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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Lonza Inc.Lonzachemicalspesticide violation2006CA-DPR$39,000
Arch Chemicals, Inc.Arxadachemicalspesticide violation2006CA-DPR$114,900
Thomas & Betts Corp.ABB Ltd.utilities and power generationenvironmental violation2016CA-DTSC$625,000
Jennings Technology Company, LLCABB Ltd.utilities and power generationhazardous waste violation2011CA-DTSC$347,000
Tyco Electronics Corp.TE Connectivityelectrical and electronic equipmenthazardous waste violation2004CA-DTSC$25,650
Tyco Electronics Corp.TE Connectivityelectrical and electronic equipmenthazardous waste violation2004CA-DTSC$28,258
STMicroelectronics, Inc.STMicroelectronicselectrical and electronic equipmenthazardous waste violation2001CA-DTSC$15,061
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2003CA-INS$403,652
Coast National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2005CA-INS$120,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2006CA-INS$15,000
21st Century Insurance Co. and 21st Century Casualty Co.Zurich Insurancefinancial servicesinsurance violation2007CA-INS$50,000
Coast National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2009CA-INS$150,000
Ace Limited Insurance GroupChubb Limitedfinancial servicesinsurance violation2014CA-INS$100,000
Accounting Principals Inc.Adeccobusiness serviceswage and hour violation2013CA-LCO$5,103
Ghirardelli and Russell StoverLindt & Sprunglifood productsconsumer protection violation2019CA-MULTI$750,000
Firestone Building ProductsHolcim Groupbuilding materialsair pollution violation2016CA-SCAQMD$21,825
Firestone Building ProductsHolcim Groupbuilding materialsair pollution violation2012CA-SCAQMD$400,000
Credit SuisseUBSfinancial servicesinvestor protection violation2016CFTC$665,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2014CFTC$290,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2012CFTC$700,000,000
UBS SecuritiesUBSfinancial servicesdata submission deficiencies2010CFTC$200,000
Vitol Inc. and Vitol Capital Management Ltd.Vitolfinancial servicesinvestor protection violation2010CFTC$6,000,000
Noble Americas Corp.Vitolfinancial servicesinvestor protection violation2010CFTC$130,000
UBS AGUBSfinancial servicesinvestor protection violation2010CFTC$130,000
UBS Fund Advisor, LLCUBSfinancial servicesdata submission deficiencies2009CFTC$50,000
Barry Callebaut Sourcing AGBarry Callebautfood productsinvestor protection violation2004CFTC$25,000
UBS AGUBSfinancial servicesinvestor protection violation2018CFTC$15,000,000
Vitol Inc.Vitolfinancial servicesfraud2020CFTC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000
Credit SuisseUBSfinancial servicesinvestor protection violation2021CFTC$1,500,000
UBS AGUBSfinancial servicesinvestor protection violation2021CFTC$500,000
Glencore International A.G.Glencorefinancial servicesprice-fixing or anti-competitive practices2022CFTC$1,186,000,000
Credit SuisseUBSfinancial servicesinvestor protection violation2022CFTC$75,000,000
UBS AGUBSfinancial servicesinvestor protection violation2022CFTC$75,000,000
Intermune, Inc.RochepharmaceuticalsMedicare Coverage Gap Discount Program violation2013CMS$5,641
Intermune, Inc.RochepharmaceuticalsMedicare Coverage Gap Discount Program violation2013CMS$16,215
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2020CO-DPHE$66,500
Aggregate IndustriesHolcim Groupbuilding materialsair pollution violation2020CO-DPHE$12,425
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2019CO-DPHE$31,500
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2019CO-DPHE$35,000
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2018CO-DPHE$9,200
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2016CO-DPHE$5,600
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2015CO-DPHE$9,800
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2010CO-DPHE$34,793
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2009CO-DPHE$74,625
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2007CO-DPHE$50,000
Aggregate IndustriesHolcim Groupbuilding materialsenvironmental violation2006CO-DPHE$11,426
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2005CO-DPHE$9,000
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2002CO-DPHE$6,000
Holcim (US) Inc.Holcim Groupbuilding materialsenvironmental violation2021CO-DPHE$246,500
HOLCIM (US) INC.Holcim Groupbuilding materialsenvironmental violation2022CO-DPHE$378,000
AGGREGATE INDUSTRIES - WCR, INC.Holcim Groupbuilding materialsenvironmental violation2023CO-DPHE$23,188
