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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
HOLCIM - WCR, INC.Holcim Groupbuilding materialsworkplace safety or health violation2022OSHA$20,717
GERBER PRODUCTS COMPANYNestlefood productsworkplace safety or health violation2022OSHA$13,500
SWISSPORT CARGO SERVICES LPSwissport Internationalbusiness servicesworkplace safety or health violation2022OSHA$7,366
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2022OSHA$11,000
ARCH WOOD PROTECTION, INC.Arxadachemicalsworkplace safety or health violation2022OSHA$124,780
KUEHNE + NAGEL, INC.Kuehne & Nagelfreight and logisticsworkplace safety or health violation2022OSHA$15,625
LINDT & SPRUNGLI (USA) INC.Lindt & Sprunglifood productsworkplace safety or health violation2022OSHA$7,800
LAFARGE NORTH AMERICA, INC. AND ITS SUCCESSOR, HOLCIM (US) INC.Holcim Groupbuilding materialsworkplace safety or health violation2022OSHA$12,355
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2023OSHA$22,400
SWISSPORT CARGO SERVICES, L.P.Swissport Internationalbusiness servicesworkplace safety or health violation2023OSHA$5,885
HOLCIM-MAR INC.Holcim Groupbuilding materialsworkplace safety or health violation2023OSHA$8,350
SWISSPORT USA, INCSwissport Internationalbusiness servicesworkplace safety or health violation2023OSHA$20,488
SWISSPORT USA, LTDSwissport Internationalbusiness servicesworkplace safety or health violation2023OSHA$26,787
SWISSPORT USA, LTDSwissport Internationalbusiness servicesworkplace safety or health violation2023OSHA$8,929
LIEBHERR MINING & CONSTRUCTION EQUIPMENT INC.Liebherrheavy equipmentworkplace safety or health violation2023OSHA$53,855
SWISSPORT CARGO SERVICES LPSwissport Internationalbusiness servicesworkplace safety or health violation2023OSHA$24,000
BEECH-NUT NUTRITION COMPANYHero Groupfood productsworkplace safety or health violation2023OSHA$8,929
SWISSPORT USA, INCSwissport Internationalbusiness servicesworkplace safety or health violation2023OSHA$14,061
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2023OSHA$7,145
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2023OSHA$26,787
TE CONNECTIVITY CORPORATIONTE Connectivityelectrical and electronic equipmentworkplace safety or health violation2023OSHA$11,162
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2023OSHA$6,750
ACE LimitedChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2007PA-AG$9,000,000
LONZA INCLonzachemicalsenvironmental violation2010PA-ENV$9,240
LONZA INCLonzachemicalsenvironmental violation2002PA-ENV$9,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2018PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$7,250
LONZA INCLonzachemicalsenvironmental violation2005PA-ENV$31,145
LONZA INCLonzachemicalsenvironmental violation2003PA-ENV$8,500
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$44,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2015PA-ENV$5,991
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2008PA-ENV$612,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2008PA-ENV$70,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2006PA-ENV$41,500
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004PA-ENV$175,500
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004PA-ENV$55,263
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2000PA-ENV$14,198
BARRY CALLEBAUT USA LLCBarry Callebautfood productsenvironmental violation2014PA-ENV$13,974
Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2004PA-INS$10,000
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2005PA-INS$50,000
Foremost Insurance Company of Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2005PA-INS$5,000
Empire Fire & Marine Insurance CompanyZurich Insurancefinancial servicesinsurance violation2006PA-INS$20,000
Clariant Corp.Clariantchemicalsenvironmental violation2013RI-ENV$105,000
Metropolitan Property and Casualty CompanyZurich Insurancefinancial servicesinsurance violation2019RI-FIN$5,000
OTIS SPUNKMEYER, INCAryztafood productsair pollution violation2011SC-ENV$8,000
LAFARGE BUILDING MATERIALS INCHolcim Groupbuilding materialsair pollution violation2010SC-ENV$6,000
LAFARGE BUILDING MATERIALS INCHolcim Groupbuilding materialsair pollution violation2009SC-ENV$106,000
LAFARGE BUILDING MATERIALS INCHolcim Groupbuilding materialsair pollution violation2008SC-ENV$90,000
HOLCIM US INCHolcim Groupbuilding materialsair pollution violation2008SC-ENV$6,000
