Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| H&R Block | H&R Block | financial services | consumer protection violation | 2002 | NY-NYCDCWP | $4,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
| Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | financial services | insurance violation | 2020 | NY-DFS | $4,000,000 |
| Williamsburg Physical Therapy, P.C. and Euro Physical Therapy, P.C. | False Claims Act and related | 2020 | USAO | $4,000,000 | ||
| American Axle & Manufacturing | American Axle & Manufacturing | automotive parts | hazardous waste violation | 2021 | NY-AG | $4,000,000 |
| All American Homecare Agency, et al. | False Claims Act and related | 2022 | NY-AG | $4,000,000 | ||
| Healthy Living Community Center and LCM Livery P/U, Inc. | False Claims Act and related | 2022 | NY-AG | $4,000,000 | ||
| Sentinel Real Estate Corporation et al. | kickbacks and bribery | 2022 | NY-AG | $4,000,000 | ||
| The New York and Presbyterian Hospital | NewYork-Presbyterian | healthcare services | False Claims Act and related | 2015 | DOJ_CIVIL | $4,100,000 |
| Fremont Investment Advisors, Inc. | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,146,000 | ||
| Group Health Incorporated | EmblemHealth | healthcare services | insurance violation | 2011 | NY-DFS | $4,168,935 |
| CIT Technology Financing Services, Inc. | First Citizens BancShares | financial services | consumer protection violation | 2004 | NY-AG | $4,200,000 |
| Honeywell International | Honeywell International | diversified | water pollution violation | 2004 | NY-ENV | $4,200,000 |
| Telephonics Corporation | TTM Technologies | electrical and electronic equipment | False Claims Act and related | 2017 | USAO | $4,250,000 |
| Commercial Bank of New York | anti-money-laundering deficiencies | 2001 | NY-DFS | $4,250,000 | ||
| Service Station Vending Equipment, Inc. | tax violations | 2021 | NY-AG | $4,250,000 | ||
| OneMain Financial Group LLC | OneMain Holdings | financial services | privacy violation | 2023 | NY-DFS | $4,250,000 |
| Gagosian Gallery | tax violations | 2016 | NY-AG | $4,280,000 | ||
| B & H Foto and Electronics Corp. | employment discrimination | 2009 | EEOC | $4,300,000 | ||
| Oak Beverages Inc. | False Claims Act and related | 2018 | NY-AG | $4,300,000 | ||
| C.L.B. Check Cashing, Inc. et al. | kickbacks and bribery | 2007 | NY-MANDA | $4,300,000 | ||
| Coin Cafe | investor protection violation | 2023 | NY-AG | $4,300,000 | ||
| Lake Erie Tobacco Company | tax violations | 2020 | ATTTB | $4,333,129 | ||
| Visiting Nurse Service of New York | Visiting Nurse Service of New York | healthcare services | False Claims Act and related | 2017 | NY-AG | $4,392,150 |
| Chase Bank USA, N.A. | JPMorgan Chase | financial services | consumer protection violation | 2009 | NY-AG | $4,400,000 |
| Ticket Fulfillment Services, L.P. et al. | consumer protection violation | 2021 | NY-AG | $4,400,000 | ||
| Mount Sinai Hospital | Mount Sinai Medical Center (NY) | healthcare services | False Claims Act and related | 2018 | private lawsuit-federal | $4,400,000 |
| 47 East 34th Street (NY), LP | tax violations | 2015 | NY-AG | $4,446,153 | ||
| Northland Associates, Inc. and The Diverse Construction Group, LLC | False Claims Act and related | 2020 | USAO | $4,470,000 | ||
| HealthNow | Highmark Inc. | financial services | insurance violation | 2011 | NY-DFS | $4,492,327 |
| Ornamental Iron Workers Local 580 | employment discrimination | 2003 | EEOC | $4,500,000 | ||
| Citigroup Global Markets, Inc. | Citigroup | financial services | consumer protection violation | 2015 | NY-AG | $4,500,000 |
| EyeMed Vision Care LLC | privacy violation | 2022 | NY-DFS | $4,500,000 | ||
