Safety First Insurance Co. | Tokio Marine | financial services | insurance violation | 2013 | MO-INS | $12,250 |
Tokio Marine & Nichido Fire Insurance Co. | Tokio Marine | financial services | insurance violation | 2013 | MO-INS | $29,750 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2015 | MO-SEC | $128,528 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2004 | MS-INS | $5,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2008 | MS-INS | $10,000 |
HCC Life Insurance Co. and HCC Medical Insurance Services, LLC | Tokio Marine | financial services | insurance violation | 2017 | MT-FIN | $130,000 |
Tokio Marine Kiln Syndicates Limited et al. | Tokio Marine | financial services | insurance violation | 2018 | NJ-DBI | $60,000 |
Bank of Tokyo Mitsubishi-UFJ, Ltd | Mitsubishi UFJ Financial Group | financial services | economic sanction violation | 2013 | NY-DFS | $250,000,000 |
Bank of Tokyo Mitsubishi UFJ | Mitsubishi UFJ Financial Group | financial services | economic sanction violation | 2014 | NY-DFS | $315,000,000 |
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited | Tokio Marine | financial services | insurance violation | 2017 | NY-DFS | $920,000 |
Reliance Standard Life Insurance Company | Tokio Marine | financial services | insurance violation | 2007 | OR-FIN | $10,000 |
Reliance Standard Life Insurance Company | Tokio Marine | financial services | insurance violation | 2007 | OR-FIN | $5,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2011 | OR-FIN | $15,000 |
Protective Life Insurance Company | Dai-ichi Life | financial services | insurance violation | 2014 | SD-INS | $5,000 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | financial services | insurance violation | 2014 | TX-INS | $5,977 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2014 | TX-INS | $32,109 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2015 | TX-INS | $5,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2018 | TX-INS | $23,500 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2019 | TX-INS | $5,000 |
AVEMCO INSURANCE COMPANY | Tokio Marine | financial services | insurance violation | 2002 | VA-INS | $12,000 |
PROTECTIVE LIFE INSURANCE CO. | Dai-ichi Life | financial services | insurance violation | 2004 | VA-INS | $10,000 |
TNUS INSURANCE COMPANY ET AL. | Tokio Marine | financial services | insurance violation | 2015 | VA-INS | $120,233 |
HCC LIFE INSURANCE COMPANY | Tokio Marine | financial services | insurance violation | 2015 | VA-INS | $9,000 |
TOKIO MARINE KILN SYNDICATES, LTD. | Tokio Marine | financial services | insurance violation | 2018 | VA-INS | $7,500 |
Producers Agriculture Insurance Company | Tokio Marine | financial services | insurance violation | 2019 | WA-INS | $50,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2020 | WA-INS | $20,000 |
HCC Life Insurance Company et al. | Tokio Marine | financial services | insurance violation | 2018 | MULTI-FIN | $5,000,000 |
ProEquities, Inc | Dai-ichi Life | financial services | investor protection violation | 2012 | MULTI-FIN | $435,000 |
Protective Life Insurance Company et al. | Dai-ichi Life | financial services | insurance violation | 2019 | MULTI-FIN | $350,000 |
The Standard Insurance Co. | Meiji Yasuda Life Insurance | financial services | insurance violation | 2020 | CT-INS | $7,500 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2020 | WA-INS | $5,000 |
ProEquities, Inc. | Dai-ichi Life | financial services | investor protection violation | 2009 | FINRA | $25,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2020 | CT-INS | $10,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2021 | TX-INS | $9,500 |
Mizuho Capital Markets LLC | Mizuho Financial | financial services | investor protection violation | 2021 | CFTC | $1,500,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2021 | TX-INS | $15,500 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2021 | TX-INS | $39,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2021 | VA-INS | $19,295 |
Philadelphia Indemnity Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $40,000 |
Producers Agriculture Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | ND-INS | $5,000 |
Producers Agriculture Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | SD-INS | $45,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $12,500 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $9,000 |
Nomura Securities | Nomura | financial services | investor protection violation | 2022 | CFTC | $50,000,000 |
Nomura Securities International, Inc. | Nomura | financial services | investor protection violation | 2022 | SEC | $50,000,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $34,500 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | financial services | insurance violation | 2022 | TX-INS | $23,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2022 | TX-INS | $22,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | financial services | insurance violation | 2022 | WA-INS | $25,000 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | financial services | insurance violation | 2022 | TX-INS | $19,500 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $10,500,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
Mizuho Bank Ltd | Mizuho Financial | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,083,333 |
Nomura Securities International Inc. | Nomura | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
Nomura Securities International Inc. | Nomura | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Norinchukin Bank | Norinchukin Bank | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,083,333 |
