Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| Aeroflex Incorporated | Advent International | private equity (including portfolio companies) | export control violation | 2013 | DDTC | $8,000,000 |
| Space Systems Loral | Advent International | private equity (including portfolio companies) | export control violation | 2002 | DDTC | $20,000,000 |
| FIVE BELOW | Advent International | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| Cobham Holdings, Inc | Advent International | private equity (including portfolio companies) | economic sanction violation | 2018 | OFAC | $87,507 |
| McAfee | Advent International | private equity (including portfolio companies) | consumer protection violation | 2009 | NY-AG | $375,000 |
| Quala Systems, Inc. | Advent International | private equity (including portfolio companies) | environmental violation | 2001 | CT-ENV | $170,000 |
| Quala Systems Inc | Advent International | private equity (including portfolio companies) | environmental violation | 2014 | LA-ENV | $8,109 |
| Quala Systems Inc | Advent International | private equity (including portfolio companies) | environmental violation | 2008 | LA-ENV | $33,007 |
| COBHAM DEFENSE SYSTEMS | Advent International | private equity (including portfolio companies) | environmental violation | 2013 | MA-ENV | $8,580 |
| QUALA SYSTEMS INCORPORATED | Advent International | private equity (including portfolio companies) | environmental violation | 2001 | TX-ENV | $12,500 |
| Qualawash Holdings, LLC | Advent International | private equity (including portfolio companies) | environmental violation | 2022 | AL-ENV | $9,920 |
| SPACE SYSTEMS LORAL | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,775 |
| QUALA SYSTEMS, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $5,000 |
| NATIONAL BEDDING COMPANY DBA SERTA MATTRESS CO. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $10,150 |
| QUALA WASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $12,100 |
| NATIONAL BEDDING COMPANY DBA SERTA MATTRESS CO. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $15,500 |
| QUALA SYSTEMS, INC. DBA QUALAWASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $30,000 |
| QUALA SYSTEMS, INC. DBA QUALAWASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,000 |
| SARGENT FLETCHER INC DBA COBHAM MISSION SYSTEMS | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,000 |
| SPACE SYSTEMS LORAL | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $18,185 |
| CARLETON TECHNOLOGIES INC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $6,375 |
| CARLETON LIFE SUPPORT SYSTEMS INC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $6,375 |
| QUALAWASH HOLDINGS, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $7,000 |
| NATIONAL BEDDING COMPANY, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $10,550 |
| QUALAWASH HOLDINGS, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $9,800 |
| NATIONAL BEDDING LLC DBA SERTA MATTRESS COMPANY | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $5,100 |
| NATIONAL BEDDING COMPANY LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $17,000 |
| FIVE BELOW, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,410 |
| FIVE BELOW STORE 582 | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,500 |
| QUALAWASH HOLDINGS, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $11,605 |
| QUALAWASH HOLDINGS, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $10,000 |
| COBHAM ADVANCED ELECTRONIC SOLUTIONS, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $18,560 |
| FIVE BELOW, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,350 |
| QUALAWASH HOLDINGS, LLC | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $18,602 |
| FIVE BELOW, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $6,696 |
| Qualawash Holdings, LLC | Advent International | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $74,000 |
| GE Jenbacher GmbH & Co OHG | Advent International | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $30,000 |
| API Technologies | AEA Investors | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $30,000 |
| API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2012 | PA-ENV | $6,300 |
| API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,211 |
| Swanson Plating Corporation, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | WV-ENV | $5,880 |
| Cytozyme Laboratories, Inc. | AEA Investors | private equity (including portfolio companies) | environmental violation | 2021 | UT-SLCDA | $2,000,000 |
| SWANSON PLATING COMPANY, INC. | AEA Investors | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,663 |
| API TECHNOLOGIES CORP. | AEA Investors | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $5,850 |
| Excelitas Technologies Corporation | AEA Investors | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $46,968 |
| SWANSON PLATING | AEA Investors | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $22,000 |
| ANALOGIC CORPORATION | Altaris Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $19,600 |
| COLUMBIA LIGHTING | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2002 | PA-ENV | $9,000 |
| COLUMBIA LIGHTING | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $12,800 |
| Armstrong Wood Products | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2007 | NE-ENV | $112,500 |
| Fleetwood Travel Trailers of Texas, Inc. | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $10,250 |
| Armstrong Hardwood Flooring Company | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $46,075 |
| COLUMBIA LIGHTING INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2000 | OSHA | $7,200 |
| CHAMPION BUS INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $5,778 |
| ARMSTRONG WOOD PRODUCTS | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $7,539 |
| POLAR TANK TRAILER CORP | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $10,800 |
| CHAMPION BUS INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $16,005 |
| CARLISLE TIRE & WHEEL COMPANY | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $9,448 |
| POLAR TANK TRAILER CORP | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $7,000 |
| ARMSTRONG WOOD PRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $6,000 |
| CARLISLE TRANSPORATION PRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $10,000 |
| CARLISLE TIRE & WHEEL COMPANY | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,550 |
| CHAMPION BUS INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $9,040 |
| WHEELED COACH INDUSTRIES, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,175 |
| POLAR TANK TRAILER LLC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $5,640 |
| CARLISLE TRANSPORTATION PRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $11,000 |
| POLAR TANK TRAILER | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2013 | OSHA | $14,280 |
| THE CARLSTAR GROUP LLC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $5,200 |
| ARMSTRONG HARDWOOD FLOORING COMPANY | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $6,450 |
| THE CARLSTAR GROUP LLC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $35,617 |
| COMMONWEALTH ROLLED PRODUCTS LLC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $5,355 |
| ACPRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $10,080 |
| WHEELED COACH INDUSTRIES, INC. | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2002 | EPA | $48,700 |
| Armstrong Hardwood Flooring | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $36,106 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2010 | FMCSA | $10,000 |
| SUNDANCE HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $65,882 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $9,750 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $11,520 |
| Momentive Specialty Chemicals Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $6,000 |
| AIR METHODS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $32,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $11,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $7,500 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $10,000 |
| OMNIFLIGHT HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $48,000 |
| OMNIFLIGHT HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $15,000 |
| FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $5,500 |
| Blue Bird Body | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2002 | NHTSA | $65,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $55,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $100,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $65,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $10,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2017 | FAA | $400,000 |
| HEXION Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $7,500 |
| HEXION Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $6,000 |
| Milk Specialties Company | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2008 | WI-AG | $75,000 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $195,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $1,540,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $91,500 |
