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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Apollo Global Management
Ownership Structure: publicly traded (ticker symbol APO)
Headquartered in: New York
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $1,234,942,355
Number of records: 495
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$420,064,63336
financial offenses$291,725,0007
government-contracting-related offenses$289,534,35411
competition-related offenses$131,500,0005
employment-related offenses$79,279,34396
Top 5 Primary Offense TypesPenalty TotalNumber of Records
False Claims Act and related$289,534,35411
accounting fraud or deficiencies$238,500,0003
consumer protection violation$209,452,20010
privacy violation$140,700,0005
price-fixing or anti-competitive practices$69,000,0004
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
America Onlineaccounting fraud or deficiencies2004DOJ_CRIMINAL$210,000,000
America Online, Inc.accounting fraud or deficiencies2000SEC$3,500,000
AOLaccounting fraud or deficiencies2006AK-AG$25,000,000
WALKER MANUFACTURINGaviation safety violation2014FAA$19,400
Federal-Mogul Corporationbenefit plan administrator violation2007private lawsuit-federal$12,000,000
ADT Security Services, Inc.consumer protection violation2002NY-AG$750,000
America Onlineconsumer protection violation2007MULTI-AG$3,000,000
America Onlineconsumer protection violation2005NY-AG$1,250,000
America Online, Inc.consumer protection violation2005OH-AG$75,000
Michaels Stores, Inc.consumer protection violation2011NY-AG$1,800,000
Shutterfly, Inc.consumer protection violation2010NY-AG$952,200
Yahoo Inc.consumer protection violation2003NY-AG$75,000
ADT LLCconsumer protection violation2019private lawsuit-federal$16,000,000
Aviva USA Corporationconsumer protection violation2009private lawsuit-federal$185,250,000
Yahoo Inc.consumer protection violation2018private lawsuit-federal$300,000
Alcoa Mill Products Inc.employment discrimination2011OFCCP$540,172
Kindred Nursing Centers Westemployment discrimination2011EEOC$10,000
InterCallemployment discrimination2011OFCCP$700,000
Alcoa Inc. (now Arconic)employment discrimination2003private lawsuit-federal$2,482,000
Gentiva Health Services dba Kindred at Homeemployment discrimination2021EEOC$160,000
Michaels Storeemployment discrimination2022CA-CRD$6,850
CEC Entertainment, Inc.employment screening violation2016private lawsuit-federal$1,750,500
Alcoa Inc.environmental violation2000EPA$8,800,000
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$6,477
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$7,836
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$6,630
UNIVAR SOLUTIONS USA INCenvironmental violation2019PA-ENV$24,000
UNIVAR SOLUTIONS USA INCenvironmental violation2017PA-ENV$65,000
UNIVAR SOLUTIONS USA INCenvironmental violation2016PA-ENV$7,350
UNIVAR SOLUTIONS USA INCenvironmental violation2016PA-ENV$13,500
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$37,165
KINDRED HOSP PITTSBURGH - NORTH SHOREenvironmental violation2011PA-ENV$20,250
Nexeo Solutions, LLCenvironmental violation2012AL-ENV$5,500
Univar USA, Inc.environmental violation2013CA-DPR$66,353
Univar Solutions USA Incenvironmental violation2016CO-DPHE$8,190
VAN WATERS & ROGERS, INC.environmental violation2001FL-DEP$7,900
Arconic Incenvironmental violation2018IA-ENV$5,000
FEDERAL MOGULenvironmental violation2008IL-ENV$49,127
Federal-Mogul Corporationenvironmental violation2005IL-ENV$10,000
ARCONIC LAFAYETTE OPERATONSenvironmental violation2020IN-ENV$5,000
ALCOA INCenvironmental violation2019IN-ENV$28,750
THE PULLMAN COenvironmental violation2019IN-ENV$10,200
