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Violation Tracker Agency Summary Page
Agency Name: Federal Reserve
Penalty Total since 2000: $7,011,835,148
Number of Records: 176
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
JPMorgan Chase | $977,100,000 | 5 |
UBS | $810,500,000 | 4 |
Goldman Sachs | $589,140,000 | 6 |
HSBC | $471,000,000 | 3 |
Citigroup | $442,600,000 | 4 |
Deutsche Bank | $441,705,500 | 5 |
Bank of America | $385,500,000 | 3 |
Barclays | $342,000,000 | 1 |
NatWest Group PLC | $324,000,000 | 2 |
Standard Chartered | $264,000,000 | 2 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Penalty Amount |
Hocking Valley Bank | | | banking violation | 2004 | $9,500 |
Provident Bank | | | banking violation | 2003 | $34,100 |
The Bank of Currituck | | | banking violation | 2003 | $16,000 |
WestLB AG | | | banking violation | 2003 | $3,000,000 |
Community State Bank | | | banking violation | 2003 | $5,250 |
Community First Bank & Trust | | | banking violation | 2003 | $5,500 |
Citizens Bank and Trust Company | | | banking violation | 2003 | $7,000 |
First Bank | | | banking violation | 2003 | $17,150 |
Dexia, S.A. | | | banking violation | 2002 | $50,000 |
McIlroy Bank and Trust | | | banking violation | 2001 | $10,500 |
U.S. Trust Corporation | Bank of America | financial services | banking violation | 2001 | $5,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2016 | $61,900,000 |
Customers Bank | Customers Bancorp | financial services | banking violation | 2016 | $960,000 |
Banco Bilbao Vizcaya Argentaria, S.A. | Banco Bilbao Vizcaya Argentaria | financial services | banking violation | 2016 | $27,000,000 |
ServiceLink Holdings, LLC | Fidelity National Financial | financial services | banking violation | 2017 | $65,000,000 |
Bank of Star City, | | | banking violation | 2017 | $11,000 |
Platte Valley Bank | | | banking violation | 2017 | $33,785 |
SunTrust Bank | Truist Financial | financial services | banking violation | 2017 | $1,501,000 |
Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | banking violation | 2017 | $3,000,000 |
Wayne Bank and Trust Company | | | banking violation | 2017 | $23,000 |
Mid America Bank and Trust | | | banking violation | 2017 | $5,000,000 |
Bank of Gueydan | | | banking violation | 2017 | $7,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | $175,000,000 |
First Nebraska Bank | | | banking violation | 2017 | $55,500 |
Goldman Sachs Bank USA | Goldman Sachs | financial services | banking violation | 2018 | $90,000 |
Peoples Bank | | | banking violation | 2017 | $2,800,000 |
Clear Mountain Bank | | | banking violation | 2018 | $14,000 |
US Bancorp | U.S. Bancorp | financial services | banking violation | 2018 | $15,000,000 |
Bank of Fayette County | | | banking violation | 2018 | $12,000 |
Citigroup | Citigroup | financial services | banking violation | 2018 | $8,600,000 |
Community Trust Bank, Inc. | | | banking violation | 2018 | $4,750,000 |
MyBank | | | banking violation | 2018 | $49,000 |
The First State Bank of Dongola | | | banking violation | 2018 | $15,000 |
Bank of New York Mellon | Bank of New York Mellon | financial services | banking violation | 2018 | $16,000 |
Wintrust Financial Corporation | Wintrust Financial Corp. | financial services | banking violation | 2019 | $1,012,500 |
UniCredit, S.p.A. | UniCredit | financial services | banking violation | 2019 | $158,000,000 |
Standard Chartered plc | Standard Chartered | financial services | banking violation | 2019 | $164,000,000 |
Brookline Bank | | | banking violation | 2019 | $36,000 |
First Ipswich Bank | | | banking violation | 2019 | $20,000 |
First State Bank Nebraska | | | banking violation | 2019 | $37,000 |
Farmers & Merchants Bank of Craig County | | | banking violation | 2020 | $9,500 |
Alden State Bank | | | banking violation | 2020 | $36,500 |
East West Bank | East West Bancorp | financial services | banking violation | 2020 | $129,108 |
Amboy Bank | | | banking violation | 2020 | $28,000 |
Bank of Clarke County | | | banking violation | 2020 | $5,500 |
Putnam County Bank | | | banking violation | 2020 | $24,500 |
Benchmark Community Bank | | | banking violation | 2020 | $8,500 |
Farmers Bank & Trust Company | | | banking violation | 2020 | $12,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | banking violation | 2020 | $154,000,000 |
M&T Bank | M&T Bank | financial services | banking violation | 2020 | $546,000 |
The Yellowstone Bank | | | banking violation | 2021 | $9,500 |
Bryn Mawr Trust Company | WSFS Financial Corp. | financial services | banking violation | 2021 | $105,000 |
South Shore Bank | | | banking violation | 2021 | $71,000 |
Dime Community Bank | | | banking violation | 2021 | $11,000 |
Commercial Bank | | | banking violation | 2021 | $26,500 |
First Vision Bank | | | banking violation | 2021 | $8,000 |
Pioneer Bank | | | banking violation | 2021 | $11,000 |
First Midwest Bank | Old National Bancorp | financial services | banking violation | 2022 | $253,500 |
EagleBank | | | banking violation | 2022 | $9,500,000 |
Easthampton Savings Bank | | | banking violation | 2022 | $17,000 |
North American Banking Company | | | banking violation | 2022 | $13,950 |
Customers Bank | | | banking violation | 2022 | $41,500 |
Deutsche Bank Trust Company Americas | Deutsche Bank | financial services | banking violation | 2022 | $105,500 |
Popular Bank | | | banking violation | 2023 | $2,300,000 |
Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | $67,762,500 |
UBS Group AG | UBS | financial services | banking violation | 2023 | $268,500,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2023 | $2,950,000 |
Metropolitan Commercial Bank | | | banking violation | 2023 | $14,500,000 |
Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | financial services | banking violation | 2024 | $2,400,000 |
Select Bank | | | banking violation | 2024 | $9,600 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2024 | $98,200,000 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2017 | $41,000,000 |
Mega International Commercial Bank Co., Ltd. | | | anti-money-laundering deficiencies | 2018 | $29,000,000 |
State Bank of India | | | anti-money-laundering deficiencies | 2001 | $3,750,000 |
National Bank of Pakistan | | | anti-money-laundering deficiencies | 2022 | $20,400,000 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2023 | $186,000,000 |