Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Granite Ridge Builders, Inc. of Indianapolis and Granite Ridge Builders, Inc. | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Global Wealth Investments, LLC | investor protection violation | 2011 | IN-SEC | $5,000 | ||
| The McCormick Group, LLC | investor protection violation | 2011 | IN-SEC | $5,000 | ||
| Genesis Advisors, LLC | investor protection violation | 2011 | IN-SEC | $5,000 | ||
| Sagamore Home Mortgage, LLC | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Unique Insurance Co. | insurance violation | 2011 | IN-INS | $5,000 | ||
| Crownmark Mortgage, Inc. | consumer protection violation | 2011 | IN-SEC | $5,000 | ||
| Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2012 | IN-INS | $5,000 |
| Steven W. Songer & Associates, Inc. | investor protection violation | 2012 | IN-SEC | $5,000 | ||
| Twin Rocks Asset Management, Inc. | investor protection violation | 2013 | IN-SEC | $5,000 | ||
| 5 Star Investment Group, LLC | investor protection violation | 2015 | IN-SEC | $5,000 | ||
| Kovack Securities Inc. | investor protection violation | 2015 | IN-SEC | $5,000 | ||
| Legacy Practice Management, LLC | investor protection violation | 2016 | IN-SEC | $5,000 | ||
| Blue Crab Partners, LLC | investor protection violation | 2017 | IN-SEC | $5,000 | ||
| RSF Social Investment Fund, Inc. | investor protection violation | 2017 | IN-SEC | $5,000 | ||
| Martin Financial Management, Inc. | investor protection violation | 2017 | IN-SEC | $5,000 | ||
| Legacy Wealth Management | investor protection violation | 2018 | IN-SEC | $5,000 | ||
| DS VI, LLC and DS VII, LLC and DS X, LLC and DS XII, LLC | investor protection violation | 2019 | IN-SEC | $5,000 | ||
| Liberty Mutual Insurance | Liberty Mutual Insurance | financial services | insurance violation | 2019 | IN-INS | $5,000 |
| ST JOE DEV CORP | water pollution violation | 2021 | IN-ENV | $5,000 | ||
| WHITE RIVER LLC | animal feeding operation violation | 2020 | IN-ENV | $5,000 | ||
| ARCONIC LAFAYETTE OPERATONS | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2020 | IN-ENV | $5,000 |
| NSH IVEST LLC | air pollution violation | 2019 | IN-ENV | $5,000 | ||
| DEXTER AXLE CO | air pollution violation | 2019 | IN-ENV | $5,000 | ||
| SUMMERTREE DEVELOPMENT LLC - PHASE II B | environmental violation | 2019 | IN-ENV | $5,000 | ||
| CLARK'S LANDING - BOSTON DEV GROUP LLC | environmental violation | 2019 | IN-ENV | $5,000 | ||
| ALCOA WARRICK LLC | Kaiser Aluminum | metals | air pollution violation | 2019 | IN-ENV | $5,000 |
| CENTENNIAL VILLAGE | environmental violation | 2018 | IN-ENV | $5,000 | ||
| UNIV OF NOTRE DAME DU LAC | air pollution violation | 2018 | IN-ENV | $5,000 | ||
| LIBERTY LDFL INC | air pollution violation | 2018 | IN-ENV | $5,000 | ||
| EL SHADDAI FARMS LLC SITE 2 | animal feeding operation violation | 2018 | IN-ENV | $5,000 | ||
| CONTINENTAL STRUCTURAL PLASTICS | Teijin | chemicals | air pollution violation | 2018 | IN-ENV | $5,000 |
| IMAGINEERING ENTERPRISES INC | air pollution violation | 2017 | IN-ENV | $5,000 | ||
