Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| JNL Oilfield Instruments, LLC | accounting fraud or deficiencies | 2016 | SEC | $160,000 | ||
| Phoenix Companies | accounting fraud or deficiencies | 2016 | SEC | $600,000 | ||
| StratoComm Corporation | accounting fraud or deficiencies | 2016 | SEC | $5,068,709 | ||
| Icon Capital | accounting fraud or deficiencies | 2016 | SEC | $750,000 | ||
| IEC Electronics Corp. | accounting fraud or deficiencies | 2016 | SEC | $200,000 | ||
| Swisher Hygiene | Ecolab | chemicals | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
| Cabela's | Bass Pro | retailing | accounting fraud or deficiencies | 2016 | SEC | $1,000,000 |
| Logitech International | Logitech International | electrical and electronic equipment | accounting fraud or deficiencies | 2016 | SEC | $7,500,000 |
| INTL FCStone | StoneX Group | financial services | accounting fraud or deficiencies | 2016 | SEC | $150,000 |
| Burrill Capital Management | accounting fraud or deficiencies | 2016 | SEC | $4,785,000 | ||
| ModusLink Global Solutions Inc. | Steel Connect Inc. | freight and logistics | accounting fraud or deficiencies | 2016 | SEC | $1,600,000 |
| Magnum Hunter Resources Corporation | Blue Ridge Mountain Resources | oil and gas | accounting fraud or deficiencies | 2016 | SEC | $250,000 |
| KeyBanc Capital Markets Inc. | KeyCorp | financial services | accounting fraud or deficiencies | 2016 | SEC | $175,000 |
| Marrone Bio Innovations | accounting fraud or deficiencies | 2016 | SEC | $1,750,000 | ||
| Monsanto Company | Bayer | chemicals | accounting fraud or deficiencies | 2016 | SEC | $80,000,000 |
| eAdGear Inc. | accounting fraud or deficiencies | 2016 | SEC | $22,640,000 | ||
| Ocwen Financial Corp. | Ocwen Financial | financial services | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
| Miller Energy Resources | accounting fraud or deficiencies | 2016 | SEC | $5,000,000 | ||
| Grant Thornton LLP | Grant Thornton | business services | accounting fraud or deficiencies | 2015 | SEC | $4,500,000 |
| St. Joe Company | St. Joe Company | real estate | accounting fraud or deficiencies | 2015 | SEC | $2,750,000 |
| Summit Trust Company | accounting fraud or deficiencies | 2015 | SEC | $18,900,000 | ||
| Home Loan Servicing Solutions Ltd. | accounting fraud or deficiencies | 2015 | SEC | $1,500,000 | ||
| Grant Thornton India LLP and Grant Thornton Audit Pty Limited | Grant Thornton | business services | accounting fraud or deficiencies | 2015 | SEC | $365,085 |
| Trinity Capital Corporation | accounting fraud or deficiencies | 2015 | SEC | $1,500,000 | ||
| Idle Media Inc. | accounting fraud or deficiencies | 2015 | SEC | $50,000 | ||
| Stein Mart Inc. | accounting fraud or deficiencies | 2015 | SEC | $800,000 | ||
| BDO USA | BDO International | business services | accounting fraud or deficiencies | 2015 | SEC | $2,100,000 |
| Bankrate Inc. | Red Ventures | business services | accounting fraud or deficiencies | 2015 | SEC | $15,000,000 |
| MusclePharm Corporation | accounting fraud or deficiencies | 2015 | SEC | $700,000 | ||
| Summit Asset Strategies | accounting fraud or deficiencies | 2015 | SEC | $1,143,933 | ||
| Vero Capital Management LLC | accounting fraud or deficiencies | 2015 | SEC | $3,068,706 | ||
| Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2015 | SEC | $1,113,916 |
| AlphaBridge Capital Management | accounting fraud or deficiencies | 2015 | SEC | $5,000,000 | ||
| Computer Sciences Corporation | DXC Technology | information technology | accounting fraud or deficiencies | 2015 | SEC | $190,000,000 |
