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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Lattimore Materials Company, L.P.Holcim Groupbuilding materialslabor relations violation2001NLRB$27,000
Otis Spunkmeyer, Inc.Aryztafood productslabor relations violation2000NLRB$6,500
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2015NM-ENV$50,400
Clariant CorporationClariantchemicalsenvironmental violation2014NM-ENV$96,002
ACE American Insurance Company ET AL.Chubb Limitedfinancial servicesFalse Claims Act and related2010NY-AG$70,000,000
Credit Suisse SecuritiesUBSfinancial servicesinvestor protection violation2016NY-AG$30,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2018NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000
Lafarge North AmericaHolcim Groupbuilding materialsenvironmental violation2013NY-AG$1,500,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2007NY-AG$23,300,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2018NY-AG$230,000,000
Zurich American Insurance Company et al.Zurich Insurancefinancial servicesFalse Claims Act and related2010NY-AG$37,500,000
Holcim Inc.Holcim Groupbuilding materialsenvironmental violation2021NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $850,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2013NY-DFS$4,560,000
Credit Suisse AGUBSfinancial servicestax violations2014NY-DFS$715,000,000
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014NY-DFS$9,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2015NY-DFS$50,000
21st Century Centennial Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$36,500
21st Century National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$25,000
Metropolitan Group Property and Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015NY-DFS$30,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2017NY-DFS$23,740
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2017NY-DFS$135,000,000
Chubb Ltd.Chubb Limitedfinancial servicesinsurance violation2018NY-DFS$1,300,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019NY-DFS$50,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020NY-DFS$200,000
Zurich American Life Insurance Company of New YorkZurich Insurancefinancial servicesinsurance violation2020NY-DFS$25,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022NY-DFS$2,200,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2024NY-DFS$150,000
LaFarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2015NY-ENV$59,000
Lafarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2014NY-ENV$100,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009NY-MANDA$268,000,000
VITOL, S.A.Vitolfinancial serviceskickbacks and bribery2007NY-MANDA$17,500,000
UBS AGUBSfinancial serviceseconomic sanction violation2015OFAC$1,700,100
Alcon Laboratories, IncAlcon Inc.medical equipment and supplieseconomic sanction violation2016OFAC$7,617,150
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticseconomic sanction violation2005OFAC$18,957
Barry Callebaut USA, IncBarry Callebautfood productseconomic sanction violation2004OFAC$6,852
Chiron Corporation LtdNovartispharmaceuticalseconomic sanction violation2004OFAC$168,500
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003OFAC$14,750
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003OFAC$5,000
ACE LimitedChubb Limitedfinancial serviceseconomic sanction violation2019OFAC$66,212
Baldor Electric Co.ABB Ltd.utilities and power generationemployment discrimination2012OFCCP$2,000,000
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
Aggregate Industries Management, Inc.Holcim Groupbuilding materialsemployment discrimination2012OFCCP$22,540
Gerber Products Co.Nestlefood productsemployment discrimination2009OFCCP$900,000
Nestle USA Prepared Foods Division Inc.Nestlefood productsemployment discrimination2006OFCCP$120,000
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
ACE GroupChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2011OH-AG$1,970,000
Farmers Insurance GroupZurich Insurancefinancial servicesdiscriminatory practices (non-employment)2001OH-AG$4,300,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006OH-AG$7,000,000
Lafarge North America Inc. et al.Holcim Groupbuilding materialsenvironmental violation2016OH-ENV$275,000
Lafarge North AmericaHolcim Groupbuilding materialsenvironmental violation2010OH-ENV$6,738
Farmers InsuranceZurich Insurancefinancial servicesinsurance violation2021OK-AG$25,000,000
Malarkey Roofing CompanyHolcim Groupbuilding materialsenvironmental violation2021OR-ENV$2,105,405
