Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| UTStarcom Inc. | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,500,000 | ||
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $268,000,000 |
| AGCO Corp. | AGCO Corp. | agribusiness | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $1,600,000 |
| Control Components Inc. | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $18,200,000 | ||
| Helmerich & Payne Inc. | Helmerich & Payne | oilfield services and supplies | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,000,000 |
| Novo Nordisk A/S | Novo Holdings A/S | pharmaceuticals | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $9,000,000 |
| Latin Node Inc. | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $2,000,000 | ||
| Kellogg Brown & Root LLC | KBR | construction and engineering | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $402,000,000 |
| Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
| Polembros Shipping LTD | environmental violation | 2009 | USCG | $2,700,000 | ||
| Styga Compania Naviera S.A. | oil spill | 2009 | USCG | $1,250,000 | ||
| Dalnave Navigation Inc. | oil spill | 2009 | USCG | $1,350,000 | ||
| Exxon-Mobil Corporation | Exxon Mobil | oil and gas | environmental violation | 2009 | EPA | $600,000 |
| Fleet Management Ltd. | Fleet Management Ltd. | freight and logistics | oil spill | 2009 | USCG | $10,000,000 |
| Consultores de Navegacion | oil spill | 2009 | USCG | $2,080,000 | ||
| STX Pan Ocean Co. Ltd. | environmental violation | 2009 | USCG | $2,200,000 | ||
| Style Craft Furniture Co. Ltd | environmental violation | 2009 | EPA | $40,000 | ||
| Atlantic States Cast Iron Pipe Co. | McWane | miscellaneous manufacturing | environmental violation | 2009 | EPA | $8,000,000 |
| California Shellfish Company Inc. dba Point Adams Packing Co. | water pollution violation | 2009 | EPA | $75,000 | ||
| General Maritime Management (Portugal) | oil spill | 2009 | USCG | $1,000,000 | ||
| Holy House Shipping AB | environmental violation | 2009 | USCG | $1,400,000 | ||
| Hiong Guan Navegacion Japan Co. Ltd. | environmental violation | 2009 | USCG | $1,750,000 | ||
| Cannon Seafood Inc. | environmental violation | 2009 | EPA | $108,000 | ||
| KIK (Virginia) LLC | Centerbridge Partners | private equity (including portfolio companies) | water pollution violation | 2009 | EPA | $100,000 |
| Aviation Services International, B.V. | export control violation | 2009 | DOJ_NATSEC | $100,000 | ||
| UBS AG | UBS | financial services | tax violations | 2009 | DOJ_TAX | $780,000,000 |
| Fisher Sand & Gravel Inc. | Fisher Industries | building materials | tax violations | 2009 | DOJ_TAX | $1,160,000 |
| Pilgrim's Pride Inc. | JBS | food products | work visa violations | 2009 | USAO | $4,500,000 |
| IMS Safety Inc. | fraud | 2009 | USAO | $2,735,530 | ||
| Optimal Group Inc. | gambling violation | 2009 | USAO | $19,200,000 | ||
| MPC Products Corp. | Woodward Inc. | miscellaneous energy products and systems | False Claims Act and related | 2009 | USAO | $25,000,000 |
| Adams Management Group | fraud | 2009 | USAO | $24,400 | ||
| Biovail Pharmaceuticals Inc. | Bausch Health | pharmaceuticals | kickbacks and bribery | 2009 | USAO | $24,647,876 |
| Shah Engineering Inc. | fraud | 2009 | USAO | $10,500,000 | ||
| Island Lath and Plaster Inc. | fraud | 2009 | USAO | $65,400 | ||
| WellCare | Centene | healthcare services | fraud | 2009 | USAO | $80,000,000 |
| Asiana Airlines Inc. | Asiana Airlines | airlines | price-fixing or anti-competitive practices | 2009 | USAO | $50,000,000 |
| Cargolux Airlines International S.A. | Cargolux Airlines International S.A. | freight and logistics | price-fixing or anti-competitive practices | 2009 | USAO | $119,000,000 |
| Nippon Cargo Airlines Co. Ltd. | price-fixing or anti-competitive practices | 2009 | USAO | $45,000,000 | ||
| PartyGaming PLC | gambling violation | 2009 | USAO | $105,000,000 | ||
| C&D Distributors LLC | fraud | 2009 | USAO | $15,555,930 | ||
| American Dispatch Inc. | food safety violation | 2009 | FSIS | $5,000 | ||
| Brown Packing Company | food safety violation | 2009 | FSIS | $2,000,000 | ||
| Engelhart Gourmet Foods | food safety violation | 2009 | FSIS | $50,000 | ||
| Joe Christiana Food Distributors Inc. | food safety violation | 2009 | FSIS | $20,000 | ||
| Bruin Computer Trading LLC | kickbacks and bribery | 2009 | NJ-AG | $46,000 | ||
| Pan Am Railways, Inc., Maine Central Railroad Co., Boston & Maine Corp., Springfield Terminal Railway Co. | CSX | railroads | environmental violation | 2009 | MA-AG | $500,000 |
| Columbia Farms Inc. | work visa violations | 2009 | USAO | $1,500,000 | ||
| Beazer Homes USA Inc. | Beazer Homes USA | construction and engineering | accounting fraud or deficiencies | 2009 | USAO | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Holy Land Foundation For Relief and Development | anti-money-laundering deficiencies | 2009 | USAO | $12,400,000 | ||
| Tacos de Mexico Inc. | environmental violation | 2009 | USAO | $26,565 | ||
| Med 1st of Middletown Inc. | fraud | 2009 | USAO | $436,860 | ||
| NeuroMetrix Inc. | kickbacks and bribery | 2009 | USAO | $3,700,000 | ||