| First American Financial Corporation | First American Financial | financial services | price-fixing or anti-competitive practices | 2023 | NY-AG | $4,500,000 |
| Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2013 | NY-DFS | $4,560,000 |
| Aetna Life Insurance Company | CVS Health | retailing | insurance violation | 2023 | NY-DFS | $4,560,962 |
| First Premier Bank | consumer protection violation | 2007 | NY-AG | $4,605,000 | ||
| Selective Insurance Companies | Selective Insurance Group | financial services | insurance violation | 2018 | NY-DFS | $4,666,268 |
| Pine Tree Meat & Produce Inc. et al. | tax violations | 2020 | NY-AG | $4,700,000 | ||
| Montefiore Medical Center | Montefiore Health System | healthcare services | privacy violation | 2024 | HHSOCR | $4,750,000 |
| Strock Contracting, Inc. | False Claims Act and related | 2021 | USAO | $4,752,000 | ||
| National Grid | National Grid | utilities and power generation | wage and hour violation | 2013 | NY-AG | $4,800,000 |
| Oxford Health Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2011 | NY-DFS | $4,838,675 |
| R.J. Computer Consultants, Ltd et al. | price-fixing or anti-competitive practices | 2002 | NY-QCDA | $4,850,000 | ||
| Metropolitan Jewish Health System Hospice and Palliative Care | False Claims Act and related | 2020 | USAO | $4,850,000 | ||
| Oath, Inc. | privacy violation | 2018 | NY-AG | $4,950,000 | ||
| Hayner Hoyt Corporation | False Claims Act and related | 2016 | USAO | $5,000,000 | ||
| Altice | Altice USA Inc. | telecommunications | consumer protection violation | 2018 | NY-AG | $5,000,000 |
| Commercial Bank of New York | anti-money-laundering deficiencies | 2001 | NY-AG | $5,000,000 | ||
| Inviva, Inc. | investor protection violation | 2004 | NY-AG | $5,000,000 | ||
| Warner Music Group | Access Industries | diversified | consumer protection violation | 2005 | NY-AG | $5,000,000 |
| GFI Securities LLC | BGC Partners | financial services | price-fixing or anti-competitive practices | 2019 | NY-AG | $5,000,000 |
| Chevron Oil Co. | Chevron | oil and gas | kickbacks and bribery | 2007 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000 |
| Hudson United Bank | anti-money-laundering deficiencies | 2004 | NY-MANDA | $5,000,000 | ||
| Bovis Lend Lease LMB, Inc. | Lendlease Group | construction and engineering | False Claims Act and related | 2011 | NY-NYCCC | $5,000,000 |
| RFI Corporation | False Claims Act and related | 2004 | USAO | $5,000,000 | ||
| U.S. Trust Corporation | Bank of America | financial services | anti-money-laundering deficiencies | 2001 | NY-DFS | $5,000,000 |
| Credit Agricole | Credit Agricole | financial services | banking violation | 2004 | NY-DFS | $5,000,000 |
| Arch Insurance Company | Arch Capital | financial services | insurance violation | 2019 | NY-DFS | $5,000,000 |
| Greenlight Network LLC | utility safety violation | 2022 | NY-PSC | $5,000,000 | ||
| Frontier Telephone of Rochester, Inc. | Frontier Communications | telecommunications | utility safety violation | 2021 | NY-PSC | $5,000,000 |
| Carnival Corp. et al. | Carnival Corp. | entertainment | privacy violation | 2022 | NY-DFS | $5,000,000 |
| Health Net of New York | UnitedHealth Group | healthcare services | insurance violation | 2011 | NY-DFS | $5,052,467 |
| Essex Industry, LLC et al. | housing code violation | 2022 | NY-AG | $5,094,018 | ||
| United Health Programs of America, Inc | employment discrimination | 2018 | EEOC | $5,100,000 | ||
| Aetna | CVS Health | retailing | consumer protection violation | 2009 | NY-AG | $5,100,000 |
| Park Avenue Stem Cell | consumer protection violation | 2021 | NY-AG | $5,100,000 | ||
| Image Plastic Surgery, LLC dba Park Avenue Stem Cell | off-label or unapproved promotion of medical products | 2021 | NY-AG | $5,190,933 | ||