Holcim-WCR, Inc. fka Aggregate Industries-WCR, Inc.Holcim Groupbuilding materialsenvironmental violation2023CO-DPHE$100,000
Holcim-WCR, Inc. fka Aggregate Industries-WCR, Inc.Holcim Groupbuilding materialsenvironmental violation2023CO-DPHE$100,000
HOLCIM (US) INC.Holcim Groupbuilding materialsenvironmental violation2023CO-DPHE$98,000
HOLCIM (US) INC.Holcim Groupbuilding materialsair pollution violation2023CO-DPHE$80,500
Aggregate Industries - WCR, Inc.Holcim Groupbuilding materialsmining environmental violation2018CO-DRMS$10,000
Aggregate Industries - WCR, Inc.Holcim Groupbuilding materialsmining environmental violation2015CO-DRMS$35,000
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2005CO-INS$16,000
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$255,500
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$66,000
Bristol West Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$161,500
Tyco Electronics Printed Circuit GroupTE Connectivityelectrical and electronic equipmentwater pollution violation2004CT-AG$4,400,000
UBS AGUBSfinancial servicesenvironmental violation2011CT-ENV$80,000
Zurich Insurance GroupZurich Insurancefinancial servicesinsurance violation2010CT-INS$235,000
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2019CT-INS$64,000
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2020CT-INS$16,000
American Guarantee and Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2020CT-INS$10,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023CT-INS$72,500
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2022CT-INS$20,000
Metropolitan Group Property & Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022CT-INS$34,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022CT-INS$12,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2007CT-SEC$5,500,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013DE-AG$70,077
21st Century Centennial Insurance Co.Zurich Insurancefinancial servicesinsurance violation2016DE-INS$27,500
Bankers Standard Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2019DE-INS$16,000
Foremost Property and Casualty Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2019DE-INS$11,000
ABB, Inc.ABB Ltd.utilities and power generationenergy conservation violation2017DOE$37,040
UBS Securities Japan Co. Ltd.UBSfinancial servicesprice-fixing or anti-competitive practices2012DOJ_ANTITRUST$500,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$160,000,000
Kuhne + Nagel International AGKuehne & Nagelfreight and logisticsprice-fixing or anti-competitive practices2010DOJ_ANTITRUST$9,865,044
ABB Middle East & Africa Participations AGABB Ltd.utilities and power generationprice-fixing or anti-competitive practices2001DOJ_ANTITRUST$53,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020DOJ_ANTITRUST$195,000,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016DOJ_CIVIL$33,500,000
ADC Telecommunications Inc.TE Connectivityelectrical and electronic equipmentFalse Claims Act and related2012DOJ_CIVIL$1,000,000
Eon Labs Inc.NovartispharmaceuticalsFalse Claims Act and related2010DOJ_CIVIL$3,500,000
Credit SuisseUBSfinancial servicestoxic securities abuses2017DOJ_CIVIL$5,280,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2020DOJ_CIVIL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2021DOJ_CIVIL$185,000,000
UBS AGUBSfinancial servicestoxic securities abuses2023DOJ_CIVIL$1,435,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$203,000,000
Transocean Inc.Transoceanoilfield services and suppliesForeign Corrupt Practices Act2010DOJ_CRIMINAL$13,440,000
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2010DOJ_CRIMINAL$19,000,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009DOJ_CRIMINAL$268,000,000
Credit Suisse (Hong Kong) LimitedUBSfinancial servicesForeign Corrupt Practices Act2018DOJ_CRIMINAL$47,029,916
Novartis Hellas S.A.C.I. et al.NovartispharmaceuticalsForeign Corrupt Practices Act2020DOJ_CRIMINAL$233,000,000
Vitol Inc.Vitolfinancial servicesForeign Corrupt Practices Act2020DOJ_CRIMINAL$135,000,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicesmoney laundering2021DOJ_CRIMINAL$79,000,000
Credit Suisse Group AGUBSfinancial servicesfraud2021DOJ_CRIMINAL$175,500,000
Glencore International A.G. and Glencore Ltd.Glencorefinancial servicesForeign Corrupt Practices Act2022DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2022DOJ_CRIMINAL$315,000,000
Adecco USA Inc.Adeccobusiness serviceswork visa violations2019DOJ_RIGHTS$67,778
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.