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267 Violation Tracker results found

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Wells FargoWells Fargofinancial servicesAmericans with Disabilities Act2023USAO$10,000
Wells FargoWells Fargofinancial servicesinvestor protection violation2023CFTC$75,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020MD-AG$20,000,000
Wells Fargo & Co.Wells Fargofinancial servicesdiscriminatory practices (non-employment)2019private lawsuit-federal$10,000,000
Wells Fargo & Co.Wells Fargofinancial servicesemployment discrimination2021private lawsuit-federal$18,700,000
Wells Fargo & Co.Wells Fargofinancial servicesbenefit plan administrator violation2022private lawsuit-federal$32,500,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023FED$67,762,500
Wells Fargo & Co.Wells Fargofinancial serviceseconomic sanction violation2023OFAC$30,000,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2019private lawsuit-federal$13,460,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2019private lawsuit-federal$55,000,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2018private lawsuit-federal$142,000,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2016private lawsuit-federal$25,750,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2013private lawsuit-federal$12,500,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012FED$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011FED$85,000,000
Wells Fargo & CompanyWells Fargofinancial servicesmortgage abuses2012DOJ$5,342,200,000
Wells Fargo & CompanyWells Fargofinancial servicesAmericans with Disabilities Act2011DOJ_RIGHTS$16,055,000
Wells Fargo & CompanyWells Fargofinancial servicesemployment discrimination2014EEOC$295,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2011private lawsuit-federal$17,500,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2015private lawsuit-federal$7,420,000
Wells Fargo & CompanyWells Fargofinancial servicesinvestor protection violation2018NY-AG$65,000,000
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2014WHD$100,001
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$35,000,000
Wells Fargo & CompanyWells Fargofinancial servicesfraud2020DOJ_CIVIL$3,000,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2020private lawsuit-federal$79,000,000
Wells Fargo & CompanyWells Fargofinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,820,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$3,500,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2013private lawsuit-federal$4,000,000
Wells Fargo AdvisorsWells Fargofinancial servicesemployment discrimination2011private lawsuit-federal$32,000,000
Wells Fargo AdvisorsWells Fargofinancial servicesemployment discrimination2017private lawsuit-federal$35,500,000
WELLS FARGO ADVISORSWells Fargofinancial servicesinvestor protection violation2015VA-SEC$205,000
Wells Fargo AdvisorsWells Fargofinancial servicesanti-money-laundering deficiencies2022SEC$7,000,000
Wells Fargo Advisors and Wells Fargo Advisors Financial NetworkWells Fargofinancial servicesanti-money-laundering deficiencies2014FINRA$1,500,000
Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2016NH-BSR$35,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2014SEC$5,000,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2018SEC$5,108,441
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2012MD-SEC$50,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2016VT-FIN$300,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesanti-money-laundering deficiencies2017SEC$3,500,000
Wells Fargo Advisors, LLCWells Fargofinancial serviceswage and hour violation2018private lawsuit-federal$9,500,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2017IL-SEC$270,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2010IN-SEC$8,495
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2013FINRA$3,250,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2012FINRA$1,931,488
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2011FINRA$1,000,000
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2015FINRA$15,000,000
Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and First Clearing, LLCWells Fargofinancial servicesinvestor protection violation2016FINRA$1,500,000
Wells Fargo and CompanyWells Fargofinancial servicesbenefit plan administrator violation2022EBSA$145,000,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2012DOJ_RIGHTS$234,300,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2016CFPB$4,010,000
Wells Fargo BankWells Fargofinancial servicesbanking violation2016CFPB$100,000,000
Wells Fargo BankWells Fargofinancial servicesbanking violation2016OCC$35,000,000
Wells Fargo BankWells Fargofinancial serviceseconomic sanction violation2005OFAC$42,833
Wells Fargo BankWells Fargofinancial serviceseconomic sanction violation2003OFAC$5,500
Wells Fargo BankWells Fargofinancial servicesFamily and Medical Leave Act2006WHD$5,152
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$1,850,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2012private lawsuit-federal$280,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$100,000
Wells Fargo BankWells Fargofinancial servicesemployment screening violation2016private lawsuit-federal$12,000,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2011CT-AG$741,465
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MA-AG$675,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MD-AG$13,800,000
Wells Fargo BankWells Fargofinancial servicesprivacy violation2016CA-AG$8,500,000
Wells Fargo BankWells Fargofinancial servicesFalse Claims Act and related2008USAO$4,046,786
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2016WHD$38,230
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2015NY-DFS$4,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$10,928,870
Wells Fargo BankWells Fargofinancial servicesdiscriminatory practices (non-employment)2021HUD$125,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2022CFPB$3,700,000,000
WELLS FARGO BANK #1692Wells Fargofinancial servicesworkplace safety or health violation2013OSHA$12,000
Wells Fargo Bank N.AWells Fargofinancial servicesworkplace whistleblower retaliation2017OSHA$5,400,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2016DOJ_RIGHTS$4,100,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018OCC$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2018CFPB$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbenefit plan administrator violation2014private lawsuit-federal$62,500,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbankruptcy professional violation2015DOJ_UTP$81,600,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018MULTI-AG$575,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesemployment discrimination2019OFCCP$283,697
Wells Fargo Bank N.A.Wells Fargofinancial serviceswage and hour violation2019WHD$57,675
Wells Fargo Bank N.A.Wells Fargofinancial servicesdiscriminatory practices (non-employment)2011private lawsuit-state$3,520,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2021private lawsuit-federal$6,945,095
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2017private lawsuit-federal$750,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2017private lawsuit-federal$880,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2016private lawsuit-federal$203,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2014private lawsuit-federal$140,500,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2012private lawsuit-federal$6,778,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2012private lawsuit-federal$3,190,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2011private lawsuit-federal$125,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2024private lawsuit-federal$81,700,000
Wells Fargo Bank N.A.Wells Fargofinancial serviceswage and hour violation2024private lawsuit-federal$16,600,000
Wells Fargo Bank N.A. Municipal Products GroupWells Fargofinancial servicesinvestor protection violation2016SEC$440,000
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer ServicesWells Fargofinancial servicesconsumer protection violation2017DOJ_RIGHTS$5,400,000
Wells Fargo Bank NAWells Fargofinancial serviceswage and hour violation2011WHD$31,770
WELLS FARGO BANK NAWells Fargofinancial serviceswage and hour violation2022IL-DOL$18,049
WELLS FARGO BANK NAWells Fargofinancial serviceswage and hour violation2022IL-DOL$18,049
Wells Fargo Bank, N. A.Wells Fargofinancial servicesFamily and Medical Leave Act2016WHD$11,874
Wells Fargo Bank, N.AWells Fargofinancial serviceseconomic sanction violation2010OFAC$67,500
Wells Fargo Bank, N.A.Wells Fargofinancial servicesbanking violation2016OCC$70,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesdata submission deficiencies2016CFTC$400,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesemployment discrimination2014EEOC$290,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.