Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| AmeriStar Casino East Chicago, LLC | Gaming and Leisure Properties | real estate | labor relations violation | 2022 | NLRB | $150,896 |
| Ameristar Casino East Chicago LLC | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $37,000 |
| Indiana Gaming Company LLC dba Hollywood Casino Lawrenceburg | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $15,500 |
| Ameristar Casino East Chicago LLC | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $15,250 |
| Indiana Gaming Company LLC dba Hollywood Casino Lawrenceburg | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $16,000 |
| Indiana Gaming Company LLC dba Hollywood Casino Lawrenceburg | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $15,000 |
| Ameristar Casino East Chicago LLC | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $10,500 |
| Indiana Gaming Company LLC dba Hollywood Casino Lawrenceburg | Gaming and Leisure Properties | real estate | gambling violation | 2023 | IN-GC | $7,500 |
| BELTERRA CASINO RESORT AND SPA | Gaming and Leisure Properties | real estate | workplace safety or health violation | 2019 | OSHA | $11,500 |
| WATCO COMPANIES | Watco Companies | railroads | workplace safety or health violation | 2018 | OSHA | $9,574 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $1,050,000 |
| Alcoa Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2000 | EPA | $8,800,000 |
| Hospitality Staffing Solutions, LLC | Cerberus Capital Management | private equity (including portfolio companies) | wage and hour violation | 2011 | WHD | $15,759 |
| KINDRED TRANSITIONAL CARE AND REHABILITATION | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $11,838 |
| Phoenix Services LLC | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $20,000 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,484 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $35,846 |
| Tower Automotive Products, Inc. | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $38,385 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $222,050 |
| Federal Mogul Wiper Products | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $22,000 |
| GOLDEN LIVING CENTER-BLOOMINGTON | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $5,100 |
| GOLDEN LIVING CENTER-BRANDYWINE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $7,150 |
| GOLDEN LIVING CENTER-INDIANAPOLIS | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $9,360 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $13,252 |
| GOLDEN LIVING CENTER-BROOKVIEW | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $15,080 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,585 |
| GOLDEN LIVING CENTER-WOODBRIDGE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $36,099 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $39,293 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $41,725 |
| GOLDEN LIVING CENTER-BRENTWOOD | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $62,140 |
| Kindred Healthcare, Inc. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2010 | IN-INS | $200,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2011 | IN-SEC | $11,018 |
| Sedgwick Claims Management Services, Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2018 | IN-INS | $200,000 |
| ARCONIC LAFAYETTE OPERATONS | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2020 | IN-ENV | $5,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2020 | IN-ENV | $14,044 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $34,403 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $28,750 |
| LSC COMMUNICATIONS INC | Atlas Holdings | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $9,000 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2019 | IN-ENV | $10,200 |
| COVANTA ENVIRONMENTAL SOLUTIONS LLC | EQT AB | private equity (including portfolio companies) | hazardous waste violation | 2018 | IN-ENV | $14,000 |
| DOLCO PKG CORP A TEXI-PLEX BUSINESS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $22,500 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | IN-ENV | $49,000 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | IN-ENV | $5,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2016 | IN-ENV | $14,000 |
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $5,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $6,250 |
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2015 | IN-ENV | $9,400 |
| THE PULLMAN CO | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2014 | IN-ENV | $10,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2013 | IN-ENV | $10,200 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2013 | IN-ENV | $6,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | IN-ENV | $6,250 |
| PIONEER METAL FINISHING LLC | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | IN-ENV | $31,840 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2009 | IN-ENV | $40,000 |
| BASF CONSTRUCTION CHEMICALS LLC | Lone Star Funds | private equity (including portfolio companies) | hazardous waste violation | 2009 | IN-ENV | $8,200 |
| ROLL COATER INC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | IN-ENV | $9,000 |
| UNIVAR USA | Apollo Global Management | private equity (including portfolio companies) | water pollution violation | 2008 | IN-ENV | $5,250 |
| FERRO CORP | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $18,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $15,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $7,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $14,200 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2004 | IN-ENV | $6,200 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $9,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $5,000 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2001 | IN-ENV | $12,600 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2002 | IN-ENV | $8,400 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2021 | IN-ENV | $13,410 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2022 | IN-ENV | $58,210 |
| C&D Technologies, Inc. | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2022 | IN-ENV | $8,750 |
| Tekni-Plex, Inc. dba Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2023 | IN-ENV | $11,150 |
| Golden Living Center-Woodbridge | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2019 | CMS | $61,181 |
| Golden Living Center-Valparaiso | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2019 | CMS | $12,500 |
| AM GENERAL | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $26,400 |
| HOSPITALITY STAFFING SOLUTIONS, LLC | Cerberus Capital Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $8,100 |
| C & D TECHNOLOGIES | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $8,986 |
| C & D TECHNOLOGIES | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $5,916 |
| ARCONIC INCORPORATED | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $5,000 |
| ARCONIC INCORPORATED | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $6,000 |
| FEDERAL MOGUL | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $5,000 |
| LSC COMMUNICATIONS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,000 |
| LSC COMMUNICATIONS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,000 |
| HOT TOPIC INCORPORATED | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,600 |
| TMS INTERNATIONAL | Pritzker Organization | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $6,750 |
| ARCONIC LAFAYETTE LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $7,850 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $8,100 |
| PREGIS CORP LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $8,775 |
| ANCHOR GLASS CONTAINER CORP. | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2006 | EPA | $96,901 |
| SUNOCO PARTNERS MARKETING & TERMINALS LP | Energy Transfer | pipelines | air pollution violation | 2018 | IN-ENV | $14,000 |
| ANR PIPELINE CO ST JOHN | TC Energy | pipelines | air pollution violation | 2017 | IN-ENV | $5,000 |
| KINDER MORGAN PHOENIX HOLDINGS - INPLS TERMINAL | Kinder Morgan | pipelines | hazardous waste violation | 2010 | IN-ENV | $10,000 |
| Texas Eastern Transmission, LP | Enbridge | pipelines | environmental violation | 2022 | IN-ENV | $16,187 |
| Inergy Propane LLC | Energy Transfer | pipelines | environmental violation | 2009 | EPA | $56,119 |
| ELI LILLY & CO LTC | Eli Lilly | pharmaceuticals | air pollution violation | 2019 | IN-ENV | $45,000 |
| KREMERS URBAN PHARMACEUTICALS INC | Lannett Co. | pharmaceuticals | hazardous waste violation | 2018 | IN-ENV | $12,800 |
| KREMERS URBAN PHARMACEUTICALS INC | Lannett Co. | pharmaceuticals | air pollution violation | 2015 | IN-ENV | $6,188 |
| ELANCO ANIMAL HEALTH A DIV OF ELI LILLY & CO CLINTON LABS | Elanco Animal Health | pharmaceuticals | air pollution violation | 2013 | IN-ENV | $20,000 |
| ELANCO ANIMAL HEALTH A DIV OF ELI LILLY & CO CLINTON LABS | Elanco Animal Health | pharmaceuticals | air pollution violation | 2002 | IN-ENV | $17,000 |
| ROCHE DIAGNOSTICS CORP | Roche | pharmaceuticals | air pollution violation | 2001 | IN-ENV | $13,200 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2023 | IN-AG | $1,270,000 |
| SCHWARZ PHARMA MANUFACTURING, INC. | UCB | pharmaceuticals | workplace safety or health violation | 2010 | OSHA | $6,750 |
| LAFAYETTE PHARMACEUTICALS, INC. | Mallinckrodt | pharmaceuticals | environmental violation | 2001 | EPA | $17,600 |
