Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| BRIGGS & STRATTON CORPORATION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $6,467 |
| TOWER INTERNATIONAL | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,500 |
| TOWER INTERNATIONAL | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,797 |
| LIBERTAS COPPER LLC DBA HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,300 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $8,780 |
| TOWER AUTOMOTIVE OPERATIONS USA I, LLC | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $6,800 |
| TROJAN BATTERY COMPANY, LLC | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $6,164 |
| BRIGGS & STRATTON CORPORATION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $46,875 |
| LIBERTAS COPPER, LLC, d/b/a HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $861,500 |
| BRIGGS & STRATTON CORP. | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2010 | EPA | $5,000 |
| C&D TECHNOLOGIES, INC. (POWER COM) | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2006 | EPA | $1,600,000 |
| C & D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $319,722 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | EPA | $80,000 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2007 | EPA | $130,000 |
| Briggs & Stratton, LLC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2021 | EPA | $217,006 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $75,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | DOJ_CIVIL | $9,250,000 |
| Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
| Barracuda Network, Inc. and Barracuda Networks, Ltd. | KKR & Co. | private equity (including portfolio companies) | export control violation | 2015 | BIS | $1,500,000 |
| 21st Century Oncology Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $34,700,000 |
| ResCare Iowa Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | DOJ_CIVIL | $5,630,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $9,000,000 |
| EmCare Inc. | KKR & Co. | private equity (including portfolio companies) | employment discrimination | 2014 | EEOC | $499,000 |
| VISTA STAFFING SOLUTIONS | KKR & Co. | private equity (including portfolio companies) | benefit plan administrator violation | 2013 | EBSA | $10,001 |
| American Medical Response of Connecticut | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $109,750 |
| RURAL/METRO CORPORATION d/b/a SOUTHWEST AMBULANCE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $19,747 |
| AMERICAN MEDICAL RESPONSE OF MASSACHUSETTS, INC. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2015 | NLRB | $5,522 |
| Professional Medical Transport, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $6,634 |
| American Medical Response Ambulance Services, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $21,819 |
| American Medical Response of Connecticut, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $9,741 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $5,830 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $5,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $18,445 |
| American Medical Response/EMSC | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $5,000 |
| Professional Medical Transport | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $88,759 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $8,000 |
| American Medical Response (AMR) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $35,000 |
| Rescare-East Ohio Group Home | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $25,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $35,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $5,063 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $8,249 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $15,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $10,700 |
| American Medical Response, NW (Josephine County Oregon) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $48,783 |
| RESCARE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $5,500 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $25,000 |
| American Medical Response, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $26,350 |
| RESCARE, INC. A/K/A CAMELOT LAKE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $7,500 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $11,000 |
| RESCARE, INC. D/B/A VOCA CORPORATION OF AMERICA | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $900,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $20,000 |
| RESCARE/VOCA CORPORATION | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $5,000 |
| American Medical Response of Oklahoma, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $67,500 |
| Res-Care, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $6,656 |
| American Medical Response NW (A Laidlaw Corporation) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $46,700 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $20,364 |
| Boasso America Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2017 | USAO | $500,000 |
| Pharmerica | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $2,500,000 |
| 21st Century Oncology LLC | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $19,750,000 |
| PharMerica Corporation | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2014 | USAO | $213,283 |
| Mercury Ambulance Service, Inc. d/b/a Rural/Metro | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2013 | USAO | $40,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,400,000 |
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $2,700,000 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $75,000 |
| 21st Century Oncology, Inc. | KKR & Co. | private equity (including portfolio companies) | privacy violation | 2017 | HHSOCR | $2,300,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,500,000 |
| Pharmerica Professional Services, LLC | KKR & Co. | private equity (including portfolio companies) | tax violations | 2016 | CT-AG | $5,100 |
| ResCare Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2005 | TX-AG | $2,150,000 |
| Simon and Schuster Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2013 | MULTI-AG | $20,641,666 |
| Barracuda Networks, Inc. | KKR & Co. | private equity (including portfolio companies) | economic sanction violation | 2015 | OFAC | $38,930 |
| Circor Aerospace, Inc. | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $205,250 |
| American Medical Response of Southern California | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2019 | NLRB | $10,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | AZ-DIFI | $50,000 |
| Forethought Life Insurance Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | DE-INS | $98,000 |
| Forethought Life Insurance Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2016 | MD-INS | $10,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MD-INS | $48,600 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MT-FIN | $25,000 |
| First Allmerica Financial Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $40,000,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | SD-INS | $120,000 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | TX-INS | $7,500 |
| FORETHOUGHT LIFE INSURANCE CO. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2005 | VA-INS | $9,500 |
| Accordia Life And Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | WA-INS | $130,000 |
| American Medical Response Ambulance Service, Inc. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | TX-INS | $7,500 |
| RES CARE INC | KKR & Co. | private equity (including portfolio companies) | wage and hour violation | 2018 | KY-DWS | $13,730 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| REFRESCO NORTH AMER | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2014 | PA-ENV | $28,140 |
| REFRESCO NORTH AMER | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2011 | PA-ENV | $51,287 |
| Refresco Beverages US Inc. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2020 | FL-DEP | $22,735 |
| CIRCOR NAVAL SOLUTIONS LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2006 | MA-ENV | $7,900 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | MN-FIN | $300,000 |
| Magnetti Marelli | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2003 | NC-ENV | $61,650 |
| Pharmerica Institutional Pharmacy Services, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2018 | NH-ENV | $24,900 |
| BOASSO AMERICA CORP | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2016 | NJ-ENV | $26,250 |
| Lea Power Partners, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2017 | NM-ENV | $25,593 |
| Lea Power Partners, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2011 | NM-ENV | $21,120 |
| Hohman Plating and Mfg., Inc. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2003 | OH-ENV | $86,800 |
| Circor Instrumentation Technologies, Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2015 | SC-ENV | $25,000 |
| Marelli Tennessee USA LLC | KKR & Co. | private equity (including portfolio companies) | air pollution violation | 2016 | TN-ENV | $73,500 |
