL CARE & REHABILITATION-AVERY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $45,500 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $117,534 |
| KINDRED TRANSITIONAL CARE & REHABILITATION-AVERY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $118,333 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2018 | DOJ_CIVIL | $1,500,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| WALKER MANUFACTURING | Apollo Global Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $19,400 |
| Chuck E Cheese | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2000 | CA-LCO | $43,000 |
| KINDRED GUARDIAN SERVICES, INC. | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | IL-DOL | $52,495 |
| ADT Security | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | PA-DLI | $6,358 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-federal | $12,000,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $310,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,060,000 |
| CEC Entertainment | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $2,500,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-state | $2,465,000 |
| C.E.C. Entertainment dba Chuck E. Cheese's | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $290,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $2,700,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $16,500,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $700,000 |
| Aaron Brothers Inc. and Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $800,000 |
| Gentiva Health | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $5,000,000 |
