ING Bank, NV | ING | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | financial services | investor protection violation | 2020 | SEC | $586,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2010 | AZ-CC | $853,501 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | AZ-DIFI | $57,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2012 | CO-INS | $6,270 |
Life Investors Insurance Company of America | Aegon | financial services | insurance violation | 2004 | FL-OFR | $11,000 |
Life Investors Insurance Company of America | Aegon | financial services | insurance violation | 2006 | FL-OFR | $53,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2004 | ID-SEC | $15,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2017 | ID-INS | $5,000 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2011 | MD-INS | $9,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2011 | MD-INS | $5,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | MD-INS | $11,800 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | MD-INS | $16,300 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2017 | MD-INS | $8,300 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | MD-INS | $184,000 |
Transamerica Life Insurance Co. et al. | Aegon | financial services | insurance violation | 2012 | MN-FIN | $50,000 |
Transamerica Life Insurance Co. et al. | Aegon | financial services | insurance violation | 2014 | MN-FIN | $2,500,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | MN-FIN | $5,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2018 | MN-FIN | $40,000 |
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MN-FIN | $100,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2006 | MO-SEC | $228,600 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2009 | MO-INS | $26,001 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $6,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $26,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $36,000 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2003 | MS-INS | $24,351 |
Monumental Life Insurance Company | Aegon | financial services | insurance violation | 2008 | NJ-DBI | $250,000 |
Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2016 | NJ-DBI | $75,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | NJ-DBI | $5,942,519 |
ABN AMRO | ABN AMRO | financial services | economic sanction violation | 2005 | NY-DFS | $20,000,000 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2013 | NY-DFS | $852,418 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2018 | NY-DFS | $1,345,136 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2009 | OR-FIN | $25,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2016 | SD-INS | $15,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2018 | SD-INS | $10,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | SD-INS | $30,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2014 | UT-INS | $45,000 |
MONUMENTAL LIFE INSURANCE CO | Aegon | financial services | insurance violation | 2001 | VA-INS | $5,000 |
LIFE INVESTORS INSURANCE COMPANY OF AMERICA | Aegon | financial services | insurance violation | 2006 | VA-INS | $29,000 |
Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2013 | WA-INS | $150,000 |
Transamerica Casualty Insurance Company | Aegon | financial services | insurance violation | 2014 | WA-INS | $20,000 |
Transamerica Casualty Insurance Company | Aegon | financial services | insurance violation | 2015 | WA-INS | $10,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2016 | WA-INS | $5,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | WA-INS | $15,000 |
Monumental Life Insurance Company | Aegon | financial services | insurance violation | 2003 | MULTI-FIN | $37,000,000 |
Transamerica Casualty Insurance Company | Aegon | financial services | insurance violation | 2017 | MULTI-FIN | $3,000,000 |
Transamerica Asset Management, Inc. | Aegon | financial services | investor protection violation | 2020 | SEC | $5,946,782 |
Trafigura Beheer B.V. Amsterdam | Trafigura | financial services | air pollution violation | 2012 | CA-ARB | $10,000 |
Nyrstar Clarksville | Trafigura | financial services | air pollution violation | 2019 | TN-ENV | $181,482 |
Nyrstar Clarksville | Trafigura | financial services | air pollution violation | 2019 | TN-ENV | $622,389 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | financial services | water pollution violation | 2017 | TN-ENV | $41,760 |
Nyrstar Gordonsville LLC | Trafigura | financial services | water pollution violation | 2013 | TN-ENV | $5,000 |
Transamerica Financial Advisors, Inc. | Aegon | financial services | investor protection violation | 2020 | FINRA | $8,800,000 |
ABN AMRO Incorporated | ABN AMRO | financial services | investor protection violation | 2005 | FINRA | $220,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2004 | FINRA | $150,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2020 | CT-INS | $10,000 |
TRANSAMERICA LIFE INSURANCE COMPANY | Aegon | financial services | insurance violation | 2021 | MO-INS | $11,000 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2020 | NY-DFS | $750,000 |
Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2021 | VT-FIN | $84,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2021 | WA-INS | $30,000 |
Transamerica Corporation | Aegon | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,400,000 |
Transamerica Occidental | Aegon | financial services | air pollution violation | 2003 | CA-SCAQMD | $5,438 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2022 | NE-DOI | $25,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2022 | MN-FIN | $500,000 |
ING Bank N.V. | ING | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,490,000 |
Transamerica Life Insurance Company | Aegon | financial services | consumer protection violation | 2019 | private lawsuit-federal | $195,000,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2023 | MD-INS | $102,000 |
TRANSAMERICA LIFE INSURANCE COMPANY | Aegon | financial services | insurance violation | 2023 | WA-INS | $40,000 |
Cooperatieve Rabobank U.A | Rabobank | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2020 | NJ-DBI | $137,000 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2023 | NY-DFS | $120,000 |
Nyrstar Clarksville Inc. | Trafigura | financial services | air pollution violation | 2023 | TN-ENV | $17,500 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | financial services | workplace safety or health violation | 2020 | OSHA | $28,916 |
NYRSTAR CLARKSVILLE INC. | Trafigura | financial services | workplace safety or health violation | 2022 | OSHA | $14,400 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | financial services | environmental violation | 2010 | EPA | $45,524 |
Trafigura AG | Trafigura | financial services | air pollution violation | 2012 | EPA | $73,465 |
Trafigura AG | Trafigura | financial services | air pollution violation | 2015 | EPA | $21,450 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2020 | MSHA | $6,159 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2014 | MSHA | $8,600 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2010 | MSHA | $5,080 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2010 | MSHA | $5,080 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2010 | MSHA | $18,271 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2019 | MSHA | $5,776 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2009 | MSHA | $25,000 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2021 | MSHA | $6,232 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2022 | MSHA | $11,500 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2022 | MSHA | $41,474 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2022 | MSHA | $6,725 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2022 | MSHA | $6,725 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2018 | MSHA | $5,903 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2022 | MSHA | $18,926 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2022 | MSHA | $21,029 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2014 | MSHA | $5,000 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2011 | MSHA | $12,790 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2009 | MSHA | $16,830 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | financial services | workplace safety or health violation | 2009 | MSHA | $9,951 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | financial services | workplace safety or health violation | 2012 | MSHA | $7,115 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | financial services | workplace safety or health violation | 2014 | MSHA | $8,209 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | financial services | workplace safety or health violation | 2014 | MSHA | $8,209 |