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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Clariant CorporationClariantchemicalshazardous waste violation2015EPA$168,817
Nestle Prepared Foods Co. Inc.Nestlefood productsenvironmental violation2018EPA$27,720
TRANSOCEAN OFFSHORE DEEP.DRILLTransoceanoilfield services and suppliesenvironmental violation2024EPA$507,000
Gerber Products CompanyNestlefood productsenvironmental violation2020EPA$24,450
Clariant CorporationClariantchemicalsenvironmental violation2020EPA$6,177
Systech Environmental CorporationHolcim Groupbuilding materialsenvironmental violation2024EPA$9,483
RUSSELL STOVERS CANDIES, INC.Lindt & Sprunglifood productswater pollution violation2001EPA$40,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004EPA$5,000
LAFARGE NORTH AMERICA, INCHolcim Groupbuilding materialsair pollution violation2010EPA$1,026,192
RUSSELL STOVER CANDIESLindt & Sprunglifood productswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $585,000
Systech Environmental CorporationHolcim Groupbuilding materialsenvironmental violation2024EPA$98,513
LaFargeHolcim Groupbuilding materialswater pollution violation2012EPA$1,084,166
Holcim, Inc.Holcim Groupbuilding materialswater pollution violation2011EPA$50,000
HOLCIM (US) INCHolcim Groupbuilding materialswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $36,500
Logitech. Inc.Logitech Internationalelectrical and electronic equipmentenvironmental violation2011EPA$261,000
GenentechRochepharmaceuticalsenvironmental violation2023EPA$158,209
LAFARGE CORPORATION SEATTLE PLANTHolcim Groupbuilding materialsair pollution violation2010EPA$315,481
ROBERT GRUBERArxadachemicalsenvironmental violation2006EPA$52,000
Lafarge North America IncHolcim Groupbuilding materialswater pollution violation2014EPA$300,000
Vitol S.A., Inc.Vitolfinancial servicesair pollution violation2005EPA$41,600
Glencore Ltd.Glencorefinancial servicesair pollution violation2013EPA$98,954
Vitol Inc.Vitolfinancial servicesair pollution violation2014EPA$30,394
CHEMOIL CORPORATIONGlencorefinancial servicesair pollution violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Vitol, Inc.Vitolfinancial servicesair pollution violation2015EPA$14,047
Vitol, Inc.Vitolfinancial servicesair pollution violation2016EPA$17,934
Vitol Inc.Vitolfinancial servicesair pollution violation2016EPA$9,814
VitolVitolfinancial servicesair pollution violation2017EPA$35,000
VITOL SA, INCVitolfinancial servicesair pollution violation2002EPA$95,000
SIKA CORPORATIONSika AGchemicalsenvironmental violation2000EPA$7,865
NOVARTIS PRODUCTSNovartispharmaceuticalsenvironmental violation2000EPA$13,200
NOVARTIS CONSUMER HEALTH, INC.Novartispharmaceuticalsenvironmental violation2000EPA$5,000
SIKA CORPORATIONSika AGchemicalsenvironmental violation2000EPA$5,445
Sika CorporationSika AGchemicalsenvironmental violation2004EPA$60,280
KUEHNE AND NAGEL INCKuehne & Nagelfreight and logisticsaviation safety violation2010FAA$15,000
TYCO ELECTRONICS LTDTE Connectivityelectrical and electronic equipmentaviation safety violation2011FAA$30,000
NESTLE PURINA PETCARENestlefood productsaviation safety violation2012FAA$80,000
KUEHNE AND NAGEL INC.Kuehne & Nagelfreight and logisticsaviation safety violation2017FAA$25,360
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsaviation safety violation2014FAA$12,000
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticsaviation safety violation2014FAA$91,000
ABB Inc.ABB Ltd.utilities and power generationtelecommunications violation2020FCC$15,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$422,500,000
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$72,500,000
InterMune Inc.Rochepharmaceuticalsoff-label or unapproved promotion of medical products2006FDA$36,900,000
UBS AGUBSfinancial servicesbanking violation2015FED$342,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014FED$100,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2004FED$100,000,000
UBS Group AGUBSfinancial servicesbanking violation2023FED$268,500,000
Vitol Inc.Vitolfinancial servicesenergy market violation2019FERC$2,742,881
Vitol Inc.Vitolfinancial servicesenergy market violation2024FERC$2,225,000