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | IN-ENV | $5,000 |
| ENVIRONMENTAL MANAGEMENT SPECIALISTS | air pollution violation | 2017 | IN-ENV | $5,000 | ||
| ANR PIPELINE CO ST JOHN | TC Energy | pipelines | air pollution violation | 2017 | IN-ENV | $5,000 |
| I/N TEK & I/N KOTE | air pollution violation | 2017 | IN-ENV | $5,000 | ||
| ARCELORMITTAL BURNS HARBOR LLC | Cleveland-Cliffs | mining and minerals | air pollution violation | 2016 | IN-ENV | $5,000 |
| JUPITER ALUMINUM CORP - COILCOATING DIV | Jupiter Aluminum | metals | air pollution violation | 2016 | IN-ENV | $5,000 |
| AC GRAIN LLC | air pollution violation | 2016 | IN-ENV | $5,000 | ||
| BOS DAIRY SITE 4 | animal feeding operation violation | 2016 | IN-ENV | $5,000 | ||
| FORD SAWMILL | solid waste violation | 2016 | IN-ENV | $5,000 | ||
| AAMR OF INDIANA | air pollution violation | 2016 | IN-ENV | $5,000 | ||
| SUMMIT SEED COATINGS IN | air pollution violation | 2015 | IN-ENV | $5,000 | ||
| MULTI COLOR CORP | Clayton Dubilier & Rice | private equity (including portfolio companies) | air pollution violation | 2015 | IN-ENV | $5,000 |
| PARTS CLEANING TECHNOLOGIES LLC | hazardous waste violation | 2015 | IN-ENV | $5,000 | ||
| COLFAX CORP | air pollution violation | 2015 | IN-ENV | $5,000 | ||
| ELSA CORP | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| MATALCO INC | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| EXIDE TECHNOLOGIES | Exide Technologies | miscellaneous energy products and systems | hazardous waste violation | 2014 | IN-ENV | $5,000 |
| OAK RIDGE RECYCLING &M DISPOSAL FACILITY | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| CYBERMETRIX INC | air pollution violation | 2014 | IN-ENV | $5,000 | ||
| BRIAR RIDGE VILLAS & BRIAR RIDGE APARTMENTS | environmental violation | 2013 | IN-ENV | $5,000 | ||
| PAUL'S AUTO YARD INC | hazardous waste violation | 2013 | IN-ENV | $5,000 | ||
| INTAT PRECISION INC | air pollution violation | 2013 | IN-ENV | $5,000 | ||
| FLOYD CRIM & SONS INC | air pollution violation | 2013 | IN-ENV | $5,000 | ||
| WAUPACA FOUNDRY INC | Hitachi | diversified | air pollution violation | 2013 | IN-ENV | $5,000 |
| CHRYSLER GRP LLC KOKOMO TRANSMISSION PLT | Stellantis | motor vehicles | air pollution violation | 2012 | IN-ENV | $5,000 |
| RANDOLPH FARMS INC | air pollution violation | 2012 | IN-ENV | $5,000 | ||
| HARRISON STEEL CASTINGS CO | air pollution violation | 2012 | IN-ENV | $5,000 | ||
| TRANSFLO TERMINAL SERVICES INC | air pollution violation | 2012 | IN-ENV | $5,000 | ||
| SAINT GOBAIN CONTAINERS INC | Ardagh Packaging Group | paper and packaging | air pollution violation | 2012 | IN-ENV | $5,000 |
| WAUPACA FOUNDRY INC | Hitachi | diversified | air pollution violation | 2012 | IN-ENV | $5,000 |
| PRATT VISUAL SOLUTIONS | air pollution violation | 2011 | IN-ENV | $5,000 | ||
| SOUTH BEND ETHANOL LLC | air pollution violation | 2011 | IN-ENV | $5,000 | ||
| E & B PAVING INC | air pollution violation | 2011 | IN-ENV | $5,000 | ||
| LAKE LASALLE PROPERTY OWNERS ASSOCIATION | environmental violation | 2010 | IN-ENV | $5,000 | ||
