Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $7,076 |
| Akzo Nobel Catalysts, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $16,436 |
| Schenectady International, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | TX-ENV | $10,260 |
| Lufkin Industries, Inc. | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | TX-ENV | $11,660 |
| Akzo Nobel Industrial Specialties Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2004 | TX-ENV | $39,578 |
| Akzo Nobel Chemical, Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2003 | TX-ENV | $20,000 |
| LUFKIN INDUSTRIES INCORPORATED | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2002 | TX-ENV | $54,000 |
| AKZO NOBEL POLYMER CHEMICALS LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2001 | TX-ENV | $14,080 |
| QUALA SYSTEMS INCORPORATED | Advent International | private equity (including portfolio companies) | environmental violation | 2001 | TX-ENV | $12,500 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $300,000 |
| Sequa Corporation | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $29,693 |
| SI GROUP, INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $14,940 |
| ASCEND PERFORMANCE MATERIALS TEXAS INC. * | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | TX-ENV | $52,853 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2023 | TX-ENV | $124,128 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2023 | TX-ENV | $8,840 |
| Nouryon Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2023 | TX-ENV | $5,520 |
| Lcy Elastomers LP | KKR & Co. | private equity (including portfolio companies) | air pollution violation | 2022 | TX-ENV | $79,503 |
| Geo Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | water pollution violation | 2023 | TX-ENV | $145,412 |
| Hasa, Inc. | Wind Point Partners | private equity (including portfolio companies) | water pollution violation | 2023 | TX-ENV | $153,000 |
| Foremark Performance Chemicals, Inc. | SK Capital Partners | private equity (including portfolio companies) | water pollution violation | 2022 | TX-ENV | $5,200 |
| ResCare Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2005 | TX-AG | $2,150,000 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | water pollution violation | 2020 | TN-ENV | $46,839 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | air pollution violation | 2018 | TN-ENV | $8,049 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | TN-ENV | $7,390 |
| Carlex Glass America, LLC | Atlas Holdings | private equity (including portfolio companies) | water pollution violation | 2017 | TN-ENV | $140,657 |
| Carlex Glass America, LLC | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2017 | TN-ENV | $17,000 |
| Marelli Tennessee USA LLC | KKR & Co. | private equity (including portfolio companies) | air pollution violation | 2016 | TN-ENV | $73,500 |
| Marelli Tennessee USA LLC | KKR & Co. | private equity (including portfolio companies) | air pollution violation | 2014 | TN-ENV | $11,400 |
| Arconic Tennessee LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2014 | TN-ENV | $6,500 |
| Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2014 | TN-ENV | $18,087 |
| Marelli North America | KKR & Co. | private equity (including portfolio companies) | air pollution violation | 2014 | TN-ENV | $38,700 |
| Carlex Glass America, LLC | Atlas Holdings | private equity (including portfolio companies) | water pollution violation | 2013 | TN-ENV | $32,250 |
| The Carlstar Group | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2013 | TN-ENV | $12,218 |
| Arby's | Roark Capital | private equity (including portfolio companies) | water pollution violation | 2013 | TN-ENV | $5,534 |
| The Carlstar Group, LLC | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2013 | TN-ENV | $13,500 |
| Arconic Tennessee LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2011 | TN-ENV | $8,000 |
| Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | TN-ENV | $21,762 |
| KIK Custom Products | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2010 | TN-ENV | $8,788 |
| The Carlstar Group, LLC | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2010 | TN-ENV | $13,500 |
| Arconic Tennessee LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2009 | TN-ENV | $20,000 |
| SI Group Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2023 | TN-ENV | $136,160 |
| Kindred Healthcare, Inc | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2009 | TN-AG | $1,307,752 |
| Blackstone Group | Blackstone | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $39,000,000 |
| Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
| Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $9,500,000 |
| JDA Software Group Inc. | New Mountain Capital | private equity (including portfolio companies) | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
| VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| TPG Capital | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2001 | SEC | $50,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2000 | SEC | $3,500,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Platinum Equity Advisors, LLC | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $3,402,132 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $552,086 |
| Ladenburg Thalmann Asset Management Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $200,000 |
| Securities America Advisors Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $5,828,448 |
| Institutional Shareholder Services Inc. | Genstar Capital | private equity (including portfolio companies) | investor protection violation | 2013 | SEC | $300,000 |
| EnCap Investments L.P. | Encap Investments | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $500,000 |
| Ingram Micro Inc. | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $15,000,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | SEC | $1,171,028 |
| ADT Inc. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $100,000 |
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $502,400 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $603,776 |
| KMS Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $200,000 |
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $1,750,000 |
| Energy Capital Partners Management LP | Energy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2022 | SEC | $1,000,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
| SagePoint Financial, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2023 | SEC | $100,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | SD-INS | $120,000 |
| SagePoint Financial Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SC-SEC | $40,000 |
| Liberty Life Insurance Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2001 | SC-INS | $10,000 |
| INTERTAPE POLYMER CORP DBA INTERTAPE POLYMER GROUP | Clearlake Capital | private equity (including portfolio companies) | air pollution violation | 2009 | SC-ENV | $8,000 |
| FEDERAL-MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2009 | SC-ENV | $6,500 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | SC-ENV | $15,000 |
| Fort Dearborn Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2019 | SC-ENV | $7,200 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2017 | SC-ENV | $8,340 |
| Atotech USA, LLC | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2017 | SC-ENV | $15,000 |
| Sequa Corporation, d.b.a. Precoat Metals | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2017 | SC-ENV | $19,000 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2016 | SC-ENV | $25,000 |
| Pioneer Metal Finishing, LLC | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2016 | SC-ENV | $14,000 |
| Circor Instrumentation Technologies, Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2015 | SC-ENV | $25,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $5,600 |
| Univar Solutions USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2021 | SC-ENV | $12,000 |
| Apex Tool Group, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2022 | SC-ENV | $15,000 |
| Plasman SC Inc. | MiddleGround Capital | private equity (including portfolio companies) | environmental violation | 2022 | SC-ENV | $7,500 |
| Fort Dearborn Company | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2023 | SC-ENV | $7,000 |
| CCL Custom Manufacturing, Inc. | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2003 | RI-ENV | $17,200 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $577,067 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $312,670 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2013 | PHMSA | $67,400 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $56,163 |
| CPN PIPELINE COMPANY | Energy Capital Partners | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $17,500 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $39,000 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2004 | PHMSA | $81,250 |
| TALLGRASS PONY EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2016 | PHMSA | $14,700 |
| IMTT-PIPELINE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $19,600 |
| IMTT-BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $144,000 |
