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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$22,000
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$7,000
Chubb Lloyds Insurance Company of TexasChubb Limitedfinancial servicesinsurance violation2018TX-INS$55,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$18,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$7,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$9,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019TX-INS$45,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2019TX-INS$8,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2019TX-INS$9,900
Chubb Indemnity Insurance CompanyChubb Limitedfinancial servicesinsurance violation2019TX-INS$9,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019TX-INS$17,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2019TX-INS$18,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2019TX-INS$5,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019TX-INS$15,000
Zurich American Insurance Co. of IllinoisZurich Insurancefinancial servicesinsurance violation2020TX-INS$10,800
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2020TX-INS$19,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2020TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2020TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2020TX-INS$8,500
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2021TX-INS$19,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021TX-INS$19,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$19,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$6,000
Chubb Seguros Mexico, S.A.Chubb Limitedfinancial servicesinsurance violation2022TX-INS$100,000
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2021TX-INS$45,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$7,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$14,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2022TX-INS$6,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$10,600
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$20,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$72,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$17,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$7,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$22,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$58,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$21,800
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$34,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$60,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$97,200
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$24,750
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$12,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
Ace Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$6,250
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$12,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$10,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$21,500
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$12,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$38,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$69,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$80,300
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$8,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$14,000
Chubb Indemnity Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$8,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$12,750
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$6,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$42,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$12,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$90,950
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$17,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$5,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$19,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$13,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$27,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$22,250
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$18,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$17,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2024TX-INS$17,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2024TX-INS$17,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$12,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2023TX-INS$7,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2024TX-INS$6,200
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$6,000
Credit Suisse Energy LLCUBSfinancial servicesutility service violation2017TX-PUC$7,500
UBS Securities LLCUBSfinancial servicesinvestor protection violation2010TX-SEC$6,640,432
Novartis PharmaceuticalsNovartispharmaceuticalskickbacks and bribery2015USAO$390,000,000
Accutest Corp. aka Accutest LaboratoriesSGS S.A.miscellaneous servicesfraud2015USAO$3,000,000
Aggregate Industries Northeast Region Inc.Holcim Groupbuilding materialsfraud2007USAO$50,000,000
NBTY, Inc.Nestlefood productsControlled Substances Act violation2004USAO$950,000
Holcim (US) Inc.Holcim Groupbuilding materialswater pollution violation2021USAO$850,000
Lafarge S.A.Holcim Groupbuilding materialspayment to designated terrorist organization2022USAO$777,780,000
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2009UT-INS$141,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2021UT-INS$41,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023UT-INS$79,000
Credit Suisse Securities (USA) LLCUBSfinancial servicestoxic securities abuses2016VA-AG$1,200,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2016VA-AG$850,000
Nestle Purina Petcare Co.Nestlefood productsenvironmental violation2020VA-ENV$15,861
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2002VA-INS$27,000
AMERICAN ZURICH INSURANCE COZurich Insurancefinancial servicesinsurance violation2004VA-INS$5,000
FEDERAL INSURANCE CO., ET AL.Chubb Limitedfinancial servicesinsurance violation2004VA-INS$65,000
BRISTOL WEST INSURANCE COMPANYZurich Insurancefinancial servicesinsurance violation2006VA-INS$20,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.