| Webloyalty.com, Inc. | consumer protection violation | 2010 | NY-AG | $5,200,000 | ||
| National Union Fire Insurance Company | American International Group | financial services | insurance violation | 2019 | NY-DFS | $5,200,000 |
| Hudson Valley Associates RLLP | False Claims Act and related | 2016 | USAO | $5,310,000 | ||
| Lutheran Medical Center | employment discrimination | 2003 | EEOC | $5,425,000 | ||
| Health Net of New York | UnitedHealth Group | healthcare services | insurance violation | 2004 | NY-DFS | $5,490,000 |
| Educational Housing Services, Inc. | consumer protection violation | 2012 | NY-AG | $5,500,000 | ||
| Goldome Capital Management | consumer protection violation | 2001 | NY-AG | $5,500,000 | ||
| Debt Resolve, Inc.; Student Loan Care, LLC; and Progress Advocates, LLC | consumer protection violation | 2020 | NY-AG | $5,500,000 | ||
| Nationwide Life Insurance Company | Nationwide | financial services | insurance violation | 2022 | NY-DFS | $5,640,000 |
| Serrot Construction Corp. | wage and hour violation | 2000 | WHD | $5,745,385 | ||
| Continental Casualty Company et al. | Loews Corp. | diversified | False Claims Act and related | 2010 | NY-AG | $5,750,000 |
| Omnicare, Inc. | CVS Health | retailing | False Claims Act and related | 2005 | NY-AG | $5,750,000 |
| Pennsylvania Manufacturers Indemnity Company et al. | False Claims Act and related | 2010 | NY-AG | $5,900,000 | ||
| Catholic Health Systems Inc. | Catholic Health System | healthcare services | False Claims Act and related | 2017 | USAO | $6,000,000 |
| Visiting Nurse Association of Brooklyn | False Claims Act and related | 2006 | USAO | $6,000,000 | ||
| Compassionate Care Hospice of New York, LLC | False Claims Act and related | 2015 | NY-AG | $6,000,000 | ||
| DraftKings | DraftKings Inc. | entertainment | consumer protection violation | 2016 | NY-AG | $6,000,000 |
| Empire State Home Care Services, Inc. | False Claims Act and related | 2015 | NY-AG | $6,000,000 | ||
| FanDuel | Flutter Entertainment PLC | entertainment | consumer protection violation | 2016 | NY-AG | $6,000,000 |
| Healthfirst PHSP, Inc. | Healthfirst | healthcare services | False Claims Act and related | 2007 | NY-AG | $6,000,000 |
| SpecialCare Hospital Management Corporation | False Claims Act and related | 2015 | NY-AG | $6,000,000 | ||
| Israel Discount Bank of New York | Israel Discount Bank | financial services | anti-money-laundering deficiencies | 2006 | NY-DFS | $6,000,000 |
| Principal Life Insurance Company | Principal Financial | financial services | insurance violation | 2020 | NY-DFS | $6,000,000 |
| National Grid USA | National Grid | utilities and power generation | False Claims Act and related | 2021 | NY-AG | $6,000,000 |
| Lear Capital, Inc. | investor protection violation | 2022 | NY-AG | $6,000,000 | ||
| 101 West 78th, LLC and Newcastle Realty Services, LLC | consumer protection violation | 2015 | NY-AG | $6,150,000 | ||
| Lantheus Medical Imaging Inc. | tax violations | 2014 | NY-AG | $6,200,000 | ||
| AGL Industries | wage and hour violation | 2019 | NY-MANDA | $6,250,000 | ||
| Sheet Metal Workers International Association in New York City (Local 28) | employment discrimination | 2008 | EEOC | $6,300,000 | ||
| World Interactive Gaming Corporation | investor protection violation | 2000 | NY-AG | $6,300,000 | ||
| William Penn Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2018 | NY-DFS | $6,300,000 |
| CenterLight Health System, Inc. and CenterLight Healthcare, Inc. | CenterLight Health System | healthcare services | False Claims Act and related | 2018 | NY-AG | $6,360,000 |
| Home Family Care, Inc. | False Claims Act and related | 2018 | NY-AG | $6,415,000 |
