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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,979,301,281
Number of Records: 3,982
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2023VA-SEC$11,000
RBC Capital Markets LLC and RBC Capital Markets Arbitrage S.A.Royal Bank of Canadafinancial servicesinvestor protection violation2016FINRA$3,500,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2011SEC$30,400,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2016SEC$2,500,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2020SEC$3,889,007
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2021SEC$863,326
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$15,500,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2009SEC$125,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008MULTI-AG$859,800,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $9,800,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2010FINRA$135,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2009FINRA$400,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$2,108,000
RBC Capital Markets Corp.Royal Bank of Canadafinancial servicesinvestor protection violation2010NJ-AG$51,724
RBC Capital Markets Corp.Royal Bank of Canadafinancial servicesinvestor protection violation2008FINRA$150,000
RBC Capital MarketsRoyal Bank of Canadafinancial servicesinvestor protection violation2015FINRA$1,434,000
RailAmerica Contract Switching ServicesBrookfield Corporationdiversifiedrailroad safety violation2012FRA$10,000
Rail Link IncBrookfield Corporationdiversifiedworkplace safety or health violation2002MSHA$22,500
Rail Link IncBrookfield Corporationdiversifiedworkplace safety or health violation2002MSHA$22,500
Rail LinkBrookfield Corporationdiversifiedrailroad safety violation2015FRA$8,000
Rail LinkBrookfield Corporationdiversifiedrailroad safety violation2015FRA$7,000
Rail LinkBrookfield Corporationdiversifiedrailroad safety violation2016FRA$9,000
Rail LinkBrookfield Corporationdiversifiedrailroad safety violation2021FRA$15,210
QS Retail, Inc dba: Quiksilver Factory StoreBrookfield Corporationdiversifiedwage and hour violation2008WHD$15,345
QS Retail Inc.Brookfield Corporationdiversifiedwage and hour violation2008WHD$10,065
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2011FRA$5,975
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2012FRA$20,000
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2012FRA$8,875
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2013FRA$6,650
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2013FRA$22,780
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2007FRA$7,150
Puget Sound and Pacific RailroadBrookfield Corporationdiversifiedrailroad safety violation2007FRA$5,350
PUGET SOUND & PACIFIC RAILROADBrookfield Corporationdiversifiedrailroad safety violation2015FRA$7,200
PUGET SOUND & PACIFIC RAILROADBrookfield Corporationdiversifiedrailroad safety violation2015FRA$10,800
PUGET SOUND & PACIFIC RAILROADBrookfield Corporationdiversifiedrailroad safety violation2015FRA$6,950
PUGET SOUND & PACIFIC RAILROADBrookfield Corporationdiversifiedrailroad safety violation2015FRA$12,900
PUGET SOUND & PACIFIC RAILROADBrookfield Corporationdiversifiedrailroad safety violation2009FRA$6,000
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2010FRA$32,500
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2009FRA$5,000
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2010FRA$5,800
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2010FRA$7,200
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2010FRA$5,300
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2010FRA$5,300
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2013FRA$7,600
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2012FRA$6,000
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2011FRA$6,375
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2011FRA$7,750
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2012FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2015FRA$6,000
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2015FRA$5,000
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2015FRA$7,100
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2008FRA$6,500
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$5,600
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$6,700
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$6,500
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$10,500
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$12,500
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2017FRA$10,000
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2018FRA$55,310
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2018FRA$5,700
Providence And Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2020FRA$5,775
Providence And Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2020FRA$5,775
Providence And Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2020FRA$7,600
Providence and Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2021FRA$5,850
Providence And Worcester RR CompanyBrookfield Corporationdiversifiedrailroad safety violation2022FRA$5,900
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,505
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$5,775
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$5,775
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,505
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,505
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$11,500
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$11,850
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,505
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,505
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$7,505
PROVIDENCE AND WORCESTER RR COMPANYBrookfield Corporationdiversifiedrailroad safety violation2019FRA$5,925
Providence and Worcester Railroad CompanyBrookfield Corporationdiversifiedrailroad safety violation2006FRA$8,750
Providence and Worcester Railroad CompanyBrookfield Corporationdiversifiedrailroad safety violation2006FRA$9,440
PRECISION DRILLING, LPPrecision Drillingoil and gasworkplace safety or health violation2014OSHA$9,550
PRECISION DRILLING CORPORATION, LPPrecision Drillingoil and gasworkplace safety or health violation2017OSHA$10,000
PRECISION DRILLING CORPORATION, LPPrecision Drillingoil and gasworkplace safety or health violation2021OSHA$15,000
PRECISION DRILLING CORPORATION, LPPrecision Drillingoil and gasworkplace safety or health violation2022OSHA$7,500
PRECISION DRILLING CORPORATION LPPrecision Drillingoil and gasworkplace safety or health violation2011OSHA$10,285
PRECISION DRILLING COMPANY, LPPrecision Drillingoil and gasworkplace safety or health violation2010OSHA$5,000
PRECISION DRILLING COMPANY, LPPrecision Drillingoil and gasworkplace safety or health violation2014OSHA$9,345
PRECISION DRILLING COMPANY, LPPrecision Drillingoil and gasworkplace safety or health violation2018OSHA$6,597
PRECISION DRILLING COMPANY, L.P.Precision Drillingoil and gasworkplace safety or health violation2022OSHA$14,502
PRECISION DRILLING COMPANY, L.P.Precision Drillingoil and gasworkplace safety or health violation2022OSHA$11,187
PRECISION DRILLING COMPANY LPPrecision Drillingoil and gasworkplace safety or health violation2011OSHA$6,300
PRECISION DRILLING COMPANY LPPrecision Drillingoil and gasworkplace safety or health violation2011OSHA$18,400
PRECISION DRILLING CO., LPPrecision Drillingoil and gasworkplace safety or health violation2011OSHA$13,930
PRECISION DRILLING CO., LPPrecision Drillingoil and gasworkplace safety or health violation2011OSHA$30,700
POWEREX, INC.BC Hydroutilities and power generationhazardous waste violation2006EPA$30,000
POWEREX INCBC Hydroutilities and power generationenvironmental violation2011PA-ENV$7,000
PowerexBC Hydroutilities and power generationprice-fixing or anti-competitive practices2013CA-AG$750,000,000
Potash Corp. of Saskatchewan Inc.Nutrien Ltd.chemicalsprice-fixing or anti-competitive practices2013private lawsuit-federal$43,750,000
PORTS AMERICA, INC.Brookfield Corporationdiversifiedworkplace safety or health violation2016OSHA$8,762
PORTS AMERICA TAMPA, LLCBrookfield Corporationdiversifiedworkplace safety or health violation2012OSHA$10,000
PORTS AMERICA FLORIDA INC.Brookfield Corporationdiversifiedworkplace safety or health violation2022OSHA$14,063
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.