| U.S. Trust Corporation | banking violation | 2001 | FED | $5,000,000 |
| Bank of America | employment discrimination | 2014 | EEOC | $110,000 |
| Bank of America | employment discrimination | 2016 | EEOC | $30,000 |
| Merrill Lynch | employment discrimination | 2008 | EEOC | $1,550,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | benefit plan administrator violation | 2011 | EBSA | $170,854 |
| Bank of America N.A. | banking violation | 2012 | DOJ_RIGHTS | $370,000,000 |
| Countrywide Financial Corporation | mortgage abuses | 2011 | DOJ_RIGHTS | $335,000,000 |
| Bank of America, N.A. | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $300,000 |
| Merrill Lynch Commodities Inc. | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
| BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LP | mortgage abuses | 2011 | DOJ_CIVIL | $20,000,000 |
| Bank of America | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $137,300,000 |
| Bank of America Corporation | mortgage abuses | 2014 | DOJ | $16,650,000,000 |
| Bank of America Corporation | mortgage abuses | 2012 | DOJ | $10,956,600,000 |
| MBNA | environmental violation | 2002 | DE-ENV | $225,000 |
| Merrill Lynch | investor protection violation | 2009 | DE-AG | $459,000 |
| Merrill Lynch | investor protection violation | 2002 | DE-AG | $500,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | investor protection violation | 2013 | DC-DISB | $15,000 |
| Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
| Bank of America | fraud | 2010 | DC-AG | $13,502,852 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | investor protection violation | 2006 | CT-SEC | $3,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | investor protection violation | 2020 | CT-SEC | $400,000 |
| Bank of America | privacy violation | 2009 | CT-AG | $350,000 |
| Countrywide Financial Corp. | mortgage abuses | 2009 | CO-AG | $6,000,000 |
| Merrill Lynch | investor protection violation | 2014 | CFTC | $1,200,000 |
| Merrill Lynch | investor protection violation | 2011 | CFTC | $350,000 |
| Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC | data submission deficiencies | 2007 | CFTC | $500,000 |
| Merrill Lynch | investor protection violation | 2017 | CFTC | $2,500,000 |
| Bank of America, N.A. | price-fixing or anti-competitive practices | 2018 | CFTC | $30,000,000 |
| Merrill Lynch Commodities, Inc. | investor protection violation | 2019 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | investor protection violation | 2019 | CFTC | $300,000 |
| Bank of America | investor protection violation | 2022 | CFTC | $100,000,000 |
| Bank of America, N.A. | investor protection violation | 2023 | CFTC | $8,000,000 |
| Bank of America, N.A. | consumer protection violation | 2014 | CFPB | $747,000,000 |
| Bank of America | consumer protection violation | 2022 | CFPB | $10,000,000 |
| Bank of America | banking violation | 2022 | CFPB | $100,000,000 |
| Bank of America | consumer protection violation | 2023 | CFPB | $90,000,000 |
| Bank of America | environmental violation | 2007 | CA-SCAQMD | $46,000 |
| Countrywide Home Loans | environmental violation | 2000 | CA-SCAQMD | $5,000 |
| Bank of America, N.A. | consumer protection violation | 2017 | CA-MULTI | $1,940,000 |
| COUNTRYWIDE FINANCIAL CORPORATION, | wage and hour violation | 2008 | CA-LCO | $5,164 |
| Bank of America | export control violation | 2017 | BIS | $44,625 |
| Merrill Lynch & Pierce, Fenner & Smith Inc. | investor protection violation | 2010 | AR-SEC | $15,000 |
| Bank of America | False Claims Act and related | 2001 | AK-AG | $35,600,000 |
| Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,000,000 |
| Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
| Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $1,900,000 |
| Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,600,000 |
| Merrill Lynch | wage and hour violation | 2016 | private lawsuit-state | $2,645,000 |
| Bank of America | wage and hour violation | 2016 | private lawsuit-state | $4,000,000 |
| Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $3,250,000 |
| Merrill Lynch | wage and hour violation | 2016 | private lawsuit-federal | $14,000,000 |
| Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $36,000,000 |
| Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $2,250,000 |
| Bank of America | wage and hour violation | 2015 | private lawsuit-federal | $9,000,000 |
| Countrywide Home Loans Inc. | wage and hour violation | 2015 | private lawsuit-federal | $9,649,000 |
| Merrill Lynch | wage and hour violation | 2014 | private lawsuit-federal | $6,900,000 |
| Bank of America | wage and hour violation | 2013 | private lawsuit-federal | $73,000,000 |
| Merrill Lynch | wage and hour violation | 2013 | private lawsuit-federal | $12,000,000 |
| Merrill Lynch | wage and hour violation | 2013 | private lawsuit-federal | $21,000,000 |
| Bank of America | wage and hour violation | 2010 | private lawsuit-state | $16,650,000 |
| Merrill Lynch | wage and hour violation | 2010 | private lawsuit-federal | $43,500,000 |
| Bank of America | wage and hour violation | 2010 | private lawsuit-federal | $661,392 |
| Bank of America | wage and hour violation | 2007 | private lawsuit-state | $2,500,000 |
| Bank of America | wage and hour violation | 2006 | private lawsuit-federal | $9,000,000 |
| Merrill Lynch | wage and hour violation | 2006 | private lawsuit-federal | $37,000,000 |
| Countrywide Financial | wage and hour violation | 2005 | private lawsuit-state | $30,000,000 |
| Bank of America | wage and hour violation | 2003 | private lawsuit-state | $4,100,000 |
| Bank of America | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
| Merrill Lynch | employment discrimination | 2013 | private lawsuit-federal | $38,225,000 |
| Merrill Lynch | employment discrimination | 2013 | private lawsuit-federal | $160,000,000 |
| Banc of America Investment Services | employment discrimination | 2009 | private lawsuit-federal | $7,200,000 |
| FleetBoston Financial Corp | benefit plan administrator violation | 2008 | private lawsuit-federal | $83,401,000 |
| Bank of America Corp | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
| Merrill Lynch | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| Merrill Lynch & Co., Inc. | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
| Countrywide Financial Corporation | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
| LaSalle Bank | benefit plan administrator violation | 2011 | private lawsuit-federal | $13,500,000 |
| MBNA Corp. | benefit plan administrator violation | 2009 | private lawsuit-federal | $4,500,000 |
| Bank of America, NA | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $3,670,000 |
| Bank of America Corporation | privacy violation | 2014 | private lawsuit-federal | $32,083,905 |
| Countrywide Financial Corp. | privacy violation | 2010 | private lawsuit-federal | $6,500,000 |
| Countrywide Financial Corporation | WARN Act violation | 2013 | private lawsuit-federal | $1,200,000 |
| Bank of America | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $26,420,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $187,500,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $17,000,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $20,000,000 |
| Bank of AmericaCorp. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Bank of America, N.A. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Merrill Lynch Pierce Fenner & Smith Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Bank of America | consumer protection violation | 2013 | private lawsuit-federal | $20,000,000 |
| Bank of America et al. | consumer protection violation | 2020 | private lawsuit-federal | $252,500,000 |
| Bank of America N.A. | consumer protection violation | 2022 | private lawsuit-federal | $1,200,000 |
| Bank of America N.A. | consumer protection violation | 2022 | private lawsuit-federal | $75,000,000 |
| Bank of America N.A. | consumer protection violation | 2021 | private lawsuit-federal | $5,950,000 |
| Bank of America N.A. | consumer protection violation | 2020 | private lawsuit-federal | $35,000,000 |
| Bank of America N.A. | consumer protection violation | 2020 | private lawsuit-federal | $4,950,000 |
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