ALCOA INCenvironmental violation2015IN-ENV$6,250
THE PULLMAN COenvironmental violation2014IN-ENV$10,200
ALCOA INCenvironmental violation2013IN-ENV$6,200
UNIVAR USAenvironmental violation2008IN-ENV$5,250
ALCOA INCenvironmental violation2007IN-ENV$7,000
FEDERAL MOGUL CORPenvironmental violation2001IN-ENV$12,600
FEDERAL MOGUL CORPenvironmental violation2010KY-ENV$5,000
UNIVAR USA, INCenvironmental violation2003KY-ENV$8,750
Nexeo Solutions, LLCenvironmental violation2019LA-ENV$40,000
UNIVAR SOLUTIONS USA INCenvironmental violation2009MA-ENV$6,250
UNIVAR SOLUTIONS USA INCenvironmental violation2005MA-ENV$12,000
Federal-Mogul Powertrain LLCenvironmental violation2018MN-ENV$7,200
Federal-Mogul Powertrain LLCenvironmental violation2008MN-ENV$8,500
Federal-Mogul Powertrain LLCenvironmental violation2006MN-ENV$5,625
Burrows Paper Corporationenvironmental violation2012MS-ENV$20,000
ADT SECURITY SYS MFG (FORMER)environmental violation2001NJ-ENV$7,500
Univar USA Inc.environmental violation2017NM-ENV$36,615
Tenneco Automotive Inc.environmental violation2002OH-ENV$14,240
Univar USA Inc.environmental violation2018OR-ENV$60,948
UNIVAR USA INC.environmental violation2006OR-ENV$7,400
FEDERAL-MOGUL CORPenvironmental violation2009SC-ENV$6,500
Shutterfly, Inc.environmental violation2017SC-ENV$8,340
Shutterfly, Inc.environmental violation2016SC-ENV$25,000
Arconic Tennessee LLCenvironmental violation2014TN-ENV$6,500
Univar USA Inc. fka DPC Enterprises, LPenvironmental violation2014TN-ENV$18,087
Arconic Tennessee LLCenvironmental violation2011TN-ENV$8,000
Univar USA Inc. fka DPC Enterprises, LPenvironmental violation2011TN-ENV$21,762
Arconic Tennessee LLCenvironmental violation2009TN-ENV$20,000
Alumax Mill Products, Inc.environmental violation2019TX-ENV$5,520
Magnablend, Inc.environmental violation2013TX-ENV$38,500
Alcoa, Inc.environmental violation2010TX-ENV$19,655
Alumax Mill Products, Inc.environmental violation2009TX-ENV$9,544
Alumax Mill Products, Inc.environmental violation2009TX-ENV$46,350
Alcoa, Inc.environmental violation2006TX-ENV$72,000
Federal-Mogul Corp.environmental violation2013VA-ENV$11,600
Federal-Mogul Corp.environmental violation2011VA-ENV$21,433
Federal-Mogul Corp.environmental violation2011VA-ENV$9,555
UNIVAR USA INC KENTenvironmental violation2008WA-ENV$40,000
Univar Solutions USA, Inc.environmental violation2021EPA$165,000
Univar Solutions USA Incenvironmental violation2021FL-DEP$9,210
Univar Solutions USA, Inc.environmental violation2021FL-DEP$12,330
UNIVAR SOLUTIONS USAenvironmental violation2021NJ-ENV$11,400
Kindred Hospital Baldwin Parkenvironmental violation2017CA-SCAQMD$8,173
Kindred Hospital Westminsterenvironmental violation2010CA-SCAQMD$5,000
Kindred Hospital Ontarioenvironmental violation2006CA-SCAQMD$7,950
Univar USA, Inc.environmental violation2021OR-ENV$19,700
Univar Solutions USA, Inc.environmental violation2021SC-ENV$12,000
Federal-Mogul Powertrain LLCenvironmental violation2022IN-ENV$58,210
Univar Solutions USA Inc.environmental violation2022EPA$134,386
Univar Solutions USA Inc.environmental violation2023EPA$800,000
Univar Solutions USA, Inc.environmental violation2022EPA$132,787
Arconic, Inc.environmental violation2019EPA$45,000
TENNECO AUTOMOTIVE WALKER MANUFACTURINGenvironmental violation2002EPA$12,000
FEDERAL-MOGUL IGNITION COenvironmental violation2005EPA$25,000
FEDERAL MOGUL CORPORATIONenvironmental violation2005EPA$12,891
UNIVAR USA, INC.environmental violation2016EPA$18,061
UNIVAR SOLUTIONS USA INC.environmental violation2022EPA$61,698
FEDERAL MOGUL CORPORATIONenvironmental violation2004EPA$5,000
UNIVAR USA INC.environmental violation2009EPA$19,730
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.