Credit SuisseUBSfinancial servicestoxic securities abuses2014FHFA$885,000,000
UBS Americas Inc.UBSfinancial servicestoxic securities abuses2013FHFA$885,000,000
UBS Financial Services Inc.UBSfinancial servicesanti-money-laundering deficiencies2018FINCEN$5,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2019FINRA$6,500,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2019FINRA$2,000,000
UBS Financial Services Inc. and UBS Securities LLCUBSfinancial servicesanti-money-laundering deficiencies2018FINRA$5,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesanti-money-laundering deficiencies2016FINRA$16,500,000
UBS Financial Services Incorporated of Puerto RicoUBSfinancial servicesinvestor protection violation2015FINRA$18,500,000
Credit Suisse Securities (USA), LLCUBSfinancial servicesinvestor protection violation2014FINRA$5,000,000
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2012FINRA$2,354,584
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2011FINRA$1,750,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2011FINRA$12,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2011FINRA$4,500,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2011FINRA$10,750,000
UBS SecuritiesUBSfinancial servicesinvestor protection violation2009FINRA$268,000
Credit Suisse Securities (USA), LLCUBSfinancial servicesinvestor protection violation2009FINRA$275,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2009FINRA$100,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2008FINRA$1,000,000
UBS Securities, LLCUBSfinancial servicesinvestor protection violation2008FINRA$200,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2007FINRA$370,000
Credit Suisse Securities (USA), LLCUBSfinancial servicesinvestor protection violation2006FINRA$225,000
UBS International Inc.UBSfinancial servicesinvestor protection violation2005FINRA$10,000
Credit Suisse First Boston, L.L.C.UBSfinancial servicesinvestor protection violation2004FINRA$50,000
Schwab Capital Markets, L.P.UBSfinancial servicesinvestor protection violation2004FINRA$70,000
UBS Securities, L.L.C.UBSfinancial servicesinvestor protection violation2004FINRA$10,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2004FINRA$200,666
Credit Suisse First Boston LLCUBSfinancial servicesinvestor protection violation2004FINRA$770,000
Credit Suisse First Boston CorporationUBSfinancial servicesinvestor protection violation2002FINRA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
Schwab Capital MarketsUBSfinancial servicesinvestor protection violation2001FINRA$12,000
Credit Suisse First Boston CorporationUBSfinancial servicesinvestor protection violation2001FINRA$25,000
CS First Boston Corp.UBSfinancial servicesinvestor protection violation2000FINRA$1,240,000
Credit Suisse SecuritiesUBSfinancial servicesinvestor protection violation2022FINRA$9,000,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2022FINRA$2,500,000
LAFARGE GYPSUM MANUFACTURING FACILITYHolcim Groupbuilding materialsdrinking water violation2010FL-DEP$5,200
SGS North America IncSGS S.A.miscellaneous servicesenvironmental violation2021FL-DEP$19,500
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$44,500
American Guarantee and Liability Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$10,850
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002FL-OFR$31,500
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2003FL-OFR$6,000
Bristol West Insurance Co.Zurich Insurancefinancial servicesinsurance violation2004FL-OFR$26,500
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2006FL-OFR$9,750
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2007FL-OFR$56,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008FL-OFR$8,000
SIKA CORPORATIONSika AGchemicalsmotor vehicle safety violation2009FMCSA$5,500
SIKA CORPORATIONSika AGchemicalsmotor vehicle safety violation2007FMCSA$11,280
CAMBREX BIO SCIENCE WALKERSVILLE, INCLonzachemicalsmotor vehicle safety violation2006FMCSA$6,050
ABB INCABB Ltd.utilities and power generationmotor vehicle safety violation2005FMCSA$6,680
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2013FRA$9,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2011FRA$6,900
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.