CLARIANT CORPORATIONClariantchemicalswater pollution violation2007SC-ENV$11,050
LAFARGE BUILDING MATERIALS, INC.Holcim Groupbuilding materialsair pollution violation2006SC-ENV$24,000
CAPSUGELLonzachemicalsair pollution violation2004SC-ENV$10,000
NESTLE PREPARED FOODS COMPANYNestlefood productswater pollution violation2003SC-ENV$5,600
CLARIANT CORPORATIONClariantchemicalsair pollution violation2002SC-ENV$5,000
Aryzta LLCAryztafood productsair pollution violation2020SC-ENV$14,000
Bristol West Insurance CompanyZurich Insurancefinancial servicesinsurance violation2011SC-INS$7,500
Foremost Insurance Group et al.Zurich Insurancefinancial servicesinsurance violation2015SD-INS$750,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015SD-INS$100,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016SD-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016SD-INS$5,000
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2020SD-INS$25,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2016SEC$54,300,000
UBS Willow Management LLC and UBS Fund Advisor LLCUBSfinancial servicesinvestor protection violation2015SEC$17,500,000
UBS AGUBSfinancial servicesinvestor protection violation2015SEC$19,500,000
UBS Financial Services Inc. of Puerto RicoUBSfinancial servicesinvestor protection violation2015SEC$15,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesdata submission deficiencies2015SEC$4,250,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2015SEC$14,400,000
Credit Suisse Group AGUBSfinancial servicesinvestor protection violation2014SEC$196,000,000
UBS SecuritiesUBSfinancial servicestoxic securities abuses2013SEC$50,000,000
Credit Suisse Securities (USA)UBSfinancial servicestoxic securities abuses2012SEC$120,000,000
UBS Financial Services Inc. of Puerto RicoUBSfinancial servicesinvestor protection violation2012SEC$26,600,000
UBS Global Asset ManagementUBSfinancial servicesinvestor protection violation2012SEC$300,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2011SEC$8,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2016SEC$25,000,000
Transocean Inc.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010SEC$7,265,080
GlobalSantaFe Corp.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010SEC$5,858,165
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2010SEC$39,300,000
Logitech InternationalLogitech Internationalelectrical and electronic equipmentaccounting fraud or deficiencies2016SEC$7,500,000
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2014SEC$56,400
UBS AGUBSfinancial servicestax violations2009SEC$200,000,000
Zurich Financial ServicesZurich Insurancefinancial servicesaccounting fraud or deficiencies2008SEC$25,000,000
Swiss Re Financial Products CorporationSwiss Refinancial servicesinvestor protection violation2007SEC$95,000
Zurich Capital Markets Inc.Zurich Insurancefinancial servicesinvestor protection violation2007SEC$16,800,000
ABB LtdABB Ltd.utilities and power generationForeign Corrupt Practices Act2004SEC$5,900,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2004SEC$4,621,768
UBS PaineWebber, Inc.UBSfinancial servicesinvestor protection violation2003SEC$500,000
Credit Suisse First Boston LLCUBSfinancial servicesinvestor protection violation2003SEC$200,000,000
UBS Warburg LLCUBSfinancial servicesinvestor protection violation2003SEC$80,000,000
Credit Suisse First Boston CorporationUBSfinancial servicesinvestor protection violation2002SEC$100,000,000
PaineWebber IncorporatedUBSfinancial servicesinvestor protection violation2000SEC$26,200,000
Warburg Dillon Read LLCUBSfinancial servicesinvestor protection violation2000SEC$6,680,000
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2016SEC$15,025,882
Credit Suisse AGUBSfinancial servicesaccounting fraud or deficiencies2016SEC$90,000,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2017SEC$3,500,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2017SEC$5,754,714
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2015SEC$480,000
UBS O'Connor, LLCUBSfinancial servicesinvestor protection violation2013SEC$5,297,716
Credit Suisse Alternative Capital, LLC and Credit Suisse Asset Management, LLCUBSfinancial servicesinvestor protection violation2011SEC$2,500,000
Credit Suisse Group AGUBSfinancial servicesForeign Corrupt Practices Act2018SEC$29,700,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.