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2004OR-FIN$10,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2005OR-FIN$11,000
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2006OR-FIN$9,000
ACE American Reinsurance CompanyChubb Limitedfinancial servicesinsurance violation2006OR-FIN$8,300
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2007OR-FIN$20,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2007OR-FIN$20,000
ACE American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2007OR-FIN$15,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2007OR-FIN$10,000
Farmers Insurance Company of OregonZurich Insurancefinancial servicesinsurance violation2009OR-FIN$10,000
Ace Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2010OR-FIN$7,900
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2021OR-FIN$15,000
LAFARGE NORTH AMERICA DBA LAFARGE WESTHolcim Groupbuilding materialsworkplace safety or health violation2002OSHA$7,000
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2001OSHA$6,300
ABB PAINT AUTOMATION GROUPABB Ltd.utilities and power generationworkplace safety or health violation2000OSHA$8,375
OTIS SPUNKMEYER, INCAryztafood productsworkplace safety or health violation2003OSHA$6,210
CHIRON CORPORATIONNovartispharmaceuticalsworkplace safety or health violation2000OSHA$90,140
ADECCO EMPLOYMENT SERVICESAdeccobusiness servicesworkplace safety or health violation2005OSHA$5,000
NBTY MANUFACTURING LLCNestlefood productsworkplace safety or health violation2002OSHA$23,735
MALARKEY ROOFING PRODUCTSHolcim Groupbuilding materialsworkplace safety or health violation2006OSHA$7,500
SWISSPORT USA INCSwissport Internationalbusiness servicesworkplace safety or health violation2008OSHA$7,500
ABB INCABB Ltd.utilities and power generationworkplace safety or health violation2000OSHA$9,000
ABB POWER T & D COMPANY, INC.ABB Ltd.utilities and power generationworkplace safety or health violation2001OSHA$9,000
GERBER PRODUCTS COMPANYNestlefood productsworkplace safety or health violation2000OSHA$5,000
NESTLE USANestlefood productsworkplace safety or health violation2003OSHA$18,675
NESTLE USANestlefood productsworkplace safety or health violation2005OSHA$18,475
NESTLE USANestlefood productsworkplace safety or health violation2005OSHA$18,635
TYCO THERMAL CONTROLSPentairindustrial equipmentworkplace safety or health violation2001OSHA$20,700
TYCO ELECTRONICSTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2001OSHA$5,270
GENENTECHRochepharmaceuticalsworkplace safety or health violation2003OSHA$11,240
SWISSPORTSwissport Internationalbusiness servicesworkplace safety or health violation2004OSHA$5,000
ADECCOAdeccobusiness servicesworkplace safety or health violation2003OSHA$50,375
ROCHE MOLECULAR SYSTEMS INCRochepharmaceuticalsworkplace safety or health violation2002OSHA$9,225
NBTY MANUFACTURING LLCNestlefood productsworkplace safety or health violation2002OSHA$20,385
TYCO ELECTRONICSTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2003OSHA$19,270
KUHLMAN ELECTRIC CORPORATIONABB Ltd.utilities and power generationworkplace safety or health violation2000OSHA$6,375
LIEBHERR AMERICA, INC.Liebherrheavy equipmentworkplace safety or health violation2000OSHA$9,800
AMPCO METAL INC.AMPCO Metalmetalsworkplace safety or health violation2000OSHA$14,700
ABB POWER T & D COMPANY, INC.ABB Ltd.utilities and power generationworkplace safety or health violation2001OSHA$25,000
HOLCIM (US) INC.Holcim Groupbuilding materialsworkplace safety or health violation2001OSHA$5,400
TYCO ELECTRONICS CORPORATIONTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2001OSHA$5,360
LONZA BIOLOGICS, INC.Lonzachemicalsworkplace safety or health violation2002OSHA$9,750
ARCH CHEMICALS INCArxadachemicalsworkplace safety or health violation2002OSHA$8,500
AGGREGATE INDUSTRIES-MID ATLANTICHolcim Groupbuilding materialsworkplace safety or health violation2002OSHA$7,000
A. FINKL & SONS CO.Swiss Steelmetalsworkplace safety or health violation2002OSHA$21,600
LAFARGE ROAD MARKINGHolcim Groupbuilding materialsworkplace safety or health violation2003OSHA$6,595
LAFARGE ROAD MARKINGHolcim Groupbuilding materialsworkplace safety or health violation2003OSHA$9,650
AGGREGATE INDUSTRIESHolcim Groupbuilding materialsworkplace safety or health violation2002OSHA$5,880
ADECCO EMPLOYMENT SVCS/TURNER INT'L PIPING SYSTEMSAdeccobusiness servicesworkplace safety or health violation2002OSHA$9,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.