Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Company Summary

Current Parent Company Name: BNP Paribas
Ownership Structure: publicly traded
Headquartered in: France
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$9,914,369,733
Number of records: 21
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$9,055,257,20011
competition-related offenses$776,000,0004
government-contracting-related offenses$80,000,0001
miscellaneous offenses$3,025,0002
employment-related offenses$87,5333
Top 5 Primary Offense TypesPenalty TotalNumber of Records
economic sanction violation$8,973,600,0003
foreign exchange market manipulation$686,000,0003
interest rate benchmark manipulation$90,000,0001
False Claims Act and related$80,000,0001
tax violations$59,783,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
BNP Paribasinvestor protection violation2022CFTC$6,000,000
Bank of the Westbanking violation2021FDIC$281,000
BNP Paribas Securities Corp.investor protection violation2020SEC$250,000
Bank Of The Westwage and hour violation2020CA-LCO$5,783
BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc.anti-money-laundering deficiencies2019FINRA$15,000,000
BNP Paribas USA Inc.foreign exchange market manipulation2018DOJ_ANTITRUST$90,000,000
BNP Paribas Securities Corp.interest rate benchmark manipulation2018CFTC$90,000,000
BNP Paribas S.A.foreign exchange market manipulation2017FED$246,000,000
BNP Paribas S.A.foreign exchange market manipulation2017NY-DFS$350,000,000
BNP Paribas S.A.economic sanction violation2015DOJ_CRIMINAL$8,973,600,000
BNP Paribas Securitiesinvestor protection violation2015CFTC$140,000
BNP Paribas (Suisse) SAtax violations2015DOJ_TAX$59,783,000
Bank of the Westwage and hour violation2015WHD$33,750
BNP ParibasFalse Claims Act and related2014DOJ_CIVIL$80,000,000
BNP Paribas S.A.economic sanction violation2014NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000
BNP Paribaseconomic sanction violation2014NY-DFS(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000
Bank of the Westemployment discrimination2011EEOC$48,000
BANK OF THE WESTbanking violation2011FDIC$135,000
BANK OF THE WESTbanking violation2010FDIC$68,200
BNP Paribas Commodity Futures, Ltd.data submission deficiencies2008CFTC$25,000
Cinergy Marketing & Trading, LPdata submission deficiencies2004CFTC$3,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.