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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2002MA-AG$111,167
Metropolitan Property & CasualtyZurich Insurancefinancial servicesconsumer protection violation2010MA-AG$20,000
Metropolitan Property & Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2010MA-AG$3,500,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2013MA-AG$50,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2012MA-AG$395,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2000MA-AG$1,840,000
Sika Corp.Sika AGchemicalsFalse Claims Act and related2009MA-AG$200,000
The Chubb Corp.Chubb Limitedfinancial servicesconsumer protection violation2009MA-AG$239,011
UBS Financial Services, Inc. and UBS Securities LLCUBSfinancial servicestoxic securities abuses2008MA-AG$35,000,000
Aggregate Industries - Northeast Region, Inc.Holcim Groupbuilding materialsair pollution violation2021MA-AG$990,000
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2016MA-ENV$6,616
HOLCIM US INCHolcim Groupbuilding materialsenvironmental violation2008MA-ENV$28,000
CLARIANT PLASTICS & COATINGS USAClariantchemicalsenvironmental violation2007MA-ENV$16,848
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2006MA-ENV$13,000
AGGREGATE INDUSTRIES NORTHEASTHolcim Groupbuilding materialsenvironmental violation2006MA-ENV$10,000
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2005MA-ENV$63,000
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2003MA-ENV$5,000
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2002MA-ENV$30,000
Zurich DirectZurich Insurancefinancial servicesinsurance violation2002MA-INS$6,000
Zurich Life Insurance Company of AmericaZurich Insurancefinancial servicesinsurance violation2002MA-INS$12,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2003MA-INS$40,000
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2009MD-ENV$46,500
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2008MD-ENV$20,000
LAFARGE BUILDING MATERIALSHolcim Groupbuilding materialsair pollution violation2005MD-ENV$20,000
Holcim CementHolcim Groupbuilding materialsenvironmental violation2022MD-ENV$110,000
Holcim CementHolcim Groupbuilding materialsair pollution violation2023MD-ENV$112,500
Holcim CementHolcim Groupbuilding materialsair pollution violation2023MD-ENV$50,000
Holcim CementHolcim Groupbuilding materialsair pollution violation2022MD-ENV$45,000
Holcim CementHolcim Groupbuilding materialsair pollution violation2023MD-ENV$18,000
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2011MD-INS$30,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2011MD-INS$25,000
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011MD-INS$125,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2011MD-INS$15,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2014MD-INS$10,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2015MD-INS$25,000
Empire Fire and Marine Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2015MD-INS$8,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2016MD-INS$12,000
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2021MD-INS$7,000
ACE American Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2013ME-INS$30,550
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2013ME-INS$35,350
UBSUBSfinancial servicesinvestor protection violation2010MI-AG$117,000,000
Holcim (US) Inc. dba LaFarge Alpena PlantHolcim Groupbuilding materialsair pollution violation2021MI-ENV$170,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$13,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$5,885
Ace American InsuranceChubb Limitedfinancial serviceswage and hour violation2012MI-LEO$6,000
Metropolitan Property and Casualty Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2001MN-FIN$10,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2002MN-FIN$7,500
Illinois Union Insurance Co.Chubb Limitedfinancial servicesinsurance violation2002MN-FIN$5,000
Chubb Indemnity Insurance Co.Chubb Limitedfinancial servicesinsurance violation2002MN-FIN$5,000
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003MN-FIN$20,000
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003MN-FIN$10,000
Foremost Insurance Co.Zurich Insurancefinancial servicesinsurance violation2003MN-FIN$5,000
Universal Underwriter Insurance Co.Zurich Insurancefinancial servicesinsurance violation2004MN-FIN$200,000
Foremost Insurance Co. at al.Zurich Insurancefinancial servicesinsurance violation2004MN-FIN$75,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2005MN-FIN$5,000
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008MN-FIN$70,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2012MN-FIN$10,000
Bristol West Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2017MN-FIN$20,000
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2021MN-FIN$15,400
Lafarge North America Inc.Holcim Groupbuilding materialswater pollution violation2010MO-AG$150,491
Lafarge Corp.Holcim Groupbuilding materialswage and hour violation2006MO-DLIR$5,500
Nestle Purina Pet Care CompanyNestlefood productsair pollution violation2013MO-ENV$5,000
Nestle Purina Pet Care CompanyNestlefood productsair pollution violation2013MO-ENV$5,000
Universal Underwriters Insurance Co.Zurich Insurancefinancial servicesinsurance violation2007MO-INS$6,530
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2008MO-INS$5,900
Chubb National Insurance Co.Chubb Limitedfinancial servicesinsurance violation2012MO-INS$68,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015MO-INS$87,000
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2016MO-INS$250,000
Security National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2021MO-INS$23,150
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2007MO-SEC$697,210
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2009MO-SEC$170,175
Metropolitan Property & Casualty Co.Zurich Insurancefinancial servicesconsumer protection violation2019MS-AG$3,167,173
Sandoz, Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2011MS-AG$30,110,618
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$5,503
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2007MSHA$6,996
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2007MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2007MSHA$5,099
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2007MSHA$15,570
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2007MSHA$8,421
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2007MSHA$5,961
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$19,539
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$6,905
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$6,905
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$6,905
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$26,903
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$26,903
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$5,433
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$6,905
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$34,204
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$34,204
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$7,481
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$26,903
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$5,433
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2024MSHA$5,433
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.