| TOLTEST INC | air pollution violation | 2009 | IN-ENV | $5,000 | ||
| TATE & LYLE | Tate & Lyle | agribusiness | air pollution violation | 2009 | IN-ENV | $5,000 |
| KEN CORP DBA STAR FINANCIAL BANK | solid waste violation | 2009 | IN-ENV | $5,000 | ||
| HARTFORD IRON & METAL | hazardous waste violation | 2009 | IN-ENV | $5,000 | ||
| MICHAEL'S QUALITY WOOD REFINISHING & STRIPPING | hazardous waste violation | 2009 | IN-ENV | $5,000 | ||
| REA MAGNET WIRE CO INC | air pollution violation | 2009 | IN-ENV | $5,000 | ||
| SCHERB DAIRY | solid waste violation | 2008 | IN-ENV | $5,000 | ||
| VAN KEPPEL GERRIT | water pollution violation | 2008 | IN-ENV | $5,000 | ||
| STEEL DYNAMICS INC | Steel Dynamics Inc. | metals | air pollution violation | 2008 | IN-ENV | $5,000 |
| UNION GO DAIRY | environmental violation | 2007 | IN-ENV | $5,000 | ||
| PRAXAIR INC | Linde | industrial services | air pollution violation | 2007 | IN-ENV | $5,000 |
| WARRIOR OIL SVCS | hazardous waste violation | 2007 | IN-ENV | $5,000 | ||
| ZACHARY CONFECTIONS INC | air pollution violation | 2007 | IN-ENV | $5,000 | ||
| MID CONTINENT COAL & COKE CO @ MITTAL STEEL USA-IHW | air pollution violation | 2007 | IN-ENV | $5,000 | ||
| ENTERPRISE PROPERTIES INC | solid waste violation | 2006 | IN-ENV | $5,000 | ||
| ENTERPRISE TRUCKING & WASTE HAULING INC | solid waste violation | 2006 | IN-ENV | $5,000 | ||
| HOWELL OF GARY TRACTOR & EQUIP CO INC | water pollution violation | 2006 | IN-ENV | $5,000 | ||
| CLINTON TWP WATER CO | water pollution violation | 2006 | IN-ENV | $5,000 | ||
| STEEL DYNAMICS INC | Steel Dynamics Inc. | metals | air pollution violation | 2006 | IN-ENV | $5,000 |
| CRIDER & CRIDER INC | water pollution violation | 2005 | IN-ENV | $5,000 | ||
| LIBERTY ENVIRONMENTAL | air pollution violation | 2005 | IN-ENV | $5,000 | ||
| ARCELORMITTAL BURNS HARBOR LLC | Cleveland-Cliffs | mining and minerals | air pollution violation | 2005 | IN-ENV | $5,000 |
| HEARTLAND AUTOMOTIVE LLC | air pollution violation | 2005 | IN-ENV | $5,000 | ||
| OAKMONT DEV CO LLC | water pollution violation | 2005 | IN-ENV | $5,000 | ||
| TALBERT MFG | hazardous waste violation | 2005 | IN-ENV | $5,000 | ||
| SAINT GOBAIN CONTAINERS INC | Ardagh Packaging Group | paper and packaging | air pollution violation | 2004 | IN-ENV | $5,000 |
| AMPCOR II INC | air pollution violation | 2004 | IN-ENV | $5,000 | ||
| ESSROC CEMENT CORP | Summit Materials | building materials | hazardous waste violation | 2004 | IN-ENV | $5,000 |
| VALOR TECHNOLOGIES | air pollution violation | 2004 | IN-ENV | $5,000 | ||
| ALCOA POWER GENERATING INC WARRICK PWR PLT | air pollution violation | 2004 | IN-ENV | $5,000 | ||
| DUKE ENERGY INDIANA - EDWARDSPORT GENERATING STATION | Duke Energy | utilities and power generation | air pollution violation | 2003 | IN-ENV | $5,000 |
| REA MAGNET WIRE CO INC | air pollution violation | 2003 | IN-ENV | $5,000 | ||
| KITE GREYHOUND LLC | water pollution violation | 2003 | IN-ENV | $5,000 | ||
| TAYLOR BROTHERS CONST | air pollution violation | 2002 | IN-ENV | $5,000 |