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
| Take-Two Interactive Software, Inc. | Take-Two Interactive Software Inc. | entertainment | tax violations | 2009 | NY-MANDA | $300,000 |
| Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
| Wal-Mart Stores, Inc. | Walmart | retailing | consumer protection violation | 2009 | NY-NCDA | $1,900,000 |
| AAR/Co Electrical, Inc. | wage and hour violation | 2009 | NY-QCDA | $1,019,553 | ||
| Heartland Automotive Services,Inc. | environmental violation | 2009 | TX-TRAVISDA | $300,000 | ||
| Shore Terminals LLC | NuStar Energy | pipelines | air pollution violation | 2009 | USAO | $2,500,000 |
| Jubilee Restoration, Inc. | False Claims Act and related | 2009 | USAO | $177,381 | ||
| Laredo Paving, Inc. | environmental violation | 2009 | TX-ENV | $20,000 | ||
| Teer Plating I, Ltd. | environmental violation | 2009 | TX-ENV | $90,000 | ||
| J&L Recycling #2 LLC | environmental violation | 2009 | TX-ENV | $47,500 | ||
| Dunlop Oil & Marine Ltd. | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $4,540,000 | ||
| Chunghwa Picture Tubes Ltd. | Tatung | electrical and electronic equipment | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $65,000,000 |
| LG Display Co. Ltd. | LG | diversified | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $400,000,000 |
| Sharp Corp. | Foxconn Technology Group (Hon Hai Precision Industry Company) | electrical and electronic equipment | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $120,000,000 |
| Bennett Environmental Inc. | fraud | 2008 | DOJ_ANTITRUST | $1,000,000 | ||
| Manuli Rubber Industries SpA | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $2,000,000 | ||
| Air France-KLM | Air France-KLM | airlines | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $350,000,000 |
| Cathay Pacific Airways Limited | Cathay Pacific Airways | airlines | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $60,000,000 |
| Martinair Holland N.V. | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $42,000,000 | ||
| SAS Cargo Group | Scandinavian Airlines System (SAS) | airlines | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $52,000,000 |
| Howe Electric Inc. | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $3,300,000 | ||
| Raman International Inc. | kickbacks and bribery | 2008 | DOJ_ANTITRUST | $827,192 | ||
| Japan Airlines International Co. Ltd. | Japan Airlines | airlines | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $110,000,000 |
| Peck & Hale LLC | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $275,000 | ||
| Alliance Mechanical LLC | price-fixing or anti-competitive practices | 2008 | DOJ_ANTITRUST | $55,000 | ||
| Cephalon Inc | Teva Pharmaceutical Industries | pharmaceuticals | off-label or unapproved promotion of medical products | 2008 | FDA | $425,000,000 |
| National Air Cargo | National Air Cargo Group Inc. | freight and logistics | False Claims Act and related | 2008 | DOJ_CIVIL | $28,000,000 |
| Bechtel Infrastructure Corp. and PB Americas Inc | Bechtel | construction and engineering | False Claims Act and related | 2008 | DOJ_CIVIL | $458,000,000 |
| Fiat S.p.A. | Stellantis | motor vehicles | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $7,000,000 |
| Siemens AG | Siemens | diversified | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $450,000,000 |
| Aibel Group Ltd. | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $4,200,000 | ||
| Faro Technologies Inc. | Faro Technologies | information technology | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $1,100,000 |
| AGA Medical Corporation | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $2,000,000 | ||
| Willbros Group Inc. | Primoris Services | construction and engineering | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $22,000,000 |
| AB Volvo | Volvo | motor vehicles | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $7,000,000 |
| Flowserve Corporation | Flowserve | industrial equipment | kickbacks and bribery | 2008 | DOJ_CRIMINAL | $4,000,000 |
| Westinghouse Air Brake Technologies Corporation (Wabtec) | Westinghouse Air Brake Technologies (Wabtec) | industrial equipment | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $300,000 |
| Sigue Corporation | anti-money-laundering deficiencies | 2008 | DOJ_CRIMINAL | $15,000,000 | ||
| Johnson Matthey Inc. | Johnson Matthey | metals | water pollution violation | 2008 | EPA | $3,000,000 |
| CITGO | PDVSA (Petroleos de Venezuela S.A.) | oil and gas | water pollution violation | 2008 | EPA | $13,000,000 |
| Kinder Morgan Bulk Terminals Incorporated | Kinder Morgan | pipelines | water pollution violation | 2008 | EPA | $240,000 |
| Spencer Environmental Incorporated | environmental violation | 2008 | EPA | $150,000 | ||
| National Navigation Company | oil spill | 2008 | USCG | $7,250,000 | ||
| PACCSHIP | environmental violation | 2008 | USCG | $1,700,000 | ||
| Cotter Corp. | environmental violation | 2008 | EPA | $30,000 | ||
| True World Foods Chicago, LLC | environmental violation | 2008 | FDA | $60,000 | ||
| Air Shunt Instruments Inc. | export control violation | 2008 | DOJ_NATSEC | $250,000 |