| First Bancorp | First Bancorp (North Carolina) | financial services | accounting fraud or deficiencies | 2015 | SEC | $275,000 |
| Polycom Inc. | Plantronics | miscellaneous manufacturing | accounting fraud or deficiencies | 2015 | SEC | $750,000 |
| GLR Advisers LLC | accounting fraud or deficiencies | 2015 | SEC | $2,772,475 | ||
| Broadwind Energy | Broadwind Inc. | utilities and power generation | accounting fraud or deficiencies | 2015 | SEC | $1,000,000 |
| Portugal Telecom SGPS S.A. | accounting fraud or deficiencies | 2016 | SEC | $125,000 | ||
| Ernst & Young | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $9,300,000 |
| Park National Corporation | Park National Corp. | financial services | accounting fraud or deficiencies | 2016 | SEC | $500,000 |
| Orrstown Financial Services, Inc. | accounting fraud or deficiencies | 2016 | SEC | $1,000,000 | ||
| Weatherford International | Weatherford International | oilfield services and supplies | accounting fraud or deficiencies | 2016 | SEC | $140,000,000 |
| International Game Technology | International Game Technology | miscellaneous manufacturing | accounting fraud or deficiencies | 2016 | SEC | $500,000 |
| Credit Suisse AG | UBS | financial services | accounting fraud or deficiencies | 2016 | SEC | $90,000,000 |
| Lime Energy Co. | accounting fraud or deficiencies | 2016 | SEC | $1,000,000 | ||
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2016 | SEC | $11,800,000 |
| FMC Technologies | TechnipFMC | oilfield services and supplies | accounting fraud or deficiencies | 2016 | SEC | $2,500,000 |
| Powersecure International, Inc. | accounting fraud or deficiencies | 2016 | SEC | $470,000 | ||
| United Airlines | United Airlines Holdings | airlines | accounting fraud or deficiencies | 2016 | SEC | $2,400,000 |
| KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2016 | SEC | $230,000 |
| Jack Henry & Associates, Inc. | Jack Henry & Associates | information technology | accounting fraud or deficiencies | 2016 | SEC | $780,000 |
| L3 Technologies Inc. | L3Harris Technologies | aerospace and military contracting | accounting fraud or deficiencies | 2017 | SEC | $1,600,000 |
| Mondelez International, Inc. | Mondelez International | food products | accounting fraud or deficiencies | 2017 | SEC | $13,000,000 |
| General Motors | General Motors | motor vehicles | accounting fraud or deficiencies | 2017 | SEC | $1,000,000 |
| MDC Partners | accounting fraud or deficiencies | 2017 | SEC | $1,500,000 | ||
| Overseas Shipholding Group | Overseas Shipholding Group | freight and logistics | accounting fraud or deficiencies | 2017 | SEC | $5,000,000 |
| MagnaChip Semiconductor Corporation | accounting fraud or deficiencies | 2017 | SEC | $3,000,000 | ||
| Galena Biopharma, Inc. | SELLAS Life Sciences Group | pharmaceuticals | accounting fraud or deficiencies | 2017 | SEC | $200,000 |
| Osiris Therapeutics | Smith & Nephew | medical equipment and supplies | accounting fraud or deficiencies | 2017 | SEC | $1,500,000 |
| Alere Inc. | Abbott Laboratories | pharmaceuticals | accounting fraud or deficiencies | 2017 | SEC | $13,023,885 |
| Paritz & Company | accounting fraud or deficiencies | 2017 | SEC | $132,049 | ||
| Penn West Petroleum Ltd. | accounting fraud or deficiencies | 2017 | SEC | $8,500,000 | ||
| BDO Canada | accounting fraud or deficiencies | 2018 | SEC | $50,000 | ||
| KPMG | KPMG | business services | accounting fraud or deficiencies | 2018 | SEC | $241,305 |