Shoko Chukin Bank Ltd | Shoko Chukin Bank | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,350,000 |
Mizuho Capital Markets LLC | Mizuho Financial | financial services | investor protection violation | 2023 | CFTC | $6,847,182 |
Reliance Standard Life Insurance Company | Tokio Marine | financial services | insurance violation | 2022 | CT-INS | $9,000 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2023 | TX-INS | $10,000 |
Norinchukin Bank | Norinchukin Bank | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $449,000 |
Mizuho Securities USA LLC | Mizuho Financial | financial services | investor protection violation | 2023 | SEC | $25,000,000 |
Tokio Marine America Insurance Company | Tokio Marine | financial services | insurance violation | 2023 | NY-DFS | $360,000 |
Nomura Securities International | Nomura | financial services | fraud | 2023 | USAO | $35,000,000 |
Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2023 | TX-INS | $19,000 |
Norinchukin Bank | Norinchukin Bank | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | economic sanction violation | 2023 | OFAC | $466,200 |
Safety National Casualty Corporation | Tokio Marine | financial services | insurance violation | 2023 | TX-INS | $17,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | financial services | insurance violation | 2024 | WA-INS | $5,000 |
Mitsubishi Electric Corporation | Mitsubishi Electric | electrical and electronic equipment | price-fixing or anti-competitive practices | 2013 | DOJ_ANTITRUST | $190,000,000 |
Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2013 | DOJ_ANTITRUST | $56,500,000 |
Diamond Electric Mfg. Co. Ltd. | Diamond Electric Manufacturing | electrical and electronic equipment | price-fixing or anti-competitive practices | 2013 | DOJ_ANTITRUST | $19,000,000 |
Nippon Seiki Co. Ltd. | Nippon Seiki | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $1,000,000 |
Fujikura Ltd. | Fujikura | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $20,000,000 |
Furukawa Electric Co. Ltd. | Furukawa Electric | electrical and electronic equipment | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $200,000,000 |
Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $49,100,000 |
Olympus Corp. of the Americas | Olympus | electrical and electronic equipment | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $646,000,000 |
Sony BMG Music Entertainment | Sony | electrical and electronic equipment | privacy violation | 2008 | FTC | $1,000,000 |
Epson Imaging Devices Corporation | Seiko Group | electrical and electronic equipment | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $26,000,000 |
Toshiba Corporation | Toshiba | electrical and electronic equipment | False Claims Act and related | 2000 | DOJ_CIVIL | $33,500,000 |
Fujicolor Processing | Fujifilm | electrical and electronic equipment | environmental violation | 2007 | EPA | $200,000 |
Intersil Corporation | Renesas Electronics | electrical and electronic equipment | export control violation | 2014 | DDTC | $10,000,000 |
Sony Electronics, Inc. | Sony | electrical and electronic equipment | employment discrimination | 2014 | EEOC | $85,000 |
Sony Mobile Communications | Sony | electrical and electronic equipment | telecommunications violation | 2014 | FCC | $400,000 |
AVX Corporation | Kyocera | electrical and electronic equipment | wage and hour violation | 2011 | WHD | $92,589 |
Hussman Corporation | Panasonic | electrical and electronic equipment | wage and hour violation | 2010 | WHD | $147,569 |
Hussman Corporation | Panasonic | electrical and electronic equipment | wage and hour violation | 2010 | WHD | $15,209 |
Oce' Imagistics Inc. | Canon | electrical and electronic equipment | wage and hour violation | 2010 | WHD | $10,305 |
Konica Minolta Business Solutions U.S.A., Inc | Konica Minolta | electrical and electronic equipment | wage and hour violation | 2008 | WHD | $6,959 |
Olympus Corporation of the Americas | Olympus | electrical and electronic equipment | wage and hour violation | 2008 | WHD | $956,774 |
Hussman Corporation | Panasonic | electrical and electronic equipment | labor relations violation | 2004 | NLRB | $10,000 |
Nichicon Corporation | Nichicon Corporation | electrical and electronic equipment | price-fixing or anti-competitive practices | 2017 | DOJ_ANTITRUST | $54,600,000 |
DIAMOND ELECTRIC MFG CORPORATION | Diamond Electric Manufacturing | electrical and electronic equipment | benefit plan administrator violation | 2017 | EBSA | $10,001 |
KYOCERA AMERICA INC | Kyocera | electrical and electronic equipment | aviation safety violation | 2013 | FAA | $8,000 |
Panasonic Avionics Corporation | Panasonic | electrical and electronic equipment | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $137,400,000 |
Panasonic Corp. | Panasonic | electrical and electronic equipment | Foreign Corrupt Practices Act | 2018 | SEC | $143,000,000 |
Sony Pictures Entertainment | Sony | electrical and electronic equipment | wage and hour violation | 2017 | private lawsuit-federal | $50,000 |
Canon | Canon | electrical and electronic equipment | wage and hour violation | 2014 | private lawsuit-federal | $4,425,000 |
Konica Milolta | Konica Minolta | electrical and electronic equipment | wage and hour violation | 2013 | private lawsuit-federal | $4,350,000 |
Hutchinson Technology | TDK Corporation | electrical and electronic equipment | wage and hour violation | 2008 | private lawsuit-federal | $2,003,000 |
Sony Computer Entertainment | Sony | electrical and electronic equipment | wage and hour violation | 2007 | private lawsuit-state | $8,500,000 |