| Deloitte & Touche | Deloitte | business services | accounting fraud or deficiencies | 2018 | SEC | $99,057 |
| Weinberg & Baer LLC | accounting fraud or deficiencies | 2018 | SEC | $62,899 | ||
| Elbit Imaging Ltd. | accounting fraud or deficiencies | 2018 | SEC | $500,000 | ||
| Li & Co. | accounting fraud or deficiencies | 2018 | SEC | $70,143 | ||
| Maxwell Technologies, Inc. | Tesla Inc. | motor vehicles | accounting fraud or deficiencies | 2018 | SEC | $2,800,000 |
| JH Darbie & Co. | accounting fraud or deficiencies | 2018 | SEC | $50,113 | ||
| BGC Financial | accounting fraud or deficiencies | 2018 | SEC | $1,250,000 | ||
| KBR Inc. | KBR | construction and engineering | accounting fraud or deficiencies | 2018 | SEC | $2,500,000 |
| Barrett Business Services Inc. | Barrett Business Services | miscellaneous services | accounting fraud or deficiencies | 2018 | SEC | $1,500,000 |
| Tangoe Inc. | Tangoe Inc. | information technology | accounting fraud or deficiencies | 2018 | SEC | $1,500,000 |
| Crowe LLP | accounting fraud or deficiencies | 2018 | SEC | $1,500,000 | ||
| Agria Corporation | accounting fraud or deficiencies | 2018 | SEC | $3,000,000 | ||
| Bingham Memorial Hospital, Inc. | accounting fraud or deficiencies | 2015 | ID-AG | $50,000 | ||
| Ernst & Young LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | NY-AG | $10,000,000 |
| Deloitte Touche Tohmatsu Certified Public Accountants Limited | Deloitte | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| Ernst & Young Hua Ming LLP | Ernst & Young | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| KPMG Huazhen | KPMG | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| PricewaterhouseCoopers Zhong Tian CPAs Limited Company | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2015 | SEC | $500,000 |
| Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2018 | PCAOB | $350,000 |
| Zhang Hongling CPA, P.C. | accounting fraud or deficiencies | 2018 | PCAOB | $15,000 | ||
| Breard & Associates, Inc. | accounting fraud or deficiencies | 2018 | PCAOB | $75,000 | ||
| Frazier & Deeter, LLC | accounting fraud or deficiencies | 2018 | PCAOB | $15,000 | ||
| Richard J. Girasole, CPA PC | accounting fraud or deficiencies | 2018 | PCAOB | $10,000 | ||
| Deloitte & Touche LLP | Deloitte | business services | accounting fraud or deficiencies | 2018 | PCAOB | $500,000 |
| Shedjama Inc. | accounting fraud or deficiencies | 2018 | PCAOB | $10,000 | ||
| Baum & Company, P.A. | accounting fraud or deficiencies | 2018 | PCAOB | $10,000 | ||
| Tarvaran Askelson & Company, LLP | accounting fraud or deficiencies | 2018 | PCAOB | $15,000 | ||
| DRT Bagimsiz Denetim ve Serbest Muhasebeci Mali Musavirlik A.S. | accounting fraud or deficiencies | 2017 | PCAOB | $750,000 | ||
| Grant Thornton LLP | Grant Thornton | business services | accounting fraud or deficiencies | 2017 | PCAOB | $1,500,000 |
| Stevenson & Company CPAs LLC | accounting fraud or deficiencies | 2017 | PCAOB | $10,000 | ||
| Weld Asia Associates | accounting fraud or deficiencies | 2017 | PCAOB | $20,000 | ||
| Anthony Kam & Associates Limited | accounting fraud or deficiencies | 2017 | PCAOB | $10,000 | ||
| VanDuyne, Bruno & Co., P.A. | accounting fraud or deficiencies | 2017 | PCAOB | $10,000 | ||
| Brace & Associates, PLLC | accounting fraud or deficiencies | 2017 | PCAOB | $10,000 | ||
| Weaver and Tidwell, L.L.P. | accounting fraud or deficiencies | 2017 | PCAOB | $30,000 | ||
| BDO Auditores, S.L.P. | accounting fraud or deficiencies | 2017 | PCAOB | $40,000 |
